HomeMy WebLinkAbout1979-12-06 - Resolution No. 79-44V
RESOLUTION N0. 7y-44/
9
RESOLUTION OF THE BOARD OF DIRECTORS OF THE YORBA
LINDA COUNTY WATER DISTRICT ASSESSMENT DISTRICT
79-1 (OHIO-ORIENTE) APPOINTING SPECIAL BOND COUNSEL
WHEREAS, the Board of Directors of the Yorba Linda County
Water District ("Board") has received a written recommendation
from the Health Officer of the County of Orange that proceedings
be instituted for the acquisition or construction of sanitary
sewers as necessary as a health measure; and
WHEREAS, the Board proposes to adopt its Resolution of
Intention expressing its intention to undertake such proceedings
under the Municipal Improvement Act of 1913 and issue bonds under
the provisions of the Improvement Bond Act of 1915 for said im-
provements in the assessment district designated Assessment Dis-
trict 79-1 (Ohio-Oriente), and to assess the costs of said im-
provements, together with incidental expenses thereof, upon the
property of said Assessment District; and
WHEREAS, the Board desires to appoint and retain as counsel
the firm of Rutan & Tucker, 401 Civic Center Drive West, Santa
Ana, California, for the purpose of rendering legal services in
proceedings under said acts relative to performance of all work
and making of all improvements and issue of improvement bonds as
aforesaid, including the doing and performing of all legal services
required in the conduct of all of said proceedings, preparation
of all resolutions, forms, notices, affidavits, and other docu-
ments required, excepting those prepared or to be prepared by the
Engineer, the rendering of advice to said Engineer and other Dis-
trict officials who have performed or have to perform any duties
in connection with said proceedings, the performing of all required
legal services in connection with the issue and sale of improvement
bonds in said proceedings upon unpaid assessments and the furnish-
ing of legal opinion upon the validity of all bonds so issued; and
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WHEREAS, the public interest, convenience, necessity and
welfare will be served by retaining said attorneys for the pur-
poses aforesaid;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS
OF THE YORBA LINDA COUNTY WATER DISTRICT, STATE OF CALIFORNIA,
as follows:
1. Said Rutan & Tucker, Santa Ana, California, are hereby
appointed, retained and employed as Special Bond Counsel for the
purpose of rendering legal services in proceedings under the
Municipal Improvement Act of 1913 and the Improvement Bond Act
of 1915, as aforesaid, in connection with said work to be done
and improvements to be made in Assessment District 79-1 (Ohio-
Oriente) in accordance with the terms and conditions of the con-
tract of employment attached hereto as Exhibit "A".
ADOPTED, SIGNED AND APPROVED this day of ,
1979.
(SEAL) President of the Yorba Linda County
Water District and of the Board of
Directors thereof.
ATTEST:
Secre~ary of the Yorba Linda County
Water District and of the Board of
Directors thereof.
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STATE OF CALIFORNIA)
) ss.
COUNTY OF ORANGE )
I,
of Directors of the Yorba
certify that the foregoing
Board of Directors of said
Board duly held on the
and that it was so adopted
Secretary
Linda County Water District,
resolution was duly adopted
District at a regular meeti
day of
by the following vote:
of the Board
do hereby
by the
ng of said
1979,
AYES: DIRECTORS
NOES: DIRECTORS
ABSENT: DIRECTORS
Secretary of the Yorba Linda
County Water District and of the
Board of Directors thereof.
(SEAL)
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STATE OF CALIFORNIA )
ss.
COUNTY OF ORANGE )
I,
Directors of Yorba
that the above and
Resolution No.
amended or repeale,
DATED:
Secretary of the Board of
Linda County Water District, do hereby certify
foregoing is a full, true and correct copy of
of said Board, and that the same has not been
3.
1979.
Secretary of the Yorba Linda
County Water District and of
the Board of Directors thereof.
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AGREEMENT BETWEEN YORBA LINDA COUNTY WATER
DISTRICT AND RUTAN & TUCKER FOR LEGAL SERVICES
IN CONNECTION WITH
PROPOSED ASSESSMENT DISTRICT 79-1 (OHIO-ORIENTE)
THIS AGREEMENT made and entered into this day of
, 1979, by and between the YORBA LINDA COUNTY
WATER DISTRICT, hereinafter referred to as "District," and RUTAN
& TUCKER, a partnership, hereinafter referred to as "R & T";
WITNESSETH
WHEREAS, District proposes to construct and to finance certain
public improvements within an Assessment District to be known as
Assessment District 79-1 (Ohio-Oriente), by assessment proceedings
undertaken pursuant to the Municipal Improvement Act of 1913 and
the Improvement Bond Act of 1915;
WHEREAS, District wishes to appoint, employ and retain
R & T to provide legal services for the preparation and conduct of
the assessment proceedings in connection with the Assessment
District;
WHEREAS, the public interest, convenience, necessity and
general welfare will be served by the employment of R & T in said
capacity; and
WHEREAS, R & T is qualified to provide such legal services.
I
ASSESSMENT SERVICES
R & T agrees to provide the following assessment services
for District:
1. Consult with District, its officers, employees,
engineers, legal staff, and any special consultants of District
to assist in formulation of a coordinated financial, engineering
and legal program for the Assessment District.
EXHIBIT ''A
2. Render to the District, its officers, employees,
engineers, legal staff, and any special consultants of District
and legal advice and services required for the initiation, conduct
and completion of all proceedings for the formation and financing
of the Assessment District, including printing, issuance and sale
of the assessment bonds on unpaid assessments.
3. Prepare all schedules, petitions, resolutions, ordinances,
forms, orders, notices, affidavits and other documents required
for the initiation, conduct and completion of all proceedings for
the formation and financing of the Assessment District.
4. Confer with District's engineer as to the legal suf-
fiency of the engineer's report to be prepared in the assessment
proceedings and provide such forms as may be required for legal
adequacy.
5. At District's option, either prepare, or review, super-
vise and advise concerning the preparation of the legal documents
necessary for the public bidding and for the construction of the
improvements, including but not limited to the invitation to
bidders, proposals, general conditions, and contract documents
including changes, modifications, deletions and/or revisions during
the course of construction; review documents prepared by District
officials and any consultants of District for legal adequacy, and
render advice regarding the construction bidding, and during the
construction process.
6. Supervise and advise District and prepare and review
the legal documents involved in the giving of notices of public
hearings and notices for the sale of assessment bonds and bids
thereon, and assist in obtaining statistical information which
will aid in marketing the securities to the best advantage of
District. In discharging the above duties, R & T may, if it deems
proper, contract for qualified municipal finance consultants.
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7. Upon request of District, attend all meetings of the
Board of Directors or other public or private meetings which are
necessary to initiate, conduct or complete the assessment proceed-
ings, including any appearances or proceedings before the Districts
Securities Advisory Commission of the State Treasurer's Office in
connection with obtaining certification of the proposed bonds.
8. Prosecute any validating suit deemed proper or advisable
by R & T.
9. Provide a legal opinion unqualifiedly approving all
assessment proceedings, contracts, assessments and bonds.
II
ACQUISITION SERVICES
R & T agrees to provide the following acquisition services
for District:
1. Upon request of District, provide all legal services
required for District to acquire real property or any interests
therein necessary for the proposed Assessment District whether by
negotiated purchase or condemnation.
2. Upon request of District, prepare all forms of options,
contracts and deeds necessary for the acquisition of real property,
or any other interest therein deemed necessary for the acquisition
of the improvements contemplated for the Assessment District.
3. Upon request of District, consult and advise concerning
negotiations for the acquisition of such real property or interest
therein.
4. Upon request of District, prepare and conduct eminent
domain proceedings to final resolution, where necessary, to acquire
all real property or interest therein deemed necessary for the
acquisition of the improvements.
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III
PAYMENT
1. R & T's compensation for services rendered under
Article I shall be as follows:
2 1/2% of the assessment levied pursuant to the
said assessment proceedings, less the amount of
incidental expenses contained in the confirmed
report of the engineer in said assessment pro-
ceedings; plus 1/2% of the assessment levied in
the event that a municipal finance consultant is
engaged to assist in the marketing of securities.
2. R & T's compensation for services rendered under
Article II shall be on an hourly rate basis at a composite rate
of $85.00 per hour and the services shall be rendered and payment
received only if requested by the District.
3. R & T shall be compensated for out-of-pocket expenses
incurred in connection with services rendered to District pursuant
to this Agreement. Our-of-pocket expenses shall include the
following items only: Appraisal fees, cost of certified copies,
deposition costs, duplication costs, expert witness fees, filing
fees, messenger service, mileage, notary fees, postage, printing
fees, service of process fees, publication fees, recording fees,
settlement fees, telephone, cost of transcripts, transfer fees
and witness fees.
4. Payment of R & T's compensation hereunder shall be
made to R & T at the time of delivery to the purchase of the
bonds to be issued and sold in the assessment proceedings or as
soon thereafter as practicable. It is understood and agreed that
R & T's compensation for all services rendered pursuant to this
Agreement shall be paid solely from the proceeds of the assess-
ments to be levied and bonds issued and sold pursuant to the
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soon thereafter as practicable. It is understood and agreed
that R & T's compensation for all services rendered pursuant
to this Agreement shall be paid solely from the proceeds of
the assessments to be levied and bonds issued and sold pur-
suant to the assessment proceedings, and that District shall
not be obligated otherwise therefor. Notwithstanding any of
the foregoing provisions of this paragraph, in the event the
proceedings are abandoned and/or there are no proceeds of
levied assessments and no bonds issued and sold pursuant to the
assessment proceedings from which to pay R & T, R & T shall be
compensated on an hourly rate basis in an amount not to exceed
$2,000.00, and shall be reimbursed by District for all out-of-
pocket expenses.
WITNESS THE EXECUTION HEREOF the day and year herein-
before written.
YORBA LINDA COUNTY WATER DISTRICT
Dated: By
RUTAN & TUCKER
Dated: By
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