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HomeMy WebLinkAbout2012-05-08 - Personnel-Risk Management Committee Meeting Agenda Packet Yorba Linda Water District AGENDA YORBA LINDA WATER DISTRICT PERSONNEL-RISK MANAGEMENT COMMITTEE MEETING Tuesday, May 8, 2012, 4:00 PM 1717 E Miraloma Ave, Placentia CA 92870 COMMITTEE STAFF Director Michael J. Beverage, Chair Ken Vecchiarelli, General Manager Director Ric Collett Gina Knight, Human Resources Manager 1. PUBLIC COMMENTS Any individual wishing to address the committee is requested to identify themselves and state the matter on which they wish to comment. If the matter is on this agenda, the committee Chair will recognize the individual for their comment when the item is considered. No action will be taken on matters not listed on this agenda. Comments are limited to matters of public interest and matters within the jurisdiction of the Water District. Comments are limited to five minutes. 2. ACTION CALENDAR This portion of the agenda is for items where staff presentations and committee discussions are needed prior to formal committee action. 2.1. Request for Proposals for an Organizational Efficiency Study Recommendation: That the Committee recommend the Board of Directors authorize staff to issue a Request for Proposals for Professional Services for the preparation of an Organizational Efficiency Study. 2.2. Request to Add a Temporary, Part-Time File Clerk Position Recommendation: That the Committee recommend the Board of Directors add this position to the 2012-2013 budget under salaries and expenses (budgeted position) for a temporary, part-time file clerk to assist with the records management program. 2.3. Short-Term Disability Insurance Recommendation: That the Committee recommend the Board of Directors authorize the provision of short-term disability insurance for full-time District employees and a life insurance benefit for members of the Board of Directors. 2.4. Claim Filed by Thomas Barker Recommendation: That the Committee recommend the Board of Directors reject the claim submitted by Thomas Barker. 2.5. Claim Filed by Mamco Recommendation: That the Committee recommend the Board of Directors reject and refer the claim submitted by Mamco, Inc. to ACWA/JPIA. 3. DISCUSSION ITEMS This portion of the agenda is for matters such as technical presentations, drafts of proposed policies, or similar items for which staff is seeking the advice and counsel of the Committee members. This portion of the agenda may also include items for information only. 3.1. Human Resources/Risk Management/Safety Activity 3.2. Status of Recruitments and Budgeted Positions 3.3. Future Agenda Items and Staff Tasks 4. ADJOURNMENT 4.1. The next meeting of the Personnel-Risk Management Committee will be held June 12, 2012 at 4:00 p.m. Items Distributed to the Committee Less Than 72 Hours Prior to the Meeting Pursuant to Government Code section 54957.5, non-exempt public records that relate to open session agenda items and are distributed to a majority of the Committee less than seventy-two (72) hours prior to the meeting will be available for public inspection in the lobby of the District's business office located at 1717 E. Miraloma Avenue, Placentia, CA 92870, during regular business hours. When practical, these public records will also be made available on the District's internet website accessible at http://www.ylwd.com/. Accommodations for the Disabled Any person may make a request for a disability-related modification or accommodation needed for that person to be able to participate in the public meeting by telephoning the Executive Secretary at 714-701-3020, or writing to Yorba Linda Water District, P.O. Box 309, Yorba Linda, CA 92885-0309. Requests must specify the nature of the disability and the type of accommodation requested. A telephone number or other contact information should be included so the District staff may discuss appropriate arrangements. Persons requesting a disability-related accommodation should make the request with adequate time before the meeting for the District to provide the requested accommodation. ITEM NO. 2.1 AGENDA REPORT Meeting Date: May 8, 2012 Budgeted: Yes Total Budget: $45,000 To: Personnel-Risk Management Committee Funding Source: All Water Funds From: Ken Vecchiarelli, General Account No: 1-2010-0600-00 Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Prepared By: Gina Knight, HR/Risk Manager Subject: Request for Proposals for an Organizational Efficiency Study SUMMARY: During Fiscal Year 2011-2012, one or more Board members requested staff to look at the District's organizational makeup to determine if efficiency opportunities existed within the organization's current structure. On March 20, 2012, staff presented an action item to the Personnel-Risk Management Committee requesting consideration of a recommendation for the Board of Directors to consider the authorization of staff to prepare a Request for Proposals for Professional Services toward the preparation of an Organizational Efficiency Study. The Committee requested this action item be brought to the full Board of Directors for discussion and consideration at the Budget Workshop of April 11 , 2012. This item was not discussed at the Budget Workshop of April 11 , 2012. At the request of Chairperson Beverage, staff was instructed to place this item on the Personnel-Risk Management Committee Agenda of May 8, 2012. STAFF RECOMMENDATION: That the Committee recommend the Board of Directors authorize staff to issue a Request for Proposals for Professional Services for the preparation of an Organizational Efficiency Study. DISCUSSION: Funds were previously allocated in the Administration Department's Budget (FY 2011/2012) for the AWWA QualServe Peer Review Survey which could assist the District in evaluating its overall operating efficiency. Funds have not been expended for this effort. ITEM NO. 2.2 AGENDA REPORT Meeting Date: May 8, 2012 Budgeted: No To: Personnel-Risk Management Committee From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Prepared By: Amelia Cloonan, Personnel Technician Subject: Request to Add a Temporary, Part-Time File Clerk Position SUMMARY: The need to hire a temporary, part-time file clerk to assist the Executive Secretary with the records management program has become evident due to the large volume of materials produced by all District departments and the large backlog of materials that need to be sorted, categorized, laserfiched and filed so that they may be accessible to District staff when needed. STAFF RECOMMENDATION: That the Committee recommend the Board of Directors add this position to the 2012-2013 budget under salaries and expenses (budgeted position) for a temporary, part-time file clerk to assist with the records management program. DISCUSSION: A large volume of materials that need to be filed are created District wide in all departments. The records management function, which includes sorting, categorizing and laserfiching these materials, is part of the function of the Executive Secretary to the General Manager. Once the sorting, categorizing and laserfiching has taken place, these materials are physically filed in the vault. The realization has developed that there is the need for support with the records management function. This temporary, part-time file clerk position was not included in the draft budget presented to the Board of Directors at its meeting Wednesday, April 11 , 2012. This position would be compensated at Range 16 comparable to the Customer Service Representative I position at an hourly rate of $18.66 to $22.74. ITEM NO. 2.3 AGENDA REPORT Meeting Date: May 8, 2012 To: Personnel-Risk Management Cost Estimate: $1800 Committee From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Reviewed by Legal: No Prepared By: Gina Knight, HR/Risk Manager Subject: Short-Term Disability Insurance SUMMARY: Staff requested quotes for both short-term disability insurance coverage for all full-time District employees and life insurance for the Board of Directors from the District's insurance broker, Wells Fargo Insurance Services USA, Inc. STAFF RECOMMENDATION: That the Committee recommend the Board of Directors authorize the provision of short-term disability insurance for full-time District employees and a life insurance benefit for members of the Board of Directors. DISCUSSION: On April 10, 2012, staff presented the Personnel-Risk Management Committee with a proposal for short-term disability insurance for the District's full-time employees as well as extending life insurance coverage for the Board of Directors. The Committee reviewed and discussed the proposal and directed staff to make some minor revisions and bring back the revised proposal for consideration at the May 8, 2012 Personnel-Risk Management Committee meeting. The revised proposal provides short-term disability coverage for all full-time District employees and life insurance benefits for the District's Board of Directors. The short-term disability insurance is designed to pay a benefit for a period of time (not to exceed 9 weeks) in the event an employee cannot work because of a covered illness, injury or pregnancy. This benefit would replace a portion of the employee's weekly income to help them meet their financial commitments when they need the help. There would be a 29-day waiting period for the short-term disability benefit. The District currently offers long-term disability insurance coverage to its employees with a waiting period of 90 days. The short-term disability insurance would bridge the waiting time for employees to eligibility for long-term disability coverage. The quote for the short-term disability insurance coverage will be $127.16 per month ($1 ,525.97 annually). The life insurance coverage for the Board of Directors is based on a flat $10,000 benefit. The quote for this coverage would increase the existing life insurance premium rates by an additional $242 per year. ATTACHMENTS: Name: Description: Type: Document.pdf Short Term Disability Proposal Backup Material Yorba Linda Water District Yorba Linda Water District Life and STD Proposal Marie Ward, Senior Account Executive Terri Mendez, Account Manager (Revised 0411 8/202 2) Wells Fargo Insurance Services USA, Inc. CA License #DO08408 Together we'll go far ® Yorba Linda Notes dater District Wells Fargo Insurance Services Fife Proposal ® Yorba Linda Water District This is merely a summary of benefits for comparison purposes only. Plan Details are determined by individual carriers, Wells Fargo Insurance Services Current Option with Directors BENEFIT PROVISIONS Prudential Prudential Class 1 - Excludes Directors. 1 times annual BEN EFIT AM O U N T 1 times annual salary to a maximum of salary to a maximum of$150,000 $150'000 Class 2 - Directors: Flat$10,000 Annual earnings excluding bonus, OT, Annual earnings excluding bonus, OT, or extra DEFINITION OF EARNINGS or extra comp. comp. 65% @ age 70 65% @age 70 AGE REDUCTION 50% wage 75 & over 50% [7a age 75 & over (Benefit reduce to:) 90% benefit to max benefit with Iife 90% benefit to max benefit with life ACCEJRATED DEATH BENEFIT expectancy of 12 months expectancy of 12 months BEN EFITS TMM I N ATE AT RETI REM EN T? yes yes GUARAN TF£ISSU E all amounts all amounts WAIVER O F PREM IU M < age 60 and disabled, ends at age 65 < age 60 and disabled, ends at age 65 CONVERSION included included PORTABIUTY included included This is merely a summary of benefits for comparison purposes only. Plan Details are determined by individual carriers, Wells Fargo Insurance Services AD&D Proposal BENEFIT PROVISIONS Current Prudential & Option to add D i vectors BENEFIT AMOUNT Same as Life AGE REDUCTION Same as Life SCHED ULE OF BEN ER TS ® Yorba Linda Water District Li fe 100% — Both hands 100% Both feet 100% Sight of both eyes 100% One hand and one foot 100% One hand and sight of one eye 100% One foot and sight of one eye 100% Speech and hearing 100°/0 One hand 50% One foot 50% Sight of one eye 50% Speech 50% Hearing 50% Total Paralysisof upper and lower limbs(Quadriplegia) 100% Total Paraiy si s of both I ower i i mbs(Parapf egia) 50% Total Paralysis of upper and lower Iirnbs on one side of the body (Hemiplegia) 50% CHILD CARE Not to exceed $5,000/yr or a total of$10,000 or 25%of benefit; whichever is less EDUCATION up to $5,000/year, or the cumulative total of$20,000 or 25%of benefit, whichever i s less SEATBELT The lesser of$10,000 or the AD&D benefit AIRBAG not included REPATRIATION up to$5,000 or 10%of Benefit; whichever is less This Is merely a summary of benefitsfor comparison purposes only. Wells Fargo Insurance Service 4 Life and AD&D Rate Proposal _ 11T Option With CU RR8 Directors Prudential Prudential LI FRA❑&D RATE PER $1 ,000 OF BENEFIT $0.157 $0.161 AMOUNT Volume (based on 72 Lives) $5,045,750 $5,045,750 r'M O N TH LY CO Sr- - $792 $812 AN N U AL CO S17 $9,506 $9)748 $ Change to current $242 % Change to current ?-5°/, Rate Guarantee Through 1/1/2013 NOTES: *Volume isbased on census Yorba Linda Water District We'is F2., Xnsur n e Services 5 The need for Short-Term Disability ® Yorba Linda Water District Chances are you may already own home, auto and life insurance to protect yourself against the threat of loss. And you probably have health insurance to guard against costly medical bills. But what steps have you taken to help shield yourself and those who count on you from an unexpected loss of income? would you be able to pay the bills if you became disabled and unable to work. . .even for a short amount of time? YL_WD may provide an excellent opportunity for you to help protect your income by offering Group Short Term Disability (STD) insurance. STD insurance is designed to pay a benefit for a period of time in the event you cannot work because of a covered illness, injury, pregnancy or mental disorder. This benefit replaces a portion of your weekly income, helping you to meet your financial commitments just when you may need it most. Wells Fargo Insurance Services 6 STD Proposal Benefit Provisions Proposed Prudential Effective Date 1-dal-12 Weekly Benefit Amount 66.57% Weekly Benefit Maximum $1,500 Weekly Benefit Minimum $25 Accident Waiting Period 29 Days Sickness Waiting Period 29 Days Benefit Duration 9 Weeks Definition of Disability Inability to Perform Regular Occupation and Loss of Income EDI Applies No Prue-Existing Condition None Partial Disability Provision Included Coverage Type Non Occupational W-2 Services Only Included PICA Match with W2 Services Included Contribution Status N on-Contri butory Benefit Taxation Taxable Definition of Eamings Standard Plan Type Supplemental to CA UCD plan Actively At Work Provision Applies This is merely a summary of benefits for comparison purposes only. Puri details are determined by Yorba Linda Water District individual carriers Wells Fargo Insurance Services 7 STD Proposal Benefit Provisions Proposed Prudential STD Rate Summary (Excludes D i rectors) Esti mated Lives 74 Weekly Benefit Volume $63,582 Monthly Rates 0.02 Rate Bass Per$10 Weekly Benefit Monthly Premium $127.16 Annual Premium $1,525.97 Rate Guarantee Through 11112014 This is merely a summary of benefitsfor comparison proposes only. Plan details are determined by individual carriers ® Yorba Linda Water District Wells Fargo Insurance Services ITEM NO. 2.4 AGENDA REPORT Meeting Date: May 8, 2012 To: Personnel-Risk Management Committee From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Prepared By: Gina Knight, HR/Risk Manager Subject: Claim Filed by Thomas Barker SUMMARY: Thomas Barker, requests reimbursement for a water heater he claims was damaged after water was shut off by District staff for approximately one hour in his neighborhood. STAFF RECOMMENDATION: That the Committee recommend the Board of Directors reject the claim submitted by Thomas Barker. DISCUSSION: Mr. Thomas Barker presented a claim to the District on April 11, 2012. Mr. Barker claims his water heater began to leak after District staff shut off water in his neighborhood on April 9, 2012. Pursuant to the District's Water Rules and Regulations Section 4.5 Shutting Off Water For Repairs: The District reserves the right to shut off water in their mains for the purpose of making repairs or for any other purposes found necessary. The District shall not be responsible for any damages which may occur due to water shut-offs. The owner and/or consumer shall be conclusively presumed to have taken all necessary precautions in compliance with the building code in anticipation of emergency shut-offs. Where a planned shut-off is made every effort shall be made by the District to notify the consumers. Staff confirmed the water was shut off to repair a valve to the main line. In addition, staff contacted Cece Wuchter, ACWA-JPIA Sr. Claims representative to discuss the claim. Mrs. Wuchter concurred and supported staff's recommendation to reject the claim. ATTACHMENTS: Name: Description: Type: THOMAS BARKER 4-2012.pdf Thomas Barker Claim Backup Material PLEASE CONTACT YLWD RECORDS DIVISION FOR THIS ATTACHMENT (714) 701-3101 records@ylwd.com } �" � �� ! �+• . { . ITEM NO. 2.5 AGENDA REPORT Meeting Date: May 8, 2012 To: Personnel-Risk Management Committee From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Reviewed by Legal: Yes Prepared By: Amelia Cloonan, Personnel Technician Subject: Claim Filed by Mamco SUMMARY: Mamco, Inc., through its attorney, Azzam Saad, P.E. Esq., has presented a claim to the District in the amount of $423,239.84 on March 27, 2012. STAFF RECOMMENDATION: That the Committee recommend the Board of Directors reject and refer the claim submitted by Mamco, Inc. to ACWA/JPIA. DISCUSSION: The Yorba Linda Water District and Mamco, Inc. entered into a contract on May 16, 2011 for the construction of the Ohio Street and Oriente Drive Pipeline Replacement Project. Mamco, Inc. is claiming that after award of the contract, the District imposed many restrictions on the contractor that were not in the original specifications. Mamco claims those restrictions interfered with the contractor's ability to complete the job and increased the costs to the contractor. Mamco claims it is entitled to be compensated by the District for the additional costs incurred to complete the project. They are claiming $423,239.84 in damages. Mamco's original bid price was $1,389,089.00. They were issued a notice to proceed by the District on May 23, 2011 after they participated in the competitive bidding process. Prior to the start of construction, Mamco submitted Change Order Request No. 1 on July 20, 2011 , requesting additional time and compensation. The request was reviewed by the District and rejected in its entirety. In the correspondence accompanying the denial, the District stated its position that the means and methods used by Mamco to construct the project were their own determination and that they would not be due any compensation or time for their choices. Legal counsel notes that under the terms of the contract, Mamco, Inc.'s first step was to follow the Public Contract Code Section 20104 procedures. Mamco did this, and the Board of Directors rejected their claim at its meeting held February 23, 2012. Mamco should then have requested an informal meet and confer within 15 days. If after the informal meet and confer, the District still rejected the claim, Mamco had the right under the contract to file the Government Claim under Section 900 et seq. Mamco did not ask for the informal meet and confer and technically violated the contract documents. However, legal counsel believes the District should move forward and consider the claim. PRIOR RELEVANT BOARD ACTION(S): At its meeting held February 23, 2012, the Board of Directors rejected Mamco, Inc.'s original claim, which had been presented to the District on January 24, 2012. ATTACHMENTS: Name: Description: Type: fu'itsufi6000220120502172107 Mamco.pdf Claim on behalf of Mamco, Inc. Backup Material RECEIVED Azzam Sand MAR 2 7 2012 Attorney at Law YORSALINDAWATERDISTRICT 8810 Hummingbird Ave. Fountain Valley, CA 92708 714-593-0073 azzamsaad®verizon.net CLAIM ON BEHALF OF MAMCO,INC. PER SECTION 900 OF THE GOVERNMENT CODE TO: Yorba Linda Water District Mr. Ken Vecchiarelli—General Manager Mr.Steve Conklin, P.E.-Engineering Manager 1717 E. Miraloma Ave Placentia,CA 92870 RE: Ohio St.and Oriente Or.Pipeline Replacement Contract J201006 A. Name and Address of Claimant MAMCO, INC. 1 6810 Van Buren Blvd. Suite 200 Riverside, CA 92504 B. Notices shall be sent to: MAMCO,INC. 16810 Van Buren Blvd. Suite 200 Riverside, CA 92504 Azzam Saad, P.E.,Esq. Attorney at Law 8810 Hummingbird Ave Fountain Valley, CA 92708 C. Nature of Claim On May 16, 2011, MAMCO, INC. ("Mamco")entered into a contract with Yorba Linda Water District(the"District") for the construction of the Ohio Street and Oriente Drive Pipeline Replacement Project in the City of Yorba Linda(the"Project"). The work comprised the furnishing of labor, equipment and materials to construct certain, water mains, appurtenances, 551403.1 Page I of 3 connections, and abandonments. The original bid price was $1,389,089.00,which was based on the estimated quantities of work provided in the bid documents. The effective date of the Notice to Proceed issued by the District was May 23, 2011, and the original completion date of the Project was December 19,2011. Mamco bid this project from drawings& specifications,provided by the District, who awarded the contract though the competitive bid process for public works contracts. Mamco reasonably assumed at the time of bid that the plans and specifications furnished by the District were accurate, complete and adequate for their intended purpose. At no time prior to the execution of the contract were any representations or statements trade by the District that this Project was anything other than a normal design/bid/build project which is commonplace in the construction industry. As it turned out,many restrictions were imposed on the Contractor after the award of the Project,contrary to accepted construction practices and not contemplated at the time of the bid,nor stated in the Specifications. Those restrictions interfered with the Contractor means and methods which increased the costs of performing the work. An authorization to commence work was issued by the District on May 19, 2011, whereupon Mamco dispatched personnel and began mobilization efforts,the District prevented Mamco from setting up a yard near the Construction zone which added to the cost of performing the work and delayed the performance. The District interfered in the means and methods of construction by preventing Marnco from using a large track excavator it intended to use for the most efficient way that will result in the least cost of performance. By using a smaller excavator Mamco incurred delays, inefficiencies,and disruptions to its crews which added to the cost of performance. 551403.1 Page 2 of 3 In addition,the District interfered in the means and methods of the Contractor's operations by preventing the Contractor from storing the excavated spoils during the construction work hours alongside the work zone. This added to the cost of performance by forcing the contractor to haul off the material and using cement slurry back fill to replace the exported soil. As a result of the foregoing,Marn.co has incurred substantial costs to complete the Project, for which it is entitled to be compensated by the District. D. The Flames of the Public Employees Causinz the Damnae or Loss The representatives of the District who caused the damage or loss to Mamco are Mr. Steve Conklin,P.E.,Mr. Anthony Manzano,P.E.,Mr. Joe Polimino,and Mr. Jesus Sosa,among others. E. Amount Claimed Claimant Mamco hereby makes claim against the District for a sum of not less than Four Hundred Twenty-Three Thousand,Two Hundred and Thirty-Nine Dollars and Eighty-Four Cents(5 423,239.$4)representing the damages suffered by Claimant, including damages for additional labor,material,equipment and overhead costs resulting from performance of work not contemplated by the original contract,and damages associated with delays, disruptions and acceleration to the Project schedule. Dated: Mar. 26,2012 MAMCO,INC. By: Azzam Saad, P.E. Esq Attorney for Claimant MAMCO, INC. 551403.1 Page 3 of 3 ITEM NO. 3.1 AGENDA REPORT Meeting Date: May 8, 2012 To: Personnel-Risk Management Committee From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Prepared By: Amelia Cloonan, Personnel Technician Subject: Human Resources/Risk Management/Safety Activity SUMMARY: The attached spreadsheet is updated on a monthly basis and presented to the Committee for discussion. DISCUSSION: The attached spreadsheet is updated monthly to show the status of Human Resources, Risk Management and Safety/Wellness activities as well as revisions to the District's policies and procedures, job related and employee development training offered to District employees, claims activity and District sponsored employee events. Items shown in red have been revised or updated since the last report. On April 13, 2011 , the District assisted Southern California Gas Co. in excavating a section of Rose Drive and in the process shut down an 8" water main line. During the excavation process, District staff noted that a service line had been bent when a gas line was installed underneath the District's service line. The bend in the line ultimately caused a leak. The District's Risk Manager contacted Southern California Gas Company, and the matter was finally settled with receipt of a check, issued to the Yorba Linda Water District on April 23, 2012 in the amount of $2,460.84. On April 17, twenty-seven District employees participated in a one-hour Employee Assistance Program (EAP) Orientation. The EAP website underwent an update. Information is now available on a wide variety of topics that are potentially of interest to District employees. Also on April 17, interviews were conducted for the vacant Maintenance Worker I position. Seven individuals were interviewed by a panel, and one individual was selected to go forward in the process, commencing with a background check and a conditional job offer extended. The recruitment for the Customer Service Supervisor opened on April 2 and concluded on April 16. Fifty-five applications were received and reviewed. Seven applicants were selected to be interviewed on April 25. A candidate was selected to go forward in the process, was extended a conditional job offer and is now going through a background check. ATTACHMENTS: Nam, Description: Type: HR DEPARTMENT ACTIVITY fiscal 2011- 2012 Use This One for PRM Committee.doc HR Department Activity Backup Material HR DEPARTMENT ACTIVITY 2011/2012 POLICIES AND PROCEDURES ACTIVITY STATUS Development and Maintenance of Management Safety Procedures reviewed Draft policy Driver Record Review Policy None Drug and Alcohol Policy LCW Law firm revising District's policy Educational/Certification/License Draft Policy Reimbursement Policy presented to Bargaining Unit on 3/14/2011 Employee Performance Evaluation Draft policy will be Procedure presented to BU for review and approval after the MOU is adopted by the BOD Employee's Responsibility for Management Maintenance of District Vehicles reviewed Draft policy. To be presented to BU for review and approval after MOU is adopted by the BOD Employee Time-Off Request Policy Draft policy presented to BU for review and approval 3/14/2011 Facilities Use Policy Management reviewed. General Manager to review Draft policy and add input Heat Illness Prevention Program Draft policy In process of review presented to Safety and revision. Consultant on 3/6/2012 for review Updated April 19, 2012 POLICIES AND PROCEDURES CONTINUED POLICIES ACTIVITY STATUS Risk Management Admin Policy HR Mgr to review Draft policy and comment Safety Footwear Allowance Draft policy presented to BU on 3/14/2011 Update Recruitment Procedure HR Mgr to review procedure and add input New Hire Procedure HR Mgr to review procedure and add input Separation/Termination Procedure HR Mgr to review In process procedure and add input Student Intern Policy Draft policy Policy sent to Managers for completed review. To Personnel Risk Management Committee May 8, 2012. TRAINING - ON SITE/OFF SITE DATE VENDOR CLASS TITLE 1-18-2012 Wells Fargo Legislative update 1-25-2012 Orange County HR Group Quarterly Meeting, Irvine Ranch Water District 2-01-2012 ACWA/JPIA Annual HR Group Meeting held at Rancho Cucamonga Water District 02-02-2012 BESST presented 4-hour District employees (9) and local agency class with continuing employees (18) attended. The class education credits involved groundwater production/well performance diagnostics. 3-13-2012 ACWA/JPIA Confined One employee attended Space Entry Training - Moulton Niguel WD 3-15-2012 LCW Webinar: HR Staff participated Interpretation of AB 1028 statutory changes made respecting post-retirement work restrictions for CalPERS retirees 3-22-2012 LCW Workshop — Sick HR Staff attended and Disabled Employees 3-28 & 29 Two-day OSHA training at Two District employees who will become the 2012 Cal State Dominguez Hills District's forklift training instructors (Dave for Forklift Trainer program Barmer and Doug Baker) attended and completed the program. 4-11-2012 ACWA/JPIA Defensive Six employees attended the session. One Driver Training — Moulton employee completed the four required on. Niguel WD line classes. 5-3-2012 Confined Space Special Nine District employees attended this Emphasis Workshop held program jointly sponsored by ACWA/JPIA at Vista Irrigation District. and Cal/OSHA. RECRUITMENTS MONTH POSITION APPLICATIONS PROCESSED 2011 February Meter Reader 1 287 March Customer Service Supervisor 62 June Maintenance Worker 1 (2 positions) 208 August Maintenance Distribution Operator II 4 August/Sept RFP/Interviews for Safety Consultant 3 January 2012 Part-time Public Affairs Intern 5 March 8, 2012 Maintenance Worker I (one position) 27 April 2, 2012 Customer Service Supervisor (one position) CURRENT RISK MANAGEMENT/TORT CLAIM ACTIVITY DATE OF NATURE OF RISK ACTION TAKEN CLAIM HANDLED BY ISSUE/ MGMNT RELATED DISTRICT CLAIM RECD ISSUE/CLAIM &SUBMITTED TO ACWA/JPIA October 2011 Letters received from: 1) Under investigation by Both claims were Melanie Schlotterbeck and Risk Manager. rejected and referred 2) PCM on behalf of The Claims presented to to ACWA/JPIA by the Kellogg Terrace Personnel-Risk Board of Directors on Condominium Association Management February 23, 2012 for damages claimed to Committee for have resulted from a leak recommendation that in Alamo Lane. the Board reject and refer both claims to ACWA/J P IA. November 14, Claim received by District Board rejected and 2011 from Aaron Goodall for referred claim to debris and dust issues ACWA/JPIA on 12/22/2011 January 2012 Claim by Hobo Recreation Release and waiver $110.00 will be (Yorba Linda Bowl) for signed and returned. submitted to charges for backflow & Claim paid out on ACWA/JPIA for meter testing. 1/26/2012 in the reimbursement to amount of $110.00. District (plus $100.00 handling fee) February 2012 Claim filed by William Release and waiver $1309.47 will be Worthington. Yard & pool signed and returned. submitted to flooded with mud due to Claim paid out on ACWA/JPIA for main line failure in street. 2/23/2012 in the reimbursement to amount of $1309.47 District (plus $100.00 handling fee) February 2012 Claim filed by Glenn Claim referred to Claim settled for Yothers on 2/6/2012 for ACWA/JPIA on $500.00 by death of 70' tree. $500.00 2/23/2012. ACWA/JPIA. requested for removal of dead tree. April 2012 Claim filed by Thomas & Debra Barker, 4/16/2012 in the amount of $478.68 for repairs to a water heater they claim was damaged when service was shut off and restored to service on San Antonio Road 4/9/2012. DISTRICT'S CLAIMS ON THE ACWA/JPIA LIABILITY INSURANCE PROGRAM DATE OF NATURE OF RISK CLAIM SUBMITTED INCIDENT MGMNT RELATED AMOUNTOF CLAIM TO ACWA/JPIA ISSUE/CLAIM December 8, Stater Bros. Parking $334.82 Claim submitted. 2011 Lot Payment received. December 12, Beech Street repairs $39,295.00 Claim submitted. 2011 Payment received. December 29, Granby Drive repairs $5,600.00 Claim submitted 2011 payment received March 12, Village Center Drive - TBD Claim referred to 2012 District's dump truck ACWA/JPIA with backhoe on trailer CURRENT WORKERS COMPENSATION ACTIVITY DATE OF NATURE OF W.C. STATUS REPORTABLE INCIDENT INJURY CLAIM 2-28-2012 Left foot pain Open First Aid Only 3-27-2012 Debris in eye Closed Yes DISTRICT EMPLOYEE ACTIVITIES/FUNCTIONS MONTH ACTIVITY/FUNCTION DEPARTMENT 2-14-12 Employee Potluck Event held at Employee Recognition District Committee DISTRICT SAFETY AND WELLNESS- ACTIVITIES/FUNCTIONS MONTH ACTIVITY/FUNCTION DEPARTMENT 1-23-2012 Check AED's & Log HR 2-15-2012 One-hour Employee Assistance Program HR (EAP) Workshop — Eating Right for Life 2-16-2012 Presentation by Aspen Risk Management HR (safety consultants) re plan of action & introduction to Management, supervisors & Safety Committee members 2-22-2012 Check AED's & Log 2-28-2012 Pacific Safety Council Annual Conference HR Attendance by Risk Manager 3-5-2012 Safety Consultant, Rick Abel from the HR Aspen Risk Management Group will perform an assessment of the District's facilities. 3-8-2012 Staff attended Annual Joint Meeting of HR PASMA/PARMA "How to Analyze CalOSHA Regulations" "Beyond Compliance to Safety Culture" 3-19-2012 Safety Leadership Orientation conducted HR by Aspen Risk Management (safety consultants) for Managers, Supervisors and Safety Committee members 8:00 am to 12:30 pm 3-23-2012 Check AED's & Log HR 4-17-2012 Employee Assistance Program Orientation — one-hour session. 28 District employees attended. 4-30-2012 Emergency/Fire Evacuation Drill held. Twenty three employees participated with two employees monitoring the functioning of the alarm system. 4-30-2012 Safety and Wellness Committee Meeting HR/SAFETY held 5-1-2012 Check AED's and Log. HR HR ACTIVITIES/FUNCTIONS MONTH ACTIVITY/FUNCTION DEPARTMENT 01-11-2012 Met with Keenan & Associates regarding Human Resources Employee Benefits Consulting & Brokerage Services 3-29-2012 Met with representatives of Well Fargo Human Resources Insurance Services, District's insurance brokers to discuss options ITEM NO. 3.2 AGENDA REPORT Meeting Date: May 8, 2012 Budgeted: Yes To: Personnel-Risk Management Committee Funding Source: All Funds From: Ken Vecchiarelli, General Manager Presented By: Gina Knight, HR/Risk Manager Dept: Human Resources/Risk Management Prepared By: Miguel Serna, Human Resources Analyst Subject: Status of Recruitments and Budgeted Positions SUMMARY: The attached spreadsheet is updated monthly and presented to the Personnel-Risk Management Committee. DISCUSSION: The Budgeted Positions spreadsheet is updated monthly to show the status of the District's current recruitment activity. The spreadsheet identifies the current fiscal year's budgeted positions as well as any current vacancies awaiting action. Items identified in red indicate the most recent activity such as pending employment offers or applications being processed in addition to any revisions or updates since the last report. The District hired a temporary part-time Customer Service Representative I. The temporary part- time employee was brought in to assist Customer Service in the absence of both a Customer Service staff member who is on a leave of absence and vacant Customer Service Supervisor position. District staff interviewed candidates on April 17, 2012 to fill the vacant Maintenance Worker I position. A conditional job offer was extended with a tentative start date of May 21, 2012. In addition, District staff conducted interviews on April 25, 2012 to fill the vacant Customer Service Supervisor position. The District extended a conditional job offer with a tentative start date of May 16, 2012. ATTACHMENTS: Description: Type: Budgeted Positions 04-30-2012.xls Status of Recruitments and Budgeted Positions Backup Material As of April 30, 2012 FY 2011-2012 Budgeted Positions Salary Start Range Position Classification Budget Emp Status/Comments Date 1-11 (Temporary Help) 0 0 12 13 14 15 Customer Service Representative 1 1 ? Hired (1)temporary part-time staff member. 4/16/2012 16 Meter Reader 1 2 1 Vacancy due to employee's resignation on 6/21/2011. Vacant position on hold. 17 Accounting Assistant 1 1 1 Customer Service Representative 11 1 1 Engineering Secretary 1 1 Maintenance Worker 1 9 11 Interviews conducted 04/17/2012. Offer of 5/21/2012 employment extended. Mechanic 1 0 0 Operations Secretary 0 0 18 Meter Reader 11 2 2 19 Customer Service Representative 111 2 2 Operations Assistant 1 1 20 Engineering Technician 1 0 0 Maintenance Distribution Operator 11 8 6 Under filled with (2) Maint. Worker I positions. Water Quality Technician 1 0 1 Position used to under fill authorized Water Quality Technician 11 position. 21 Accounting Assistant 11 1 1 Facilities Maintenance 1 1 Mechanic 11 1 1 22 Information Systems Technician 1 1 1 Water Quality Technician 11 1 0 Under filled with (1) WQT 1. 23 Maintenance Distribution Operator 111 4 3 Under fill with one (1) MWI. Meter Services Lead 1 1 Mechanic 111 1 1 Personnel Technician 1 1 Plant Operator 11 3 3 24 Construction Inspector 1 1 Engineering Tech 11 2 2 Info Systems Tech II/Programmer 1 1 25 Executive Secretary 1 1 Human Resources Analyst 1 1 Instrumentation Technician 1 1 Sr. Accountant 1 1 As of April 30, 2012 FY 2011-2012 Budgeted Positions Salary Start Range Position Classification Budget Emp Status/Comments Date 26 GIS Administrator 1 1 Project Engineer 2 2 Sr. Construction Inspector 1 1 Sr. Fleet Mechanic 1 1 Sr. Maintenance Distribution Operator 4 4 Sr. Plant Operator 1 1 27 Customer Service Supervisor 1 0 Interviews conducted 04/25/2012. Offer of 5/16/2012 employment extended. 28 Management Analyst 1 1 29 Water Quality Engineer 1 1 30 Public Information Officer 1 1 Water Maintenance Superintendent 1 1 SCADA Administrator 1 1 Information Systems Administrator 1 1 31 JChief Plant Operator 1 1 32 33 34 Sr. Project Manager 1 1 35 36 37 Engineering Manager 1 1 Finance Manager 1 1 Human Resources and Risk Manager 1 1 IT Manager IS Administrator assigned to Acting IT 1 0 Manager. Operations Manager 1 1 38 39 40 General Manager 1 1 Total 76 73 FY 2011-2012 Authorized Part-Time/Intern Positions Salary Start Range Position Classification Budget Emp Status/Comments Date 1-11 Public Affairs Intern 0.5 0.5 Governmental Affairs Intern 0.5 0 24 GIS Technician 0.5 0.5 Total 1.5 1