HomeMy WebLinkAbout2007-12-13 - Public Financing Corporation Meeting Minutes2007-195
MINUTES OF THE
YORBA LINDA WATER DISTRICT
BOARD OF DIRECTORS REGULAR MEETING
December 13, 2007
The December 13, 2007 regular meeting of the Yorba Linda Water District Board of
Directors was called to order by President Collett at 8:30 a.m. The meeting was held at
District Headquarters, 4622 Plumosa Drive, Yorba Linda.
DIRECTORS PRESENT AT ROLL CALL
Ric Collett, President
John W. Summerfield, Vice President
Paul R. Armstrong
Michael J. Beverage
William R. Mills
STAFF PRESENT
Kenneth R. Vecchiarelli, Asst. G.M.
Lee Cory, Operations Manager
Gina Knights, Human Resources Mgr
Stacy Bavol, Customer Service Sup
Amelia Cloonan, Exec. Secretary
Betsy Martyn, District Counsel
INTRODUCTION OF VISITORS
Thomas M. DeMars, Fieldman/Rolapp & Associates
Joshua Lentz, Fieldman/Rolapp & Associates
Kurt Yeager, Stradling, Yocca, Carlson & Rauth
Paul Kaymark, Charles Z. Fedak & Company
Dan Chaney, Placentia resident
Paul Weddell, Yorba Linda resident
Richard Manassero, Yorba Linda resident
Ryan Oldham, representing Yorba Linda resident client
INTRODUCTION OF VISITORS AND PUBLIC COMMENTS,
Assistant General Manager Vecchiarelli introduced Pat Grady, newly hired Information
Technology Director.
Arthur G. Kidman, General Counsel entered the meeting at 8:35 a.m.
CONSENT CALENDAR (Items 1 throuqh 5)
On a motion by Director Armstrong, seconded by Vice President Summerfield, the
Board of Directors voted 5-0 to approve the Consent Calendar.
Minutes of the Regular Board of Directors meeting held November 21, 2007.
Recommendation: Approve the minutes as presented.
2. Payment of bills, refunds, and wire transfers.
Recommendation: Ratify and authorize disbursements in the amount of
$1,213,890.71.
-1-
2007-196
3. Terms and Conditions for Water and Sewer Service with Friendship Baptist
Church, 17141 Bastanchury Road, Yorba Linda.
Recommendation: That the Board of Directors approve terms and conditions
for Water and Sewer Service with Friendship Baptist Church, Job No.
200712.
4. Progress Payment for the New Administration Building.
Recommendation: Approve Progress Payment No. 9 in the net amount of
$477,857.68 to J.E. Grant General Contractors for construction of the New
Administration Building, Job No. 200313.
5. Investment Report for quarter ending September 30, 2007.
Recommendation: Receive and file the investment report for the quarter
ending September 30, 2007.
ADJOURN TO CLOSED SESSION
6. None
PUBLIC HEARING
7. Consider 2008 Water Rate Report
a. President Collett opened the Public Hearing at 8:34 a.m.
b. Assistant Secretary Vecchiarelli provided proof of public hearing notification,
correspondence and/or petitions.
Paul Kaymark, Charles Z. Fedak & Co., entered the meeting at 8:38 a.m.
c. Testimony began with a report by Assistant General Manager Vecchiarelli.
Assistant General Manager Vecchiarelli stated staff brought recommendations
to the Finance Committee on several occasions. The notice to the public
included the maximum rate increase staff would have proposed for a balanced
budget. The budgeted revenue stream shortfall was calculated using the
current water rate and current fixed charge. There is a higher than expected
revenue stream from interest earned on investments. Assistant General
Manager Vecchiarelli explained.
Approximately $0.22 of the proposed increase is our projected expense for the
debt service on the new debt. Staff is in agreement with the Finance
Committee members that the District should not increase the base minimum
charge proportionally for the debt service component of the water rate
increase. Assistant General Manager Vecchiarelli went over the
recommendation portion of the staff report. Staff's recommendation is to
increase the unit charge from $1.71 to $1.89. Assistant General Manager
Vecchiarelli said Item 3 was General Manager Payne's recommendation,
which is to increase the commodity charge to $1.83 and the minimum monthly
service charge to $8.35 per month.
-2-
2007-197
Director Mills said the Finance Committee met numerous times. The
committee recognizes there are items that are difficult to project. For this
reason, the committee recommended the commodity rate be set at $1.79 and
the service charge remain at the same rate of $7.92.
Director Beverage stated the District is giving back $0.08 because of the return
of funds from the State of California. So, the commodity charge should be
$1.71, recommended by the committee, and the service charge base rate
would go down from $7.92 to $7.88, because the District should not have
raised the base rate by $0.04 when it issued the 2003 bonds.
Assistant General Manager Vecchiarelli stated the District prepared a budget
based on what it has to pay. Director Mills stated the committee ended at
$1.79, because it felt there might be another $0.06 somewhere that the District
might not spend. Both Director Beverage and Director Mills agreed that at
$1.71, the District will be upside down. There was discussion about costs and
budget processes. Assistant General Manager Vecchiarelli stated in the short
term the District will have higher debt service, but in the long term, we will be
able to maintain costs. This is a good service to our customers. Staff
recommends $1.83 and $8.35.
Cindy Mejia, Assistant Administrator, and Payam Khodadadi, Stradling, Yocca, Carlson
& Rauth, entered the meeting a 8:55 a.m.
General Counsel Kidman spoke on of the issues talked about at the ACWA
Conference, which had to do with the headline of a $14 billion deficit coming
next year. There is no absolute protection against a raid by the state on the
District's $1.2 million in property tax revenue.
Betsy Marlyn, District Counsel, commented that the District must set its rates
at a level that funds the service it is set to provide. There could be a legal
problem if the District sets its rates lower than what is actually needed.
Director Beverage stated if a raid by the State on property tax revenue does
occur, the District will have another public hearing. Director Mills stated the
Board approved the budget, which indicates a shortage. Director Armstrong
said there is a problem with how to present the Information to the public.
d. Testimony from the public commenced at 9:21 a.m.
Dan Chaney, Placentia resident, stated the size of the increase indicates a
20% increase, and this is a substantial increase. He assumes a certain
portion of what the customer pays goes to infrastructure and asked that a
sheet be included in the billing with an explanation.
Richard Manassero, Yorba Linda resident, stated he understands the need for
increases. He commented it is a shame the agricultural rate has been
eliminated. Assistant General Manager Vecchiarelli explained there is a
supply crisis now with import water. Metropolitan Water District has cut back
-3-
2007-198
on their interim agricultural water program, which was set up on surplus water.
There are now so few agricultural customers that the administrative costs and
reporting required costs more than the savings, and the costs are passed on to
other customers. Met now requires more reporting, and that costs all the
customers. Stacy Bavol, Customer Service Supervisor, stated Mr.
Manassero's accounts are not currently part of the agricultural program.
Paul Weddell, customer, commented on the numbers presented in the report.
They are difficult to understand. He suggests a better presentation. Assistant
General Manager Vecchiarelli stated the District is required to post the
maximum rate that might be considered. The Water Rate Report is on the
website and gives the details.
Testimony from the public closed at 9:45 a.m.
Dan Chaney, Richard Manassero and Ryan Oldham left the meeting.
Vice President Summerfield commented that he does not want to base his
decision on future numbers. He is concerned with the six cents anticipated
income from interest.
e. The President closed the public hearing at 9:45 a.m.
Discussion.
Director Mills moved to approve all recommendations of staff made in the
report with the exception of Item 3 substituting a commodity rate of $1.79 and
a service charge of $7.92. Director Beverage seconded for discussion.
Director Mills adjusted the motion for the service charge to be set at 21% of
the fixed supplies, services, salaries and benefits portion of the budget, which
represents an increase to $8.35, plus approval of all other items. President
Collett asked to adjust Item 8, eliminating the word "automatic" and
substituting the word "consider".
On a Roll Call vote, the Board of Directors voted 5-0 to adopt Resolution No.
07-17 adopting water rates as outlined in the 2008 Water Rate Report
effective January 1, 2008 with the changes indicated and rescinding
Resolution 04-07.
Betsy Martyn and Paul Weddell left the meeting at 10:04 a.m. A recess was declared.
The Board of Directors reconvened at 10:17 a.m. All Directors were present.
ADJOURN TO THE PUBLIC FINANCING CORPORATION MEETING
On a motion by President Collett, seconded by Director Armstrong, the Board of
Directors voted 5-0 to adjourn to a meeting of the Yorba Linda Water District Public
Financing Corporation at 10:18 a.m.
-4-
2007-199
DIRECTORS PRESENT AT ROLL CALL
Ric Collett, President
John W. Summerfield, Vice President
Paul R. Armstrong
Michael J. Beverage
William R. Mills
INTRODUCTION OF VISITORS AND PUBLIC COMMENTS
None
ACTION ITEMS:
1. Reorganization of the Board of Directors to Select a President, Vice President and
Appoint Corporate Officers for Calendar Year 2008.
On a motion by Director Beverage, seconded by Director Mills, the Board of
Directors voted 5-0 to nominate and elect John W. Summerfield as President
and William R. Mills as Vice President; and 2) appointed the following
Corporate Officers.
a) Secretary - Michael A. Payne, General Manager
b) Assistant Secretary - Kenneth R. Vecchiarelli, Assistant General Manager
c) Auditor- Diane Cyganik, Finance Director
2. Consider Resolution of the Board of the Public Financing Corporation approving
an Installment Purchase Agreement with the Yorba Linda Water District and
certain other documents authorizing the sale and delivery of the Certificates of
Participation. Assistant General Manager Vecchiarelli invited Tom DeMars and
Kurt Yeager to speak to the issue. Mr. DeMars explained the history of the
previous sale and delivery of the COPs. This is the second installment. Staff
has requested one change given the credit market troubles. The not-to-exceed
interest rate of 5.5% listed in Section 2 should be adjusted to 5.75% to avoid
having to come back to the Board of Directors.
Tom DeMars asked that the names and phone numbers of individuals wishing to
participate be identified so they could be communicated to the winning bidders.
The winning bidders will contact the interested parties. The minimum installment
purchase amount is $5,000. Kurt Yeager stated the Board of Directors and staff
members should not purchase any COPs without conferring with General
Counsel.
The rating of the District according to Tom DeMars could go triple A as it was in
2003, with insurance underwriting. He further explained the process.
-5-
2007-200
On a motion by Director Collett, seconded by Vice President Mills, the Board
of Directors voted 5-0 on a Roll Call to adopt PFC Resolution No. 07-01, a
Resolution of the Board of Directors of the Yorba Linda Water District Public
Financing Corporation approving an installment purchase agreement with
Yorba Linda Water District and certain other documents, authorizing the
preparation, sale and delivery by the trustee of not to exceed $40,000,000
certificates of participation, and authorizing certain actions in connection
therewith, with recommended changes to Section 2, which shall state a not-
to-exceed interest rate of 5.75%.
ADJOURN TO THE YORBA LINDA WATER DISTRICT BOARD OF DIRECTORS
REGULAR MEETING
On a motion by Director Beverage, seconded by Director Collett, the Yorba Linda Water
District Public Financing Corporation Board of Directors adjourned at 10:38 a.m. to the
Yorba Linda Water District Board of Directors Regular meeting.
ACTION CALENDAR
8. Consider an Installment Purchase Agreement with the Public Financing
Corporation and certain other documents, authorizing the preparation, sale and
delivery by the trustee of the Certificates of Participation and authorizing certain
actions in connection therewith.
On a motion by Director Beverage, seconded by President Collett, the Board
of Directors voted 5-0 on a Roll Call vote to adopt Resolution No. 07-18, a
Resolution of the Board of Directors of the Yorba Linda Water District
approving an installment purchase agreement with Yorba Linda Water District
Public Financing Corporation and certain other documents, authorizing the
preparation, sale and delivery by the trustee of not to exceed $40,000,000
certificates of participation, and authorizing certain actions in connection
therewith, with a recommended change to Section 3, which shall state a not
to exceed interest rate of 5.75%.
Assistant General Manager Vecchiarelli expressed the District's appreciation to
Kurt Yeager and Tom DeMars and their staff for being extremely helpful during
the process.
Kurt Yeager, Tom DeMars, John Lentz and Payam Khodadadi left the meeting at 10:39
a. m.
-6-
2007-201
9. Reorganization of the Board of Directors to Select a President, Vice President
and Appoint Corporate Officers for Calendar Year 2008.
On a motion by President Collett, seconded by Director Beverage, the Board
of Directors voted 5-0 to nominate and elect John W. Summerfield as
President and William R. Mills as Vice President; and 2) appointed the
following Corporate Officers:
a) Secretary - Michael A. Payne, General Manager
b) Assistant Secretary - Kenneth R. Vecchiarelli, Assistant General Manager
c) Auditor- Diane Cyganik, Finance Director
10. Final Audited Financial Statements for the period ending June 30, 2007. Assistant
General Manager Vecchiarelli stated the Finance Committee has reviewed the
Audited Financial Statements. He introduced Paul Kaymark of Charles Z. Fedak &
Co. who stated changes recommended by the Committee members indicating the
health of the District had been made in the final document.
On a motion by Director Collett, seconded by Director Armstrong, the Board
of Directors voted 5-0 to receive and file the final audited financial statements
for the period ending June 30, 2007.
Paul Kaymark left the meeting at 10:44 a.m.
11. Consider disposition of MWDOC Tier 2 Contingency Fund & Capacity Charge
Reserve Fund refund check. Customer Service Supervisor Bavol said there will be
a message on the customers' bills regarding the refund.
On a motion by Director Beverage, seconded by Vice President Mills, the
Board of Directors voted 5-0 to direct the General Manager to issue a one
time credit of $8.01 on all active water accounts as of January 1, 2008.
A recess was declared at 10:47 a.m. The Board of Directors reconvened at 10:50 a.m.
All Directors were present.
DISCUSSION ITEMS
12. None
REPORTS. INFORMATION ITEMS AND COMMENTS
13. a. President's Report
President Summerfield thanked everyone for the
Committee assignments will be prepared shortly.
a particular committee should contact President
some recommendations,
b. Directors Reports
None.
opportunity to be President.
Anyone with a preference for
Summerfield. Staff will make
-7-
2007-202
c. General Managers Report
1) Update on water pressure enhancement project.
Assistant General Manager Vecchiarelli commented. The District is
working with RBF updating the model and reanalyzing the runs already
done. The District will be assessing a couple of projects. The information
will be brought to the PEO Committee in January.
d. General Counsel's Report
1) Final Report on 2007 Legislative Bills.
General Counsel Kidman said the final legislative report was in the
agenda. He addressed infrastructure financing, the big item for the year.
Nothing has come out of the legislature, and it appears to be the biggest
public policy failure in our life times.
Two different measures will be on the ballot with respect to further
restricting eminent domain. The Howard Jarvis group and landlords
association is proposing one measure, and the League of Cities has a
counter measure proposal.
General Counsel Kidman stated under the Brown Act there was a court
case that clarified the law on the type of things the would indicate a serial
meeting. E-mail communication from staff to the board is currently OK.
The law vetoed would have made it much more difficult. There needs to
be care about lateral communication among Board members when talking
to other Board members. Discussing how you are going to vote is a
problem.
General Counsel Kidman spoke about the agreement with the City of
Placentia regarding street and storm drain improvements. At a previous
Board meeting, Director Beverage and Director Collett excused
themselves during discussion and left the meeting. The question was
asked if they did need to absent themselves during discussion and voting.
Contracts have special rules. General Counsel Kidman has written a
report and will retain it in his files. In his opinion, neither Director
Beverage nor Director Collett were required to excuse themselves, and
the contract is valid, because the type of interest they had with the City of
Placentia did not require their disqualification. This contract affects all the
members of the public just the same as it affects Director Beverage.
Director Collett has several layers in between himself and the contract.
-8-
2007-203
COMMITTEE REPORTS
14. a. Executive-Administrative-Organizational Committee
(Collett/Summerfield) Alternate: Armstrong
1) The Minutes of meeting held November 20 were reported on at the Board
meeting held November 21.
2) Minutes of meeting held December 11 were discussed. Director Collett
reported the Committee discussed YLWD/OCWD Annexation issues. The
LAFCO meeting was postponed, and a meeting between OCWD and YLWD
staff was held. From that discussion, staff has been given direction.
3) Meeting scheduled for December 18, 4:00 p.m. Cancelled
b. Finance-Accounting Committee
(Mills/Beverage) Alternate: Summerfield
1) Minutes of meeting held December 5.
Vice President Mills reported. Paul Kaymark of Charles Z. Fedak Co.
presented the audited financial statements and the management letter.
Tom DeMars of Fieldman Rolapp & Associates was contacted to present
information regarding coverage ratio for the bonds, ratings and water rate
increases and insurance rates. The committee members received the
Investment Report for the month ending October 31, 2007 and received and
discussed the monthly report on investments ending November 30, 2007.
c. Personnel-Risk Management Committee
(Summerfield/Armstrong) Alternate: Mills
1) Minutes of meeting held December 10 were discussed. President
Summerfield reported discussion included a status report on recruitments,
an evaluation form to be used for the EOC facility use by others, a new
facility added for use with the workers compensation program and a status
report on risk management activities.
2) Meeting scheduled for Monday, January 14, 4:00 p.m.
d. Planning-Engineering-Operations Committee
(Armstrong/Mills) Alternate: Collett
2) The meeting of December 6 was rescheduled to December 14 at 4:00 p.m.
3) A meeting is scheduled for January 11, 2008, 4:00 p.m.
-9-
2007-204
e. Public Information Committee
(Collett/Beverage) Alternate: Armstrong
1) Minutes of meeting held December 4.
Director Collett reported Cindy Mejia, Assistant Administrator, presented a
status report on District information activities. A draft of the 10% water
conservation resolution was presented. Pat Grady, IT Director, was
introduced to the committee members. He gave an update on the GIS
system and the anticipated conversion to the new system.
2) Meeting scheduled for January 4, 8:30 a.m.
f. Building Ad Hoc Committee
(Summerfield/Beverage) Alternate: Armstrong
1) Meeting scheduled for December 20, 4:00 p.m.
2) Meeting scheduled for January 17, 4:00 p.m.
g. MWDOC Ad Hoc Committee
(Beverage/Collett) Alternate: Mills
1) Meeting scheduled for December 17, 4:00 p.m.
2) Meeting scheduled for February 26, 4:00 p.m.
h. City of Placentia Ad Hoc Committee
(Beverage/Payne)
1) Minutes of meeting held December 7 were discussed. Director Beverage
and General Manager Payne attended. Mayor Nelsen talked about
synthetic turf for medians and discounts and rebates. Sewers were
discussed.
INTERGOVERNMENTAL MEETINGS
15. a. MWDOC Board, November 21 (Staff)
No one attended.
b. OCWD Board, November 21 (Staff) Cancelled
c. ACWA/JPIA Fall Conference, November 26-November 30
Vice President Mills attended. At JPIA, the biggest issue has been expenses
for executive meetings and president's meetings. A resolution was passed so
they conform to law. At ACWA, Huell Howser spoke. Sunny McPeek and
Lester Snow were other luncheon speakers. Sunny McPeek though dredging
should commence immediately in the Delta. Vice President Mills attended a
session on GASB 45. The District can go through JPIA but must hire an
actuary. There was discussion about the Carlsbad desalter.
-10-
2007-205
d. Yorba Linda Planning Commission, November 28 (Summerfield) Cancelled
e. Yorba Linda City Council, December 4
No one attended.
f. MWDOC/MWD Joint Workshop, December 5 (Staff)
No one attended.
g. OCWD Board, December 5 (Staff)
No one attended.
h. ISDOC Quarterly, December 6
No one attended.
i. WACO, December 7
No one attended.
j. YLWD/OCWD meeting at LAFCO, December 11
Meeting Cancelled.
k. Yorba Linda Planning Commission, December 12
Director Armstrong attended. There was discussion about cell sites and
alternative powered equipment and the widening of Lakeview. There were
second story additions where the District noted there were water lines nearby.
BOARD OF DIRECTORS ACTIVITY CALENDAR,
Authorization to attend meetings scheduled after December 13, 2007. Agenda is available in the District
office prior to meeting.
December 2007
Executive-Admin-Organizational Committee, Dec 18, 4:00 p.m.
Yorba Linda City Council, Dec 18, 6:30 p.m.
MWDOC Board, Dec 19, 8:30 a.m.
OCWD Board, Dec 19, 5:00 p.m.
Building Ad Hoc Committee, Dec 20, 4:00 p.m.
December 24 and December 25 - Holidays
Yorba Linda Planning Commission, Dec 26, 6:30 p.m
Cancelled
Collett/Summerfield
Mills
Staff
Staff
Summerfield/Beverage
Offices Closed
Summerfield
-11-
2007-206
Januarv 2008
FNew Year's Day, January 1, 2008, Offices Closed
Yorba Linda City Council, Jan 2, 6:30 p.m.
MWDOC/MWD Joint Workshop, Jan 2, 8:30 a.m.
OCWD Board, Jan 2, 5:00 p.m.
WACO, Jan 4, 7:30 a.m.
Public Information Committee, Jan 4, 8:30 a.m.
Finance-Accounting Committee, Jan 8, 4:00 p.m.
Yorba Linda Planning Commission, Jan 9, 6:30 p.m.
Planning-Engineering-Operations Committee, Jan 11, 4:00 p.m
Personnel-Risk Management Committee, Jan 14, 4:00 p.m.
Executive-Admin-Organizational Committee, Jan 15, 4:00 p.m.
Yorba Linda City Council, Jan 15, 6:30 p.m.
MWDOC Board, Jan 16, 8:30 a.m.
OCWD Board, Jan 16, 5:00 p.m.
Building Ad Hoc Committee, Jan 17, 4:00 p.m.
Yorba Linda Planning Commission, Jan 23, 6:30 p.m.
CONFERENCES AND SEMINARS
Collett
Staff
Staff
Mills
Collett/Beverage
Mills/Beverage
Armstrong
Armstrong/Mills
Sum merfie Id/Arm strong
Collett/Summerfield
Mills
Staff
Staff
Summerfield/Beverage
Summerfield
16. Authorize attendance of Directors and such staff members of the District as
approved by the General Manager to attend the following conferences and
seminars.
a. None
ADJOURNMENT
On a motion by Director Collett, seconded by Director Beverage, the Board of Directors
voted to adjourn to a regular meeting of the Board of Directors scheduled for Thursday,
December 27, 2007, at 8:30 a.m., at 4622 Plumosa Drive, Yorba Linda 92886.
Kenneth R. Vecchiarelli
Assistant Secretary
-12-