HomeMy WebLinkAbout2020-09-30 - Board of Directors Meeting Agenda PacketAGENDA
YORBA LINDA WATER DISTRICT
BOARD OF DIRECTORS SPECIAL MEETING
Wednesday, September 30, 2020, 4:00 PM
1717 E Miraloma Ave, Placentia CA 92870
1. TELECONFERENCE INFORMATION
In an effort to help mitigate the spread of Coronavirus (COVID19), the District will be facilitating
participation in this meeting via teleconference pursuant to Paragraph 3 of Executive Order N2920
issued by the Governor of California on March 17, 2020. Information for accessing this meeting is
provided below. Public comment related to items on this agenda or other matters within the District’s
jurisdiction will be facilitated on the teleconference or can be submitted in writing via email to the
Board Secretary (bodsecretary@ylwd.com) at least two (2) hours prior to the start of the meeting. If
you choose to submit comments via email, please identify the agenda item you wish to address. Your
comments will be shared with the Board prior to the meeting. For questions regarding participation
please call 7147013020.
Computer/Mobile Device: https://zoom.us/j/95197750283
Telephone: 6699006833 or 3462487799
Meeting ID: 951 9775 0283
2. CALL TO ORDER
3. PLEDGE OF ALLEGIANCE
4. ROLL CALL
Phil Hawkins, President
Andrew J. Hall, Vice President
Brooke Jones, Director
J. Wayne Miller, PhD, Director
Al Nederhood, Director
5. PUBLIC COMMENTS
Any individual wishing to address the Board or Committee is requested to identify themselves and state
the matter on which they wish to comment. If the matter is on the agenda, the Chair will recognize the
individual for their comment when the item is considered. No action will be taken on matters not listed
on the agenda. Comments are limited to three minutes and must be related to matters of public interest
within the jurisdiction of the Water District. (GC 54954.3)
6. ACTION CALENDAR
This portion of the agenda is for items where staff presentations and Board or Committee discussions
are needed prior to formal action.
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6.1.Task Order for Design of Timber Ridge Booster Pump Station Rehabilitation
Project
Recommendation: That the Board of Directors approve a Task Order for
design of the Timber Ridge Booster Pump Station Rehabilitation Project to
Tetra Tech under the Professional Services Agreement for OnCall
Professional Engineering Services awarded on January 14, 2020.
6.2.2020 Water and Wastewater Rate Study
Recommendation: That the Board of Directors authorize the Finance Manager
to issue a Notice to Proceed with Raftelis Consultants, Inc. to initiate the 5
Year Water and Wastewater Rate Study.
7. CLOSED SESSION
7.1. Conference with Real Property Negotiators
Pursuant to Section 54956.8 of the California Government Code
Property: APN 35218112
Agency Negotiators: Brett R. Barbre, General Manager
Negotiating Parties: That and Qui Dang
Under Negotiation: Price and Terms of Payment
8. ADJOURNMENT
8.1. The next Regular Board Meeting will be held Tuesday, October 13, 2020.
Closed Session (if necessary) will begin at 5:30 p.m. and regular business at
6:30 p.m.
Items Distributed to the Board Less Than 72 Hours Prior to the Meeting
Prior to the Governor’s ‘StayatHome’ Executive Orders regarding COVID19, nonexempt materials related to
open session agenda items that were distributed to a majority of the Board of Directors or Committee Members
less than seventytwo (72) hours prior to the meeting were made available for public inspection in the lobby of the
District’s Administrative building during regular business hours and posted on the District’s website shortly
thereafter (GC 54957.5). As the District’s lobby has been closed to the public in accordance with the Governor’s
Executive Orders and to help mitigate the spread of COVID19, staff will make these materials available on the
District’s website (https://ylwd.com/) as soon as possible following receipt.
Accommodations for the Disabled
Requests for disabilityrelated modifications or accommodations, including auxiliary aids or services, required for
participation in the above posted meeting should be directed to the Board Secretary at (714) 7013020 at least 24
hours in advance. (GC 54954.2(a))
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ITEM NO. 6.1.
AGENDA REPORT
MEETING DATE:September 30, 2020
TO:Board of Directors
FROM:Brett R. Barbre, General Manager
STAFF CONTACTS:Rosanne Weston, Engineering Manager
Danielle Logsdon, Principal Engineer
SUBJECT:Task Order for Design of Timber Ridge Booster Pump Station
Rehabilitation Project
RECOMMENDATION:
That the Board of Directors approve a Task Order for design of the Timber Ridge Booster
Pump Station Rehabilitation Project to Tetra Tech under the Professional Services Agreement
for On-Call Professional Engineering Services awarded on January 14, 2020.
SUMMARY:
The District's current Timber Ridge Booster Pump Station has three electrical vertical turbine
pumps and an existing pump with a natural gas engine that is over 35 years old and beyond
its useful life. The original scope of the project described in the District's 2018 Asset
Management plan included the replacement of one pump and a natural gas engine. The pump
was operating inefficiently and replacement parts for the natural gas engine were no longer
available. Upon further analysis, the District determined that the pump station capacity must
be increased to meet flow demand and fire flow requirements.
The project scope has been modified to include the construction of a new booster pump
station adjacent to the existing pump station. The existing pump station will remain in
operation until the new pump station is constructed and operable to avoid interruptions in
water service. The new booster pump station will consist of new pumps, a new pump building,
a natural gas generator, a new flow meter; and electrical, instrumentation, security and site
improvements. Staff estimates that approximately 75% of the design costs will occur in FY21
and the remainder in FY22.
FISCAL IMPACT:
Budgeted: Yes
Page 3 of 36
Total Budget: $270,000 for Design and Engineering Services During Construction
(Total of $1,830,000 for Design and Construction)
Cost Estimate: $473,400 for Design and Construction Assistance
(Total of $3,730,000 for Design and Construction)
Job No: 2020-37
BACKGROUND:
On January 14, 2020, the Board of Directors authorized the General Manager to execute five
Professional Services Agreements for Professional Engineering Services with Krieger &
Stewart, Inc., Carollo Engineers, Inc., Tetra Tech, Psomas and AECOM for an initial period of
three (3) years and with a cumulative total not to exceed $1,500,000. Staff has identified Tetra
Tech to have the most experience and knowledge of the District's booster pump stations.
Tetra Tech submitted a comprehensive task proposal that complies with the District's request.
The design phase will take approximately 10 months to complete and Tetra Tech's cost will be
a not-to-exceed amount of $473,400.
PRIOR RELEVANT BOARD ACTION:
Board of Directors authorized a Professional Services Agreement with Tetra Tech during the
Regular Board Meeting on January 14, 2020.
STRATEGIC PLAN INITIATIVE:
G1 1A - Work towards service reliability and efficiency by evaluating all water sources; G1 4A
- Address infrastructure needs by updating/implementing the Asset Management Plan; G1 6B
- Maintain distribution system and its capability to provide 100% groundwater and/or import
water to the entire service area.
ATTACHMENTS:
1.Revised Timber Ridge BPS Proposal
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ITEM NO. 6.2.
AGENDA REPORT
MEETING DATE:September 30, 2020
TO:Board of Directors
FROM:Brett R. Barbre, General Manager
STAFF CONTACTS:Delia Lugo, Finance Manager
Kaden Young, Senior Management Analyst
SUBJECT:2020 Water and Wastewater Rate Study
RECOMMENDATION:
That the Board of Directors authorize the Finance Manager to issue a Notice to Proceed with
Raftelis Consultants, Inc. to initiate the 5-Year Water and Wastewater Rate Study.
SUMMARY:
On September 21, 2020, the project team from Raftelis Consultants, Inc. and District staff
conducted a kick-off meeting to discuss the goals and objectives of the 2020 Water and
Wastewater Rate Study. Topics of discussion included: (1) project team, (2) rate study
objectives, (3) scope of service and tentative schedule, (4) legal requirements; and, (5)
financial policies and financial plan discussion.
BACKGROUND:
The 2015 Water and Wastewater Rate Study Report of August 25, 2015 prepared by Raftelis
Financial Consultants, Inc. provides the rationale in support of the Study approved by the BOD
on September 17, 2015. The water and wastewater industries have changed drastically within
the 5-year (2015-2020) term of the current Study and with new legislation being implemented
or pending at the State level, a new and updated study is required for the District to function
optimally. At the regular Board of Director’s meeting on August 27, 2019, the Board of
Directors directed staff to engage Raftelis to conduct a new water and wastewater rate study
rather than issue a formal Request for Proposals.
PRIOR RELEVANT BOARD ACTION:
At the regular Board of Directors’ meeting on August 25, 2020, the Board of Directors
authorized the General Manager to execute a Professional Services Agreement with Raftelis
Page 15 of 36
Consultants, Inc. to develop a 5-Year Water and Wastewater Rate Study.
STRATEGIC PLAN INITIATIVES:
Goal 2: Fiscal Responsibility – Initiative 3: Equitable Rates
ATTACHMENTS:
1.Presentation
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t
Board Workshop
September 30, 2020
2020 Water and
Wastewater Rate Study
1
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Agenda
•Project Team
•Study Objectives / Schedule
•Review Scope of Service
•Legal Requirements
•Financial Policies and Financial Plan Discussion
•Policy Discussion
•Next Steps
2
Page 18 of 36
Raftelis
Key Staff
Sanjay Gaur,
Project Manager
•Email: sgaur@raftelis.com
•Phone: 213-262 -9304
Edward Takara,
Support Analyst
•Email: etakara@raftelis.com
•Phone: 213-262 -9303
Khanh Phan,
Lead Analyst
•Email: kphan@raftelis.com
•Phone: 626-233 -6762
3
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STUDY OBJECTIVES
•Implement rates to maintain financially sound water and
wastewater operations
•Evaluate optimal yearly capital investment while
minimizing customer impacts
•Conduct a cost of service analysis and calculate
defensible rates
•Create drought allocation stages and associated rates
•Conduct workshops to explain the need and rationale
for adjusted revenue and rates
•Develop a report that demonstrates “nexus
requirements” between the costs and rates
4
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PROJECT SCOPE & SCHEDULE
REVIEW
5
Task
#Task Descriptions # of
Meetings Due Date
1 Kick-off Workshop, Data Collection & Project
Management 1 9/21/20
2 Financial Plan Development Oct / Nov
3 Cost of Service Analysis for Water & Wastewater Nov / Dec
4 Water & Wastewater Rates Development Nov / Dec
5 Budget Allocation Model –Drought Uniform Rates Dec
6 Rate Workshop Feb 9, 2021
7 Water & Wastewater Rate Study Report
Board Receives and Sending the Prop 218 Notice March 9 / 23, 2021
8 Proposition 218 Public Hearing 1 May 25, 2021
Rates Implemented July 1, 2021
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6
Rate Study
Overview
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Rate Study at a Glance
Rate Setting
Framework
•Financial goals and
policies
•Pricing objectives
Financial Plan
•Evaluation of CIP and
financing options
•Prefunding OPEB /
Pension Liability
•Cash flow analysis
for financial
sufficiency
Cost of Service
& Rate Design
•Cost allocations
•Rate design
̶Rate calculations
̶Customer impact
analyses
Final Rate
Adoption
•Report
•Public Hearing
7
Page 23 of 36
LEGAL ENVIRONMENT OF
RATE MAKING
•Cost of Service Requirements
›Proposition 218 and Proposition 26
(Article XIIIC and XIIID of California Constitution)
•Pass-through Provision
›AB 3030 –Section 53756 of the Government Code
•Water Conservation
›Article X of California Constitution –prohibits water waste
›SB X7-7 –20% reduction by 2020
›EO B-37-16 Each water agency will have a target based on
an indoor and outdoor water budget
8
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9
Financial Policies
& Financial Plan
Discussion
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Financial Challenges of Managing
a Water / Wastewater System
Properties of Utility System
•Capital intensive
•Highly fluctuating capital cost
•Unknown liability
•Increasing regulatory demand
Political Acceptance on Rates
•Rate stability
•Affordability
•Equity
•Environmental stewardship
A FINANCIAL MODEL CAN BE A TOOL TO NAVIGATE THROUGH THESE CHALLENGES
10Page 26 of 36
OVERVIEW OF FINANCIALPOLICIES
Goals of Financial/Reserve Policies:
•To mitigate financial risk
–Rate / revenue instability
–Emergency with asset failure
–Volatility in working capital
•To achieve/maintain a certain credit rating
•To determine most opportune time to
issue debt
11Page 27 of 36
OVERVIEW OF FINANCIAL POLICIES
Importance of Financial Policies:
•To maintain financial solvency
–Provide a basis for coping with fiscal emergencies (revenue
short-falls, asset failure, emergency, etc …)
•To provide guidelines for sound financial management
with an overall long-range perspective
•To enhance financial management transparency
–Improve public’s confidence and elected officials’ credibility
12Page 28 of 36
FINANCIAL HEALTH INDICATORS
Healthy Reserves
•Operating Reserve –results from positive cash flow
•CIP Reserves –Can award contracts quickly and speed up projects if necessary
•Rate Stabilization –funds used during periods of revenue shortages
›Such as a drought
›Can use probability analysis to determine reserve levels
•Emergency –funds available in case of asset failure
›Critical asset replacement analysis used to set reserve level
Debt Coverage Ratio
•Exceed Official Statement requirements
•Achieve / Maintain good credit ratings
•If there is no debt, what is your debt capacity?
›How much debt are you able to issue with your current rates?
13Page 29 of 36
RESERVE POLICY DISCUSSION
Reserves Current Target Level
O&M Reserve 25% -50% of O&M
(Water & Sewer)
Emergency Reserve 5%-10% of capital assets
(Water & Sewer)
Capital Reserve
Min: Current Fiscal Year (FY) Capital budget
Max: Current plus 100% of the subsequent FY
capital Budget
(Water & Sewer)
Rate Stabilization Reserve 5%-20% of water sales
14
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RESERVE POLICY DISCUSSION
Reserves Current Target Level
Conservation Reserve $0 -$104,911
(Funding established from net result of admin
penalties)
Employee Liability Reserve
FY21 Minimum Target:
Water: $260,554
Sewer: $45,980
Debt Service Debt Covenant Ratio of 1.25x required,
District targets 2.25x
MWD Contingency (new)
Staff will present this
2 Year of water supply –
100% on MWD
15
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Policy Discussion
•Financial Plan to include Prefunding OPED/Pension Liability
•A new reserve target to be created
›MWD Contingency –2 year of water supply from MWD
•The District would like to maintain its current rate structure for both water and sewer
•Five-year rate projections will be conducted
›Commodity pass-through in January for Water Supply (MWDOC & OCWD) & electricity
›Revenue Adjustment in July
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Policy Discussion
•The District would like to include a Capital charge for
water and sewer on the Property roll
•District would like to develop Drought Rates based on
water budget allocation that considers:
›Indoor and outdoor needs
•Budget allocation will assist in determining which
customers to cut back and by how much
›Revenue short-fall will be collected by a uniform drought
rate
–Example: $0.30 per ccf for stage 2
17Page 33 of 36
Next Steps
•Receive data from District Staff
•Develop the Financial Model to forecast the financial
condition of the District over the next 5 to 10 years
18Page 34 of 36
19
Contact: Sanjay Gaur
213-262 -9304 / sgaur@raftelis.com
Contact: Edward Takara
213-262 -9303 / etakara@raftelis.com
Contact: Khanh Phan
626 -233 -6762 / kphan@raftelis.com
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20
Raftelis is a Registered Municipal Advisor within the
meaning as defined in Section 15B (e) of the Securities
Exchange Act of 1934 and the rules and regulations
promulgated thereunder (Municipal Advisor Rule).
However, except in circumstances where Raftelis expressly agrees otherwise in
writing, Raftelis is not acting as a Municipal Advisor, and the opinions or views
contained herein are not intended to be, and do not constitute “advice” within the
meaning of the Municipal Advisor Rule.
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BACKUP MATERIALS DISTRIBUTED LESS THAN 72 HOURS PRIOR TO THE MEETING
6 . 1 . Task Order for Design of i
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ITEM NO. 6.1.
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Board of Directors Special Meeting Wednesday, September 30, 2020
ITEM NO. 6.1.
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CIP Project Budget Updated Project Budget
.. Project Cost TYJA--- June 2020 4111111111h Septern 020 A
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PIanning/Design/Project
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Management/Inspection $270,000 $473,400
Construction $114001000 $218001000
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YLWD Staff Project and
Construction Management $160,000 $300,000
Total: 118301000 315731000
Yorba Linda �.
Water District
Board of Directors Special Meeting
Wednesday, September 30, 2020
ITEM NO. 6.1.
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Original Scope, A Updated Scope
1 Remove existing pump and natural gas Demo existing pump station once new station is in
engine operation
2 Install 1 pump and motor Install 3 or 4 electrically driven pumps and piping
3 Install natural gas generator Install natural gas generator
4 Install meter vault and flow meter Install meter vault and flow meter
5 Make electrical, instrumentation and Install new electrical transformer, switchboard, MCC
security improvements and VFDs (if required)
6 Station capacity: 1 800 GPM Station capacity: 3000 GPM
7 ----- Install electrical room AC system
8 ----- Excavate and pave site
9 ----- Construct larger pump building and electrical room
Yorba Linda -�
Water District -
- --
Board of Directors Special Meeting
Wednesday, September 30, 2020