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HomeMy WebLinkAbout1997-06-26 - Resolution No. 97-050 0 RESOLUTION NO. 97-05 RESOLUTION OF THE BOARD OF DIRECTORS OF YORBA LINDA WATER DISTRICT ADOPTING THE BUDGET FOR FISCAL YEARS 1997-98 AND 1998-99 AND RESCINDING RESOLUTION NO. 95-08 WHEREAS, the Yorba Linda Water District has prepared a two year Budget Report which covers Fiscal Years 1997-98 and 1998-99; and, WHEREAS, on May 28, 1997, the proposed budget was presented to and reviewed by the Finance Committee of the Board of Directors of the District; and, WHEREAS, on June 12, 1997, the proposed budget was presented to and reviewed by the Board of Directors of the District; and, WHEREAS, on June 26, 1997, the Budget Report for Fiscal Years 1997-98 and 1998-99 was considered by the Board of Directors at a Regular meeting; and, WHEREAS, it is the desire of the Board of Directors to adopt the Budget Report for fiscal year 1997- 98 and 1998-99, and rescind Resolution No. 95-08. NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda Water District as follows: Section 1. That the Budget Report for Fiscal Years 1997-98 and 1998-99, set forth in Exhibit "A" attached hereto, is hereby approved and adopted. St-coon 2. l lie Budget Report for Fiscal Years 1997-98 and 1998-99, including the Budget Lithority Guidelines recommended to administer the Annual Budget, is in full force ,uid effect beginning on July 1, 1997, and continuing until this Resolution is rescinded by the Board of Directors. Section 3. That Resolution No. 95-08 and all conflicting minute orders are hereby rescinded effective July 1, 1997. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Armstrong, Fox, Scanlin, and Beverage Noes: Korn Absent: None Abstain: None President, Paul R. Armstrong Yorba Linda Water District ATT ST S tar , illiam J. Robertson Yorba Linda Water District i 1 BOARD OF DIRECTORS Paul R. Armstrong, President Sterling L. Fox, Vice President Michael Beverage, Board Member Arthur C. Korn, Board Member Carl T. Scanlin, Board Member OFFICERS Paul R. Armstrong, President William J. Robertson, Secretary Beverly Meza, Auditor • BOARD OF DIRECTORS STANDING COMMITTEES E Executive-Oreanizational Committee Paul R. Armstrong Sterling L. Fox Finance-Accounting Committee Arthur C. Korn Carl T. Scanlin Plannine-Eneineerine-Operations Committee Carl T. Scanlin Arthur C. Korn Personnel-Risk Management Committee Sterling L. Fox Michael J. Beverage Public Information Committee Michael J. Beverage Paul R. Armstrong DEPARTMENT STAFF William Robertson Secretary/General Manager Michael Pavne Assistant General Manager Charles Grav Engineering Manager Revnold Harsma Operations Superintendent Beverlv Meza Auditor/Business Manager 1 TABLE OF CONTENTS Section Page Budget Message 1 Budget Authority Guidelines 5 Budget Assumptions 6 Budget Glossaryy 8 Organization Chart Fiscal Year 1997-98 10 Organization Chart Fiscal Year 1998-99 11 Fund Summaries and Details 12 Operating Fund Summary 13 Water Operating Fund Revenue Detail 14 Sewer Operating Fund Revenue Detail 14 Catastrophic Restoration Fund Summary 14 Capital Improvement-Replacement Fund Summary 15 Vehicle and Equipment Capital Outlay Fund Summary 15 Development Fee Revenue Detail 16 Supplies and Services Expenditure Summary ..................................17 Variable Operating Expenditure Summary 17 Summary of Department and Program Expenditures 18 Debt Service Fund Summaries 19 Improvement District No. 1 21 Improvement District No. 2 22 Administration Department Budget 23 Support Service Department Budget .......................................................29 Business Department Budget 37 Engineering Department Budget 44 Operations Department Budget 51 Capital Improvements-Replacements Budget 59 Budget Resolutions 67 Budget Adoption Resolution 68 Authorized Positions Resolution 69 Appropriations Limitation Resolution 72 I.D.-1 Bonds Debt Service Resolution 73 I.D.-2 Bonds Debt Service Resolution 76 • Budeet .vtessaee N L W The mission of the Yorba Linda Water District is to provide water for municipal, industrial, fire protection, and agricultural uses that meets or exceeds all local, state and federal standards; to provide a reliable and efficient sewer system; and to provide courteous and responsive service at the most economically responsible cost to our customers. Dear President and Members of the Board: Presented herewith for Board of Directors consideration is the District's two year Budget Report for Fiscal Years 1997-98 and 1998-99. The Budget is one of the most important documents that the Board of Directors acts on during the year because it allocates human and financial resources to the priorities set by the Board of Directors. The budget is a financial plan for responsibly carrying out the programs and capital projects that benefit the District's customers. Due to the nature of planning, expenditures may vary during the upcoming two years in response to events, weather and/or customer service demands which were unforeseen when this Budget Report was prepared and adopted. Decisions by the Board and General Manager during the two fiscal years must, therefore, be flexible to strike a balance between the need to satisfy customer demands and respond to changing conditions, while meeting the basic mission and budgetary objectives set forth in this Report. OUTLOOK FOR FISCAL YEARS 1997-98 and 1998-99: The Budget is a reflection of the Board's policy direction as provided through the annual Board of Director's Goals Workshop and the Five Year Plan. The major activities funded to accomplish the District's mission during the next two years include: • Maintain and repair the water transmission and distribution pipelines, Reservoirs, water wells and booster stations as needed during the year. • Maintain and clean the sewer pipelines owned by the District and City of Yorba Linda each year. • Investigate an estimated 1,400 customer service requests each year. • Maintain about 2,600 Fire Hydrants and 2,000 water valves each year. • Monitor approximately 700 backflow devices each year. • Produce about 53% of total supply from groundwater resources. • Implement financial agreement for the Shell Oil Company development. • Implement the Richfield Road Plant Master Plan. • Implement monthly billing. • Implement Citizens Advisory Committee. • Conduct an Emergency preparedness exercise. • Implement the Board approved Public Information program. • Implement new training in response to OSHA regulations. • Respond to over 10,000 customer inquiries regarding water billings, and requests for service. • Purchase vehicles and equipment identified in the Master Plan approved by the Board of Directors. • Implement the Water and Sewer Capital Improvement and Replacement projects identified in the Five Year Plan. • 0 Budeet Messaee • Monitor the water supply to ensure it meets all Federal and State requirements. • Update water and sewer pipeline records to reflect new construction. • Prepare, print, and mail the annual Water Quality Report. • Implement a name change. • Prepare and print an Annual Report. • Conduct an election in November 1998. • Implement staff reorganization. • Implement voice mail system. • Renovate the Board room. Our water complies with all local, state and federal drinking water standards. Water quality issues, however, continue to take on greater importance. Both Federal and State regulators are proposing new regulations that affect the District. These regulations will require additional effort and resulting cost, without a proportional improvement in the quality of water. Added testing costs and construction of new facilities will inevitably lead to higher water costs to consumers. Groundwater production is forecast to supply about 53% of total water supply. The Basin Replenishment Assessment charged by the OCWD will rise to $88 per acre foot in fiscal 1997-98, and $91 per acre foot in fiscal 1998-99. The remaining 47% of supply will come from imported water provided by MWD. Imported water costs will rise to $431 per acre foot in fiscal 1997-98 and $437 per acre foot in fiscal 1998-99. In addition, MWD's fixed cost components are forecast at $185,000 in 1997- 98 and $229,600 in 1998-99. Energy to pump water throughout the distribution system is forecasted to increase by about 5% over the next two year period. New development will continue at a slow pace. During the upcoming fiscal year only about 420 new residential, commercial and industrial accounts will be added to the District's service territory and about 355 new accounts in fiscal 1998-99. Growth on the east side of the District will occur in the S&S project in Improvement District No. 1 and the Toll Brothers project in Improvement District No. 2. Development of the newly annexed Shell property is expected to start during this budget period. On the west side of the District, growth will be limited to small individual projects. The Budget includes an estimated $100,000 each year to comply with unfunded mandates, regulations, and fees and charges imposed by various Federal, State and local governmental agencies. FINANCIAL OVERVIEW OF THE BUDGET: The Fund Summary chapter of this report includes detailed financial information concerning proposed expenditures and revenues during the upcoming two year budget period. VARIABLE OPERATING EXPENDITURES. Variable expenses represent about 56% of the total operating costs and include imported water costs, OCWD replenishment costs, and energy costs to pump water throughout the distribution system. These components are sensitive to certain operating factors beyond the District's control, such as weather, percent of groundwater production and growth. The proposed Budget includes about $63) million and $6.6 million for variable costs in fiscal years 1997-98 and 1998-99, respectively. The Fund Summary chapter of this Report includes details of how this money will be spent. PERSONNEL REQUIREMENTS. Salaries and Benefits represent about 28% of the total operating costs. The following is a summary of the District's staffing recommended for the upcoming two year period: • 0 Budeet Messaee Current 1997-98 1998-99 Administration 5 2 2 Support Services 0 4 4 Business 14 13 13 Engineering 10 10 10 Operations 25 25 24 Total Full-Time staffing 54 54 53 It is recommended that the number of authorized positions remain at 54 employees for fiscal 1997-98 and reduce by one to 53 in 1998-99. Staffing requirements are subject to increase by three employees if the District takes on sewer maintenance for the City of Placentia. Beginning in July 1997, the District will reorganize staff to add the Support Services Department. This group, headed by Assistant General Manager Mike Payne, improves accountability for a variety of functions and decreases the General Manager's span-of-control from eight to six. The Budget includes $1,500 for each of the two fiscal years for the services of a temporary employee. Approximately 2,000 hours of contract inspection time will be purchased to fill the workload needs for the coming two year period. Due to safety regulations and changes in the Workers Compensation laws, it is recommended that the District not fund the summer help program. The total compensation required for the full-time employees in 1997-98 is $3,155,642 and $3,227,698 in fiscal 1998-99. These planned expenditures include the four year labor contract approved by the Board as part of the 1997 meet-and-confer process. The total Salaries and Benefits expense is allocated to Water Operations. Sewer Operations and Capital projects as follows: 1997-98 1998-99 Water Operations $2,413,435 $2,468,543 - Water Capital Projects 489,756 500,939 Sewer Operations 237,304 242,723 - Sewer Capital Proiects 15.147 15,493 Salaries & Benefits Total $3.155.642 $3.227.698 SUPPLIES AND SERVICES. The recommended total Supplies and Services budget is about $1.5 million in both fiscal 1997-98 and fiscal 1998-99, which represents about 12% of the total operating costs. This category is made up of about 400 individual lines of detail which, in the aggregate, are daily operating costs required to keep the District in business. Details of supplies and services expenditures are shown in Fund Summary chapter of this Report. VEHICLE & EQUIPMENT, and CAPITAL OUTLAY. Vehicle and Equipment, and Capital outlay expenditures are estimated at $444,800 for 1997-98 and $426,000 for 1998-99. This outlay includes purchasing vehicles scheduled for replacement in Plans approved by the Board of Directors in February 1997, and small capital replacement projects that are funded by depreciation. CATASTROPHIC RESTORATION FUND. The Water Catastrophic Restoration Fund will conclude 1996-97 with a balance of $559.000. The Budget does not include further allocations to this Fund. The Board's target for the Water Catastrophic Restoration Fund is to have a reserve equal to approximately three percent of the current water system asset value, which means this Fund needs a balance of $1,193,000 to be fully funded. The current Sewer Catastrophic Restoration Fund balance is $282,000. The Sewer Catastrophic Restoration Fund is fully funded (which means it is equal to approximately three percent of the sewer asset value), therefore no further allocations are planned in this Budget period. • • Budeet Alessaee CONTINGENCY. An allocation of $10,000 is recommended for unforeseen contingencies that may occur during fiscal 1997-98 and $25,000 in 1998-99. During 1996-97, contingency expenditures totaled $10,000 to acquire the new copier machine. CAPITAL IMPROVEMENTS AND REPLACEMENTS. A total of 27 Capital Improvement and Replacement projects are scheduled for the upcoming two year period. Water depreciation and reserves will fund 15 projects estimated to cost $4.5 million; Sewer depreciation and reserves will fund one project estimated to cost $325,000; Improvement District No. 1 will fund 15 projects estimated to cost $2.5 million; and Improvement District No. 2 will fund nine projects estimated to cost $1.0 million. The Fund Summary chapter of this Report includes financial details of the Capital funds while the Capital Improvement chapter details how the money is spent along with full descriptions of the projects. REVENUES. It is important to note that the Budget was prepared using the current water rate of $0.98 per one Hundred Cubic Feet (HCF) and sewer rate of $24 per connection per year. It appears the District will need to raise water rates by about $0.09 per HCF in order to balance the second year of this Budget. Staff will present a report on the choices for each Operating Fund, along with two year rate recommendations, in August 1997. Interest earnings and rental income are forecast to remain consistent with the amount earned in 1996-97. Property tax revenues are also forecast to remain consistent with the amount received in 1996-97, however, the California Legislature is considering changes in the Education Reimbursement Augmentation Fund formula which would increase the amount of property tax revenue the District is allowed to keep. Since these changes are subject to the legislative process, staff is not counting on a change at this time. "GANN" CALCULATIONS. In June 1990, voters approved Proposition 111 which amended the California constitution to set limits on the amount of revenue a public agency can collect from basic 1% property tax levy (exclusive of voter approved debt). If an agency's property tax revenue exceeds the maximum set by law, the excess must be returned to the taxpayers. Proposition 111 was authored by Mr. Paul Gann, and the requisite calculations are referred to as the -Gann" calculations. In fiscal 1997-98 the revised "Gann" calculations set the District's maximum property tax revenue at $2,673,783. The forecast actual property tax revenue is $600,000, which is below the maximum so the District does not have to return any property tax revenues. The calculation is a formula approved the State of California which adjusts the prior year maximum by the percent change in population and change in Consumer Price Index (CPI). Some agencies use estimates of both the CPI and annual growth to do these calculations for two years at a time. Staff prefers to use precise data, which is available only once each year - thus the "Gann" Resolution included in this Budget is calculated and adopted each year. DEBT SERVICE REQUIREMENTS. Debt service is used to pay principal and interest payments on voter approved General Obligation Bonds. These bonds were issued by the District for the benefit of customers in the Western Service Area, Improvement District No. 1 and Improvement District No. 2. Debt service is budgeted separately in the "Debt Service Fund," and includes payments on Improvement District No. 1 and Improvement District No. 2 Bonds. The Western Service Area 1959 Waterworks Bonds, authorized and issued when the Yorba Linda Water District was formed by voters in 1959, were retired in fiscal 1995-96 and no longer part of the debt service budget. Since voters approved issuance of "General Obligation Bonds," debt service is a general obligation of the District and the District has several options to collect the debt service: 1) Ad-Valorem property taxes (over and above the basic 1% property tax levy); 2) general revenues into the District which could include water rate revenues, fees, etc.; 3) revenues from the basic I% property tax levy; or 4) some E 0 Budeet Message combination of each. The Board has elected, and bond holders have relied upon, that the District will collect debt service via Ad-Valorem property taxes over and above the basic 1% property tax levy imposed on property in the area receiving benefit from facilities financed by the bonds. In fiscal 1997-98, a Debt Service Fund budget of $4,198,614 is needed for principal and interest payments on outstanding bonds. Of this total, $2,408,890 in revenue will be derived from ad-valorem property taxes, levied over and above the normal 1% basic levy. The remaining $1,789,724 is from debt service reserves on hand at the beginning of the fiscal year and a forecast of interest earned on these reserves. The Debt Service Resolutions included in this Budget provide details for both Improvement District No. 1 and 2 annual debt service requirements. Approval of these Resolutions set amount needed to finance debt and the County will perform the calculations which set the actual property tax rates in both Improvement District No. 1 and 2. Staff estimates the Improvement District No. 1 property tax rate will be approximately $0.04 per $100 Assessed Value. This rate is below the District self-imposed maximum of $0.18 per $100 Assessed Value set by the Board. The Improvement District No. 2 property tax rate is estimated at approximately $0.19 per $100 Assessed Value which is below the $0.20 per $100 self- imposed maximum set by the Board. In the event property tax rates in either Improvement District No. 1 and/or 2 exceed the self-imposed maximum, then State law allows the District to impose a surcharge on undeveloped land. IN CLOSING: It is recommended that the Board of Directors adopt the annual budget Resolutions as shown in the Resolution chapter of this Report. I am thankful for the advice and support of the Board of Directors in preparing this budget. It has been through the Board's initiatives that the District has moved forward as an independent special district serving the public in a thoughtful and caring manner. I also wish to recognize and thank the efforts of Chuck Gray, Engineering Manager; Ray Harsma, Operations Superintendent; Roger Lubin, Executive Assistant to the General Manager, Beverly Meza, Business Manager; and Mike Payne, Assistant General Manager, for their patient and hard work on the budget. And I thank the rest of the Management staff and employees for their efforts during the past two years and we look forward to the challenges in the upcomi r Ag two year period. Re, pe, u ed, i ~ J li o ert on Secretary/General Manager 1 Budeet Messaee BUDGET AUTHORITY GUIDELINES The following budget authority guidelines are implemented for use in the administration of this Budget: 1. Board of Directors approval is required for expenditures from unappropriated fund balances. Expenditures for purchased water, energy and replenishment assessments are exempt from this guideline. 2. Adoption of the annual Budget provides the authority for the staff to proceed with programs, activities, purchases and capital projects within the limits of the District's cash flow and purchasing resolution. I Significant program changes or changes in service levels must be approved by the Board of Directors. 4. Board of Director's approval is required for transferring funds between department budgets. 5. General Manager approval is required for transferring funds within a department budget. 6. General Manager approval is required for expenditures from contingency funds. 7. General Manager approval is required for expenditures from the Catastrophic Restoration Fund within the limits of the purchasing resolution. 8. Financial records will be posted on a monthly basis and a summary will be presented monthly for review and approval by the Board of Directors. 8. Bills shall be presented to the Board of Directors for consideration at each regular meeting. 10. The Annual Budget reflects labor agreements approved by the Board of Directors. 11. Resolutions adopted by the Board of Directors are required for authorizing positions in the service of the District and setting salary ranges for those authorized positions. 12. The General Manager is authorized to use savings from vacant authorized positions to retain contract labor to meet District manpower needs. l3. There is an allocation to the Sewer Fund for 8% of selected overhead expenses incurred by the Water Fund. In addition, 8% of budgeted Salaries and Benefits expenditures are allocated to the Sewer Operating Fund. Exempted from this allocation are those budgeted Salaries and Benefits expenditures charged directly to sewer operations. 14. The budget contemplates continuing to provide sewer maintenance service to the City of Yorba Linda. 15 There will be an allocation of 16% to Construction-in-progress for all Salaries and Benefits expenditures. Exempted from this allocation are those Salaries and Benefits expenditures charged directly to Construction-in-progress. 16. Water and Sewer Catastrophic Restoration Fund transfers shall be made in the amounts specified in this Budget. • • Budeet .t/essa.ee BUDGET ASSUMPTIONS The following assumptions were used to prepare the two year Annual Budget: A. Assumptions affecting Revenues: 1. The water rate increase adopted in October 1995 will remain in effect for the 1997-98 and 1998-99 fiscal years. 2. The current sewer rates will remain in effect for the 1997-98 and 1998-99 fiscal years. 3. The customer base will increase by 420 new accounts in 1997-98 and 355 new accounts in 1998-99. 4. Customers will consume water at the per-capita rate as 1993-94. 5. The District will retain it's share of the 1% percent property tax revenue. 6. Yield on investments will average 5.5% during each of the fiscal years. 7. Interest earned on the Water Capital Improvement-Replacement Fund is transferred into the Water Operating Fund. Interest earned on the Sewer Capital Fund is transferred into the Sewer Operating Fund. 8. The existing lawsuit against Merrill Lynch, regarding the Orange County bankruptcy, will not be settled during this budget period. 9. Interest earned on the I.D.-1 and I.D.-2 Capital Improvement Funds remains in the respective I.D. Capital Improvement Fund. 10. Interest earned on Debt Service funds remain in the respective Debt Service Fund. 11. The rate charged to the City of Yorba Linda for sewer maintenance will remain the same in fiscal 1997-98 and 1998-99. 12. The beginning Water and Sewer Operating Fund balance is based on staff projections of actual revenues and expenses, and are, therefore, subject to change following the annual audit. 13. The California legislature will not adopt a proposal to confiscate debt service ad-valorem property taxes to balance the State's budget. B. Assumptions affecting Expenditures: 1. The customer base will increase by 420 new accounts in 1997-98 and 355 new accounts in 1998-99. 2. Customers will consume water at the per-capita rate as Fiscal 1993-94. 3. Groundwater will supply 53% of the total water demand and imported water will supply 47% of the total water demand. 4. The cost of imported water will remain at $431 per acre foot in 1997-98 and $437 in 1998-99; and the OCWD Basin Replenishment Assessment will increase to $88 per acre foot in 1997-98 and $91 in 1998-99. 5. The unit cost for energy to pump water will rise by 5% per year in fiscal year 1997-98 and 1998-99. 6. The District will implement monthly billing during fiscal 1998-99. 7. The District will employ a full-time staff of 54 persons in 1997-98 and 53 persons in 1998-99. 8. 92% of fixed Supplies and Services expenditures are allocated to the Water Operating Fund. The remaining 8% of fixed Supplies and Services expenditures are allocated to the Sewer Operating Fund. 9. Health insurance for retirees is included in the Support Services Department benefits costs. 10. The State of California Department of Health Services will charge a fee to monitor the District's water system. The fee is based on hourly rates established by the State Department of Health Serv ices. H. Expenses for legal and engineering professional services related to Capital projects are in the Capital Improvement/Replacement budget, not in any Department budget. 12. If development slows during the upcoming two year period, some Salaries and Benefits costs may be shifted away from Capital projects and into Departmental programs which are expensed to water users. 1 3. The percentage allocation for fringe benefits will vary for each Department. Budeet lfessaee 14. The cost for Workers Compensation Insurance is included in the fringe benefit percentage allocated to each Department, in-lieu of an expense to the Administration Department. 15. A pool of $2,500 is maintained for the Risk Manager to settle small damage claims filed against the District. Claims will continue to be processed in accordance with Board policy. 16. The District will incur costs to comply with regulations to dispose of used oil and other "toxic" wastes. 17. The District will incur costs to comply with State and Federal safety regulations, and conduct required safety training. 18. The cost to comply with all Federal and State Water Quality regulations will continue to increase. The proposed Radon rules will not be implemented in either year of this budget. 19. Several of the Capital Improvement Projects are coordinated with the City of Yorba Linda. If the City does not proceed for any reason, then related District projects will not be built. 20. The District will purchase vehicles and equipment, and natural gas engines identified in separate Plans approved by the Board prior to approval of this budget. 21. Paving costs are in accordance with the current Paving Contract. 22. The postal rate will not increase during the period of this budget. 23. Metropolitan Water District will levy a Standby Charge to collect one-half of their $50 million fixed revenue proposal. 24. Municipal Water District of Orange County will not levy its own Standby Charge. 25. The per unit rates charged by the Telephone company will increase. 26. There will be an increase in the number of water quality tests and their per unit cost during each year of this budget. 27. The District will conduct a majority of it's own weed abatement in-lieu of contracting out. 28. The District will pay an annual fee to AQMD for permits to operate natural gas engines. 29. There will be an increase in the per unit cost and volume of chlorine used in each year of this budget. 30. Leaking plastic service lines will be replaced with new copper service lines. 31. Maintenance on Clayton Valves will be performed by staff in-lieu of an outside contractor. 32. The General Manager's Contingency fund is $10,000 in Fiscal 1997-98 and $25,000 in 1998-99. 33. Energy costs do not include a BTU tax currently under review by the U.S. Government. 34. Salaries and Benefits costs do not include a Health Care tax currently under review by the U.S. Government. 35. All office supplies will be centralized in the Business Department budget. 36. Salaries and Benefits costs are based on labor contracts approved by the Board following the 1997 Meet and Confer process. 37. The District will not contract with the City of Placentia for sewer maintenance. Budeet Messaee BUDGET GLOSSARY Activity - A measurable objective to be accomplished as part of a department's programs. AMP Lease - Allen-McColloch Pipeline lease payments made to MWDOC. Benefits - Expenses related to health care costs and other employee fringe benefits. Capital Improvement - Expenses related to major system improvement projects, building improvements, or acquisition of real estate which expand Water or Sewer service. Capital Replacement - Expenses related to major replacements of existing facilities or systems. Catastrophic Restoration - A fund reserved for the emergency repair of essential system facilities to protect the public health, safety, welfare, or property. The goal is to create a reserve that will eventually equal 3% of the water and sewer plant asset value Communications Expenses - Includes costs for advertising, telephones, postage, and freight. Contingency - A reserve fund available to the General Manager which can be used for necessary expenses not included in the budget. Expenditures are subject to the latest purchasing authority Resolution adopted by the Board of Directors. Contractual Services - Those services provided by outside companies to the District on a contract basis. Such as alarm service, retained uniforms, paving, etc. Data Processing - Costs for computer hardware, software, paper and training. Dues & Memberships - Membership costs for directors and staff in professional organizations, including books, dues, and costs of subscriptions to professional and trade publications. Fringe Benefits - All compensation other than salaries and wages including, but not limited to: worker's compensation, health, dental, and life insurance, Public Employee's Retirement System, Credit Union, Education reimbursements and compensation time. Fuel & Power for Pumping - Costs of natural gas and electricity used for water production. Groundwater Replenishment - Assessment paid to Orange County Water District. Cost based upon number of acre-feet of groundwater produced by the District. Insurance - Coverage by contract whereby an insurer undertakes to assume liability and guarantee the District against loss. Maintenance & Materials - Costs of maintaining useful life of structures, improvements and equipment (except vehicles) and expenses for such items as pump and engine parts, janitor supplies, hardware. Non-capital Equipment - Hand tools, furniture, and equipment costing less than $1,500.00. Office Expense - Costs of various office supplies. These expenses have been combined and will be centralized in the Business Department budget. 0 0 Budeet Messaee Professional Services - Costs for legal, auditing, engineering, and similar professional services performed under contract. Program - A major cost center or organizational unit responsible for specific functions. Purchased Water - All water obtained from Metropolitan Water District of Southern California through the Municipal Water District of Orange County. Also referred to as imported water. Purchasing Resolution - The District's adopted policy regarding procurement limits and procedures. Rate Stabilization Fund - A Fund created to provide a means to smooth out water rate increases to the customer. Salaries - All wages paid to employees, including all types of pay. Salaries and Benefits - The cost for both Salaries and Benefits for employees and Directors. Supplies and Services - The cost of items needed to support the accomplishment of the activities in a department's programs. Training - Costs associated with employee training performed by District employees or consultants and one day seminars outside the District office. Travel & Conferences - Costs related to conference registration, reimbursement for meals, lodging, and transportation fares. Uncollectable Accounts - Includes the write-off of unpaid water and sewer charges. Utilities - Expenses related to -as, trash and electric service other than for pumping. Vehicle and Equipment Outlay - Purchase of assets, such as equipment, vehicles and furniture, which cost over $1,500.00 each and will be depreciated over their useful life. Vehicle Expenses - All vehicle expenses-gasoline, supplies, parts and reimbursement for use of personal vehicles. /0 Board of Directors i Engineering Engineerln 1 Manager Aaaiunt Pm i i & h4maR Genera', Manager i ~ Business Administration Business Manager I General IManager Cuatoner Statuary Senioe to are OM Sopuv - N. Senior eneimcoe Tedoicim Mcrr Service Rcprex.erive I-T T~,t (~l f Paa ~t Pia N Fitt Acs Asst Aou Cue Curt Can Cost h tr h tr Mtr Mtr Tact Tub Tecb Tech Tab Tech Aaat Asst Aae Svc Svc Svc Svc Rh Rdr Rik Rh Rep Rep Rep Rep III I Support Services Assistant General Manager Raec MA. Anistaw Sptetm Adminiatmtm Coordioot. i Operations Operations SI perintendent Aaaiatent Opcntiur Mairrnrxr Chict Steellmepc S. Plod I Opc tw I I Ploot (.eadrwelav lsd.akrr .~,+via tsd«a!v Meehmie VU OP- II I m n , I . f I, f Maint Maw Mant Mant Mart Mamt Maus Maea Maus Marl Mant PIMA Rot OF- Opcear Vl A ~ d ~ A 6~• ,a tc n b 7 v ~ ~D 9 00 ^ 0 ~rganiyatio '1998 9 Fiscal Year ~ r ¢ ~ 1 o a y. 6 0 I B 9 ~ y s ~ 9 ' ~ C .9S ' ~ v u t F. :t y w v~ a 'a S u - i V u i ~ r o n = C ~ C ~ i PZ Y ! b v ~ ~ o- J U N ! N ~ v C L w ¢ ~ r 1 C Jtl' po93.1 a+~ iM • • Fund Summaries FUND SUMMARIES AND DETAILS 1 13 0 0 Fund Summaries OPERATING FUND SUMMARY Water Sewer 1997-98 1998-99 1997-98 1998-99 ESTIMATED FUND BALANCES: Operating Fund $798,039 $163,180 $58,918 $106,705 Rate Stabilization Fund 0 0 0 0 TOTAL Fund Balance $798,039 $163,180 $58,918 $106,705 REVENUES: Water Sales $9,405,400 $9,615,000 $0 $0 Sewer Charges 0 0 381,900 381,900 City Sewer Maintenance 0 0 76,400 76,400 Property taxes 600,000 612,000 0 0 Misc. Water Revenues 67,675 67,675 0 0 Rental Income 8,000 8,000 0 0 Interest 389,000 389,000 110,400 110,400 Other Revenues 17.000 17,000 1.000 1.000 Sub-TOTAL $10,487,075 $10,708,675 $569,700 $569,700 TRANSFERS: Labor for Capital projects $489,756 $500,939 $15,147 $15,493 Veh & Eauin Capital Outlav 335.800 234,000 109.000 192.000 TOTAL FUNDS AVAILABLE $12.110.670 $11.606,794 $752.765 $883.898 ESTIMATED EXPENDITURES Salaries & Benefits $2,903,191 $2,969,482 $252,451 $258,216 Supplies & Services 1,382,399 1,345,309 120,209 116,983 Variable Operating 6,287,300 6,648,400 0 0 Yorba Linda Sewer Maintenance 0 0 76,400 76,400 General Manager Contingency 10,000 25,000 0 0 Unallocated Contingency 0 0 0 0 Election Costs 0 32,200 0 2,800 Catastrophic Restoration 0 0 0 0 Veh&Equip Depr Transfer 203,600 217,400 29,000 49,700 Capital Imp Depr Transfer 1,161.000 1.171.000 168.000 169,000 TOTAL EXPENDITURES $1 1.947,490 $12.408,791 $646.060 $673.099 BALANCE $163,180 ($801,997) $106,705 $210,799 14 • • Fund Summaries WATER OPERATING FUND REVENUE DETAIL Projected Proposed Proposed Water Sales Revenues 1996-97 1997-98 1998-99 Residential $7,494,055 $7,107,501 $7,265,892 Business 791,434 750,611 767,338 Irrigation 14,709 13,950 14,261 Landscape 1,408,713 1,336,049 1,365,823 Industrial 15,569 14,766 15,095 Fire Detectors 91,586 86,859 88,794 Construction water - unmetered (jumpers) 5,492 5,209 5,325 Construction water- metered 21,860 20,733 21,195 Outside District metered water 36,074 34,212 34,975 Damage claims and special billings 37.441 35,510 36.302 Total Water Sales Revenues $9.916.933 $9.405.400 $9,615.000 Miscellaneous Water Revenues Blackflow Charges $7,464 $8,925 $8,925 Customer Services Charges 52.594 58.750 58.750 Total Miscellaneous Charges $60.058 $67.675 $67.675 SEWER OPERATING FUND REVENUE DETAIL Projected Proposed Proposed Sewer Charges and Special Assessments 1996-97 1997-98 1998-99 Direct Charges for Service $369,600 $346,500 $346,500 Assessments for Locke Ranch 35.400 35.400 35.400 Sub-Total Direct Sewer Charges $405,000 $381,900 $381,900 Citv of Yorba Linda Sewer Maintenance Revenues 63.000 76,400 76.400 Total Sewer Charges and Special Assessments $468,000 $458.300 $458.300 CATASTROPHIC RESTORATION FUND SUMMARY Water Sewer Estimated Catastrophic Restoration Fund Balance - July 1, 1997 $559,000 $282,000 1997-98 Allocation to Catastrophic Restoration 0 0 1998-99 Allocation to Catastrophic Restoration 0 0 Total Funds Available $559,000 $282,000 1997-98 Planned Catastrophic Restoration Expenditures $0 $0 1998-99 Planned Catastrophic Restoration Expenditures $0 $0 Unappropriated Catastrophic Restoration Fund Balance - June 30, 1999 $559.000 $282,000 15 0 0 Fund Summaries CAPITAL IMPROVEMENT-REPLACEMENT FUND SUMMARY Water Sewer ID-1 ID-2 Estimated Capital Improvement Fund Balance - July 1, 1997 $5,452,528 $1,642,475 $4,569,267 $5,904,590 1997-99 Estimated Revenues-Transfers: Development Fees $141,030 $41,770 $0 $0 Interest 0 0 630,000 827,000 Capital Improvement-Transfer 2.332.000 337.000 0 0 Total Funds Available $7,925,558 $2,021,245 $5,199,267 $6,731,590 1997-99 Expenditures-Refunds: Capital Improvement Projects $2,487,000 $325,000 $2,213,000 $896,000 Capital Replacements 1,749,000 0 0 0 Reimbursements 0 0 75,000 0 OCWD Loan (well #10) 55,948 0 0 0 Computer Upgrade 109,200 0 47,300 25,500 G.I.S. Program 120,000 0 52,000 28,000 Allen-McColloch Pipeline Lease 0 0 109.795 52.860 Total Expenditures-Refunds $4,521,148 $325,000 $2,497,095 $1,002,360 Unappropriated Capital Improvement Fund Balance -June' 0, 1999 $3.404,410 $1.696,245 $2.702,172 $5.729,230 VEHICLE & EQUIPMENT CAPITAL OUTLAY FUND SUMMARY Water Sewer Estimated Vehicle & Equipment Capital Outlay Fund Balance - July 1, 1997 $100,168 $115,475 1997-99 Estimated Revenues-Transfers 421,000 78,700 Total Funds Available $521,168 $194,175 1997-99 Expenditures-Transfers: Pumping Equipment $56,800 $0 Water Treatment Equipment 0 0 Furniture & Equipment 77,500 0 Transportation Equipment 213,000 301,000 Communications Equipment 54,500 0 Power Operated Equipment 13,000 0 Miscellaneous Equipment 19,000 0 Other General Plant Equipment 0 0 General Plant Improvements 136,000 0 Total Expenditures-Transfers $569,800 $301,000 Unappropriated Vehicle & Equipment Capital Outlay Fund Balance - June 30, 1999 ($48,632) ($106,825) 16 • r~ Fund Summaries DEVELOPMENT FEES REVENUE DETAIL Projected Proposed Proposed Water Development Fees 1996-97 1997-98 1998-99 Records and Billing $50,819 $7,930 $12,430 Inspection Fee 47,252 23,660 12,200 Frontage Charge 0 8,530 7,520 Plan Check Fee 17,898 9,800 4,610 Service Fee 15,650 8,440 5,320 Administrative Fee 13,504 9,540 14,190 Meter Fee 34.140 12.660 4,190 Total Water Development Fees Revenue $179.263 $80.570 $60.460 Sewer Development Fees Records and Billing $2,812 Inspection Fee 3,695 Frontage Charge 5,243 Plan Check Fee 413 Service Fee 1,999 Administrative Fee 0 Meter Fee 0 Western Service Area Fee 0 Total Sewer Development Fees Revenue $14.162 $1,600 5,680 8,000 650 1,890 1,100 0 7,410 $26.330 $1,350 2,670 8,000 300 0 930 0 2.190 $15.440 /7 Fund Summaries 1 SUPPLIES AND SERVICES EXPENDITURE SUMMARY Adopted Projected Proposed Proposed Suanlies and Services 1996-97 1996-97 1997-98 1998-99 AMP Lease $4,400 $7,453 $20,200 $20,500 Communications 178,960 125,580 220,340 196,030 Contract Services 288,320 242,529 281,300 284,997 Data Processing 26,020 31,380 27,663 27,170 Dues and Memberships 17,775 18,551 18,300 18,950 Fuel and Power - Pumping 1,258,400 680,000 982,400 1,035,800 Groundwater Replenishment 1,003,700 781,000 924,000 955,500 Insurance 179,100 127,125 112,875 118,275 Maintenance & Materials 244,933 255,755 287,870 281,830 Non-Capital Equipment 16,780 15,449 46,690 25,225 Office Expense 48,440 59,388 73,835 80,735 Professional Services 118,400 121,816 166,780 161,780 Purchased Water 4,338,800 4,494,066 4,380,900 4,657,100 Training 14,025 10,724 23,965 23,300 Travel and Conferences 38,810 16,669 26,545 32,130 Uncollectable Accounts 18,900 18,900 20,000 23,000 Utilities 40,420 33,896 36,800 40,300 Vehicle Expenses 123.425 1 13.789 139.445 128.070 Total Supplies and Services $1.358.708 $1.199.004 $1.502.608 $1.462.292 VARIABLE OPERATING EXPENDITURE SUMMARY Budget Projected Proposed Proposed Imported Water 1996-97 1996-97 1997-98 1998-99 Metropolitan Water District $4,227,400 $4,299,066 $4,087,900 $4,303,200 MWD Fixed Charges n/a 78,000 185,000 229,600 MWDOC 111.400 117.000 108.000 124.300 Sub-Total $4,338,800 $4,494,066 $4,380,900 $4,657,100 Local Water Orange County Water District $1,003,700 $781,000 $924,000 $955,500 Enerav to sumo water 1.258.400 680.000 982.400 1.035.800 Sub-Total $2,262,100 $1,461,000 $1,906,400 $1,991,300 Total Variable Operating $6.600.900 $5.955.066 $6.287.300 $6.648.400 18 w • SUMMARY OF OPERATING EXPENDITURES (1) BY DEPARTMENT AND PROGRAM Adopted Projected Proposed Proposed Departments and Programs 1996-97 1996-97 1997-98 1998-99 Administration/Board of Directors Board of Directors $78,665 $88,755 $78,665 $82,587 Management Services (2) 400,521 398,565 280,841 327,633 Risk Management 239,136 130,652 0 0 Personnel 108,210 88,676 0 0 Public Information 136.943 108.065 0 0 TOTAL $963.475 $814.712 $359.506 $410.220 Support Services Management Service $0 $0 $72,212 $78,952 Risk Management 0 0 181,277 178,654 Personnel 0 0 104,636 105,507 Public Information 0 0 188,761 153,625 Information Management 0 0 116.824 107.372 TOTAL $0 $0 $663.710 $624.110 Business 7 Business Administration $130,632 $119,449 $105,533 $107,304 Customer Service 679,544 549,488 689,421 657,962 Accounting 232.026 250.757 230.269 238.669 TOTAL $1.042.202 $919.694 $1.025.223 $1.003.935 Engineering Administration and Planning $149,418 $137,252 $146,193 $150,714 Records 141,136 129,646 110,591 114,6422 Construction 238,027 218,649 241,160 250,913 Water OuaIity 127.674 117.280 139.545 137.315 TOTAL $656.255 $602.827 $637.489 $653.584 Operations Production $7,303,676 $6,701,362 $7,106,404 $7,387,020 Water Operations and Maintenance 1,100,691 936,453 1,090,694 1,142,783 Sewer Operations and Maintenance 150,687 203,958 257,443 338,543 Operations Administration 145,772 95,070 159,883 142,751 Mechanical Services 94.752 53.709 99.998 121.444 TOTAL $8.795.578 $7.990.552 $8.714.422 $9.132.541 (1) Includes Capital Outlay (2) Includes General Manager Contingency and Election costs Fund Summaries 19 C Debt Service DEBT SERVICE FUND SUMMARIES 1 Improvement District No. 1 General Obligation Bonds Improvement District No. 2 General Obligation Bonds 20 0 0 Debt Service DEBT SERVICE FUND SUMMARIES The Debt Service Fund is used to pay principal and interest payments on voter approved General Obligation Bonds. These bonds were issued by the District for the benefit of customers in the Western Service Area, Improvement District No. 1 and Improvement District No. 2. The Debt Service Fund is sub-divided into two sections: Improvement District No. 1 Bonds, and Improvement District No. 2 Bonds. The 1959 Waterworks Bonds, authorized and issued when the Yorba Linda Water District was formed by voters in 1959, were retired in fiscal 1995-96 and no longer part of the Debt Service budget. In fiscal 1997-98, a total Debt Service Fund budget of $4,198,614 is needed for principal and interest payments on outstanding voter approved debt. Of this total, $2,408,890 in revenue will be derived from ad-valorem property taxes, levied over and above the normal 1% basic levy. The remaining $1,789,724 is derived from debt service reserves on hand at the beginning of the fiscal year and interest earned on these debt service reserves. Ad-valorem property tax rates differ for Improvement District No. 1 and Improvement District No. 2 according to each area's debt service requirement prorated across the current assessed value within the specific area of benefit. The actual property tax rates are computed by the Orange County Auditor- Controller in October each year. On the following pages are summaries of the Debt Service expenditure and revenue requirements for Improvement District No. I and No. 2 General Obligation Bonds. Debt service requirements, and supporting Resolutions, for fiscal 1998-99 will be presented for action the Board of Directors in June 1998. • • Debt Service DEBT SERVICE SUMMARY FISCAL YEAR 1997-98 IMPROVEMENT DISTRICT NO. 1 DIRECT EXPENDITURES: A. November-97 Refunding Bonds Interest $79,995 B. May-98 Refunding Bonds Principal $540,000 Refunding Bonds Interest 79,995 C. Pavine AEent Processine Fees 1.400 DIRECT EXPENDITURES DURING 1997-98 $701,390 II. RESERVE ACCUMULATION: A. Reserves for November 1998 B. Refunding Bonds Interest 70.208 RESERVES FINANCED DURING 1997-98 $70,208 TOTAL 1997-98 FUNDING REQUIREMENT $771.598 IV. REVENUE REQUIREMENT: A. Reserves on hand as of July 1, 1997 $79,995 B. Interest Earnings on Debt Service Reserve 4,440 C. I.D. No. I Ad Valorem Tax Lew 687.163 TOTAL 1997-98 REVENUE REQUIREMENT $771.598 22 • • DEBT SERVICE SUMMARY FISCAL YEAR 1997-98 IMPROVEMENT DISTRICT NO.2 DIRECT EXPENDITURES: A. November-97 Series "A" Interest $17,410 Refunding Bonds Interest 224,014 Series "C" Interest 175,431 B. May-98 Series "A" Principal 55,000 Series "A" Interest 17,410 Refunding Bonds Principal 725,000 Refunding Bonds Interest 224,014 Series "C" Principal 230,000 Series "C" Interest 175,431 C. Paving Agent Processing Fees 2,900 DIRECT EXPENDITURES DURING 1997-98 $1,846,610 11. RESERVE ACCUMULATION: A. Reserves for November 1998 B. Series "A" Interest $15,513 C. Refunding Bonds Interest 198,457 D. Series "C" Interest 167,669 RESERVES FINANCED DURING 1997-98 $381,639 Ill. BOND DEBT SERVICE RESERVES (set aside by bond covenants): A. Refunding Bonds $598,767 B. Series "C" Bonds 600.000 DEBT SERVICE RESERVES FINANCED DURING 1997 98 $1,198,767 TOTAL 1997-98 FUNDING REQUIREMENT $3.427.016 IV. REVENUE REQUIREMENT: A. Reserves on hand as of July 1, 1997 $1,615,622 B. Interest Earnings on Debt Service Reserve 89,667 C. I.D. No. 2 Ad Valorem Tax Levy 1.721,727 TOTAL 1997-98 REVENUE REQUIREMENT $3,427,016 Debt Service 23 1 • ADMINISTRATION DEPARTMENT BUDGET n • Administration 24 Administration DEPARTMENTAL BUDGET FOR THE ADMINISTRATION DEPARTMENT The Administration Department is responsible for the overall day-to-day management of the District. This involves the continual planning, control, direction and evaluation of the District's programs and resources. The Department researches and prepares recommendations for consideration by the Board of Directors on issues facing the District. Vested in this Department is the primary responsibility for assuring that Board policies, resolutions and ordinances are properly administered. In addition, the Administration Department budget includes funding for fees, professional services, and travel and conferences for the Board of Directors. ADMINISTRATION DEPARTMENT PROGRAM RESPONSIBILITIES BOARD OF DIRECTORS. The Board of Director's work related to governing the District, establishing policy through approval of the budget, Five Year Plan, Resolutions and Ordinances, and participating in community affairs, intergovernmental relations and selected water organizational activities are funded by this program. In addition, activities related to Board direction to legal counsel is provided in this program. MANAGEMENT SERVICES. The Department provides administrative services support to each of the departments. Other Department activities include interagency coordination and consultation with Department Managers regarding various operational, and planning issues. Additionally, the Administration Department is responsible for facilitating the work of the District's General Counsel. 25 • ADMINISTRATION Adopted BUDGET SUMMARY 1996-97 Salaries and Benefits $486,570 Supplies and Services 428,905 Capital Outlay 13,000 Contingency 10.000 Election $5,000 TOTAL $963,475 ADMINISTRATION Adopted PERSONNEL SUMMARY 1996-97 Staff positions 5 Board of Directors 5 ADMINISTRATION Adopted PROGRAM SUMMARY 1996-97 Board of Directors $78,665 Management Services (1) 400,521 Risk Management 239,136 Personnel 108,210 Public Information 136,943 TOTAL $963,475 (1) Includes Capital Outlay, General Manager Contir 1 Projected 1996-97 $470,107 323,083 11,522 10,000 0 $814.712 Projected 1996-97 5 5 Projected 1996-97 $88,755 398,565 130,652 88,675 108.065 $814,712 igency and Electic • Proposed 1997-98 $209,561 127,945 12,000 10,000 0 $359.506 Proposed 1997-98 2 5 Proposed 1997-98 $78,665 280,841 0 0 0 $359,506 rn costs. .administration Proposed 1998-99 $214,810 135,410 0 25,000 35.000 $410.220 Proposed 1998-99 2 5 Proposed 1998-99 $82,587 327,633 0 0 0 $410.220 26 • • .-administration ADMINISTRATION DEPARTMENT PROGRAM ACTIVITIES PLANNED FOR THIS BUDGET PERIOD BOARD OF DIRECTORS PROGRAM: • Conduct District business at 48 regular Board meetings in the next two years. • Study and review specific policy issues facing the District through the Board's five standing committees during the year. • Assist in the administration of the Employee's Deferred Compensation Plan. • Provide Board representation to the Association of California Water Agencies (ACWA), Association of California Water Agencies/Joint Powers Insurance Authority (ACWA/JPIA), California Special Districts Association (CSDA), Colorado River Water Users Association (CRWUA), Independent Special Districts of Orange County (ISDOC), Special Districts Worker's Compensation Authority (SDWCA) and Water Advisory Committee of Orange County (WACO). • Attend Intergovernmental meetings of Metropolitan Water District of Southern California, Municipal Water District of Orange County, Orange County Water District, Yorba Linda City Council and Yorba Linda City Planning Commission. • File Conflict of Interest forms by April, 1997 and April, 1998. • Conduct a Board of Directors staff goals and Strategic Plan workshop by February 1998 and February 1999. • Provide direction to legal counsel on specific policy issues during the fiscal year. • Monitor and seek to influence Metropolitan Water District, Municipal Water District of Orange County and Orange County Water District policies that affect water rates as needed throughout the year. • Monitor and provide direction on issues regarding the Orange County Bankruptcy. MANAGEMENT SERVICES PROGRAM: • Coordinate, prepare, print and distribute 48 Board of Director agenda's, and Board Committee agenda's as needed. • Coordinate, prepare and print final Five Year Plan by May, 1999. • Coordinate, prepare and print budget by June 1999. • Implement monthly billing during fiscal 1997-98. • Prepare Two Year recommendations on water rate, Sewer Assessment charge, Water Availability Stand-by charge, and Water and Sewer development fees by August 1997. • Research and implement a program to take advantage of recent California PUC action to deregulate the electric utility industry. • Conduct weekly key management staff meetings. • Conduct discussions with the City of Yorba Linda regarding sewer system in eastern Yorba Linda. • Implement Citizens Advisory Committee. • Implement and administer the adopted Records Management Program. • Monitor and report on the Orange County Bankruptcy matter. • Monitor and report on consolidation and privatization issues. • Administer the Technology, Innovation and Productivity Committee. • Coordinate involvement in community organizations. • Coordinate feasibility study regarding a level pay plan. 27 • • .-administration ADMINISTRATION BUDGET SUMMARY Personnel Services: Salaries Salaries - BOD Benefits Benefits - BOD Salaries and Benefits Total 1 Supplies and Services: AMP Lease Communications Contract Services Data Processing Dues and Memberships Dues and Memberships - BOD Fuel and Power - Pumping Groundwater Replenishment Insurance Insurance - BOD Maintenance & Materials Non-Capital Equipment Office Expense Professional Services Professional Services - BOD Purchased Water Training Travel and Conferences Travel and Conferences - BOD Uncollectable Accounts Utilities Vehicle Exoenses Supplies and Services Total Contingency November 1998 Election Caoital Outlav Total Department Totals Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $341,436 $340,199 $135,474 $137,190 33,000 46,895 33,000 33,000 98,064 69,118 26,387 29,258 14.070 13.895 14.700 15.3 62 $486,570 $470,107 $209,561 $214,810 $0 $0 $0 $0 44,970 16,262 200 200 25,005 16,115 17,725 20,255 1,100 662 0 0 14,165 15,297 12,780 13,130 120 42 120 120 0 0 0 0 0 0 0 0 177,975 126,000 0 0 1,125 1,125 1,125 1,125 17,675 18,445 3,475 3,325 1,575 4,600 2,500 0 2,750 0 1,000 1,500 46,000 81,107 51,000 53,000 45,000 14,772 16,000 15,000 0 0 0 0 4,260 3,506 700 700 11,145 3,227 4,100 5,275 22,140 12,026 13,720 17,980 0 0 0 0 5,100 2,393 0 0 8,800 7.505 3.500 3.800 $428,905 $323,083 $127,945 $135,410 10,000 10,000 10,000 25,000 25,000 0 0 35,000 13.000 11,522 12.000 0 $963.475 $814.712 $359.506 $410,220 Authorized u PERSONNEL DETAIL 1996-97 General Manager 1 Assistant General Manager 1 Executive Asst. to GM/Personnel Officer 1 Asst. Administrator/Public Information Officer 1 Secretarv to the General Manager 1 Total 5 (I) Position transferred to Support Services Department. Recommended 1997-98 1 0(1) 0(1) 0(1) 1 2 Recommended 1998-99 1 0 0 0 1 2 28 • • Administration Fiscal Year 1997-98: ADMINISTRATION DEPARTMENT CAPITAL OUTLAY DETAIL 1. Board Room Improvements. Estimated Capital Outlay: $12,000 Outlay Description: Renovate chairs, storage case/bookshelf and desk in the Board room. 1 29 0 0 Support Services SUPPORT SERVICES DEPARTMENT BUDGET 1 30 • • Support Services DEPARTMENTAL BUDGET FOR THE SUPPORT SERVICES DEPARTMENT The Support Services Department provides a variety of specialized services to other departments, the District at large, and the Board of Directors. All activities required for the effective management of human resources and labor relations are a part of this program, along with all activities designed to manage and reduce the likelihood of work-related injuries through training and safety programs. All public information activities are managed in this department. Providing access to information through an integrated data base, across local-and wide-area networks are included in this program, along with management of the District's telephone, facsimile, voice and electronic mail systems. The department also provides research into policy and operational issues at the request of the General Manager. SUPPORT SERVICES DEPARTMENT PROGRAM RESPONSIBILITIES MANAGEMENT SERVICES. Provides professional level management and administrative analysis on issues of concern to the District, conducts a variety of long term planning activities, including preparation of the District's annual 5 year plan, and coordinates a variety of intergovernmental issues and activities. RISK MANAGEMENT. Administers the District's insurance, safety and risk management programs including Workers Compensation, accident, and general liability claims, and ensuring compliance with federal and state laws regarding occupational health and safety. PUBLIC INFORMATION. Responsible for the organization and implementation of external and internal communications activities. This includes maintaining relations with the public and news media, coordinating community activities, preparing and disseminating District publications, coordinating water conservation activities, and organizing and conducting tours of District facilities for students, youth groups, and the general public. PERSONNEL. Administers the District's personnel rules, and Memorandum of Understanding with the Union. The department also coordinates employee training and all labor relations activities. Other functions include recruiting new employees, processing employee evaluations, maintaining personnel tiles, training the staff, production of a monthly employee newsletter, and facilitating employee events. INFORMATION MANAGEMENT. Administers the District's integrated data bases to provide management, planning, billing, accounting, operational, and engineering information to District employees. This program also manages the District's local and wide area computer, networks, telephone, facsimile, voice and electronic mail systems, and ensures that employees are trained in appropriate software applications. New applications and developments are monitored for applicability to the District as part of this program. 31 • SUPPORT SERVICES BUDGET SUMMARY Salaries and Benefits Supplies and Services Capital Outlav TOTAL II II SUPPORT SERVICES PERSONNEL SUMMARY Staff positions SUPPORT SERVICES PROGRAM SUMMARY Management Service Risk Management Personnel Public Information Information Management TOTAL C7 Adopted Projected Proposed 1996-97 1996-97 1997-98 $0 $0 $328,512 0 0 331,198 0 0 4.000 $0 $0 $663.710 Adopted Projected Proposed 1996-97 1996-97 1997-98 0 0 4 Adopted Projected Proposed 1996-97 1996-97 1997-98 $0 $0 $72,212 0 0 181,277 0 0 104,636 0 0 188,761 0 0 116.824 $0 $0 $663.710 Suooorl Services Proposed 1998-99 $335,368 288,742 0 $624.110 Proposed 1998-99 4 Proposed 1998-99 $78,952 178,654 105,507 153,625 107.3 72 $624.110 32 • S Support Services SUPPORT SERVICES DEPARTMENT PROGRAM ACTIVITIES PLANNED FOR THIS BUDGET PERIOD MANAGEMENT SERVICES PROGRAM: • Prepare agenda reports for Board of Directors meetings as needed. • Act as recording secretary at Board of Directors meetings. • Coordinate, prepare, and print Five Year Plan by May 1999. • Coordinate, prepare, and print department budget by June 1999. • Research and implement a program to take advantage of recent California PUC action that deregulated the electric utility industry. • Provide quarterly reports to the Board of Directors about District activities. • Coordinate consulting services to implement recommendations concerning the District's data processing needs. • Conduct departmental staff meetings on a weekly basis. • Conduct discussions with the City of Yorba Linda regarding their sewer system in eastern Yorba Linda. • Conduct discussions with the City of Yorba Linda regarding the use of District facilities for recreational activities. • Conduct discussions with the City of Placentia regarding maintenance of their sewer system. • Implement Citizens Advisory Committee and prepare reports regarding the Southern California Water Company's service area, and consolidation and privatization issues. • Continue involvement in community organizations. • Continue involvement in outside committees of other agencies. • Update the District's Public Information Plan by August of 1997 and August of 1998. • Participate on Orange County Water District's Groundwater Producers Committee, and Technical Advisory Committee. RISK MANAGEMENT PROGRAM: • Process and monitor liability claims filed against the District. • Process and monitor claims and invoices filed against others. • Process and monitor workers' compensation claims. • Update Injury and Illness Prevention program, Emergency Preparedness Manual, and Risk Management Policy and Procedures Manual, as needed. • Conduct training classes on Standardized Emergency Management Systems by October 1997 and October 1998. • Conduct annual emergency preparedness exercise by May 1998 and May 1999. • Coordinate quarterly safety inspections and correct identified hazards. • Review general liability insurance, property insurance, and workers' compensation insurance requirements during the year. • Conduct quarterly Safety Committee meetings throughout the fiscal year. • Coordinate the Safety Committee's review of on "the" job injuries and accidents on an as needed basis. • Update emergency preparedness supplies for District headquarters and Richfield plant. • Conduct an inventory assessment of District supplies and equipment. • Participate on AWWA's Emergency Planning Committee, and Orange County's Standardized Emergency Management Systems (SEMS) Operational Committee. PERSONNEL PROGRAM: • Revise and implement changes the District's Personnel Rules as necessary. • Administer four year Memorandum of Understanding with Teamsters Union, Local 911. • Update benefits as necessary throughout the fiscal year. 33 • 0 Suooort Services • Coordinate, prepare, print, and distribute bimonthly employee newsletters during the upcoming two year period. • Coordinate training activities throughout the budget period. • Coordinate District recognition dinner and other employee events during the upcoming two year period. • Prepare and conduct annual employee survey by February 1998, and February 1999. • Conduct routine recruitment and testing to hire new employees. • Coordinate employee sponsored recreational events. • Administer evaluation process for current employees. • Study and make recommendation on early retirement incentive program. • Study and make recommendations on incentives to reduce sick leave usage and workers compensation claims. • Facilitate "State-of-the-District" speech by March 1998. • Administer U.S. Department of Transportation drug testing regulations. • Participate on ACWA's Salary Survey Subcommittee, and on the Orange County Water Association's Human Resources Committee. PUBLIC INFORMATION PROGRAM: • Coordinate, prepare, print, and distribute "Waterlines" newsletters throughout the upcoming two fiscal years. • Conduct District facilities tours throughout the fiscal year. • Coordinate "Water Awareness Month" activities during May 1998, and May 1999. • Coordinate District participation with MWDOC in local school water education activities. • Coordinate, prepare, print, and distribute an annual report by October 1997, and October 1998. • Coordinate, prepare, print, and distribute water quality report by April 1998, and April 1999. • Coordinate District's participation in Yorba Linda's Fiesta Days and Placentia's Heritage Days parades, Yorba Linda Main Street Arts and Crafts Fair, and Emergency Preparedness Fair. • Maintain monthly use of local CATV public access channel during the budget period and investigate feasibility of showing water related video tapes on the channel. • Coordinate District tours and speakers bureau for youth, school, and community groups during the fiscal year. • Coordinate all print and electronic media relations. • Coordinate activities of public relations consultant, including: - Developing District logo and name change. - Developing new customer response card. - Initiating District-wide signage program. - Coordinating water rate hearings. - Developing articles and opinion pieces for distribution to local news media. Coordinate community pipeline program. - Develop and initiate citizen water study group. - Plan and implement Richfield Plant open house. - Enhance relationships with Orange County LAFCO, the cities of Yorba Linda and Placentia, and other government agencies. INFORMATION MANAGEMENT PROGRAM: • Maintain personal computers by installing software updates and running diagnostic utilities. • Conduct training on personal computers. • Administer vendor and reseller service agreements. • Order computer supplies for district computers and printers. • Troubleshoot hardware and software problems on personal computers. • Maintain an inventory of all necessary computer supplies and technical support manuals. • Administer Internet connection with service provider. 34 0 0 Suooort Services • Develop new template forms and reports. • Provide users with support for software or operating system on personal computers, including installation and setup of new personal computers. • Maintain and troubleshoot network printers. • Install software upgrades. • Study and research new technology that would benefit the District. • Administer district network servers, including voice mail servers. • Setup users for network, e-mail, voice mail, and servers. • Setup user environments and access restriction, on servers. • Implement District information sharing strategy on network performance. • Coordinate network backups. • Install hardware and software updates or upgrades. • Troubleshoot network problems. 1 35 C] Support Services SUPPORT SERVICES Adopted Projected Proposed Proposed BUDGET DETAIL 1996-97 1996-97 1997-98 1998-99 Personnel Services: Salaries $0 $0 $241,414 $243,340 Benefits 0 0 87.098 92.028. Salaries and Benefits Total $0 $0 $328,512 $335,368 Supplies and Services: AMP Lease $0 $0 $0 $0 Communications 0 0 72,340 43,780 Contract Services 0 0 15,730 9,852 Data Processing 0 0 27,063 26,470 Dues and Memberships 0 0 1.510 1,510 Fuel and Power - Pumping 0 0 0 0 Groundwater Replenishment 0 0 0 0 Insurance 0 0 111,750 117,150 Maintenance & Materials 0 0 3,500 3,250 Non-Capital Equipment 0 0 8,000 3.500 Office Expense 0 0 1.000 1,000 Professional Services 0 0 71,880 63,880 Purchased Water 0 0 0 0 Training 0 0 9.900 9.050 Travel and Conferences 0 0 3,450 3,450 Uncollectable Accounts 0 0 0 0 Utilities 0 0 0 0 Vehicle Expenses 0 0 5.075 5.850 Supplies and Services Total $0 $0 $331.198 $288,742 Capital Outlav Total 0 0 4,000 0, Department Totals $0 $0 $663.710 $624.110 Recommended Recommended PERSONNEL DETAIL 1997-98 1998-99, Assistant General Manager 1 (1) 1 Executive Asst. to GM/Personnel Officer 1 (1) 1 Asst. Administrator/Public Information Officer 1 (1) 1 Network Svstems Administrator 1 (2) 1 Total 4 4 (1) Position transferred from Administration Department. (2) Position transferred from Business Department. 36 Support Services SUPPORT SERVICES DEPARTMENT VEHICLE & EQUIPMENT OUTLAY DETAIL Fiscal Year 1997-98: 1. Remodeling of Computer Room. Estimated Capital Outlay: $4,000 Outlay Description: Once the old business computer, burster, and other related equipment has been removed from the computer room, the Network Systems Administrator will relocate, and occupy that room as his office. Estimated capital expenditures include funds to purchase a desk and filing cabinets as part of the remodeling. 1 3- CJ BUSINESS DEPARTMENT BUDGET 1 I~ u • Business 38 • • Business DEPARTMENTAL BUDGET FOR THE BUSINESS DEPARTMENT The Business Department is responsible for the management and accounting of the District's financial resources as well as providing effective customer services. BUSINESS DEPARTMENT PROGRAM RESPONSIBILITIES BUSINESS ADMINISTRATION. The administration of the Department includes the day to day supervision of personnel, facilitating of the budget, managing the deferred compensation plan, overseeing the District's mini-computer operations, managing the cash flow and investing idle funds. CUSTOMER SERVICE. Currently, approximately 20,800 customers are serviced by the Department. This activity will establish new service accounts, administer reading of all of the District's meters, and process the billing, collection and customer inquiries for all of the District's accounts. ACCOUNTING. The Department tracks and records all the financial transactions of the District. In addition, payroll, financial statements, construction in progress and payables are all processed by the Department. 1 39 II II C BUSINESS BUDGET SUMMARY Salaries and Benefits Supplies and Services Capital Outlav TOTAL BUSINESS PERSONNEL SUMMARY Positions BUSINESS PROGRAM SUMMARY Business Administration Customer Service Accountins TOTAL • Business Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $682,272 $602,522 $604,658 $619,230 321,930 300,172 356,565 384,705 38.000 17.000 64.000 0 $1.042.202 $919.694 $1.025.223 $1.003.935 Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 13 13 12 12 Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $130,632 $119,449 $105,533 $107,304 679,544 549,488 689,421 657,962 232.026 250.757 230.269 238.669 $1.042.202 $919.694 $1.025.223 $1.003.935 40 • • Business BUSINESS DEPARTMENT PROGRAM ACTIVITIES PLANNED FOR THIS BUDGET PERIOD BUSINESS ADMINISTRATION: • Assist in the preparation of the five-year plan by June 30, 1999 and Budget Report by June 30, 1999. • Coordinate the 1996-97 and 1997-98 annual audits for presentation to the Board of Directors by October 1997 and October 1998, respectively. • Solicit proposal for new auditors. • Assist with the monthly administration of the deferred compensation plan for District employees. • Coordinate the installation and conversion of the computer for the Business Department. • Conduct biweekly departmental meetings. • Present Investment Policy to Board of Directors for annual review. • Invest the District's idle funds in safe, liquid and high yielding accounts pursuant to the Board's investment policy. • Administer the District's financial requirements for the payment of Improvement District No. 1 and No. 2 General Obligation Bonds so they are not delinquent. • Administer the District's financial requirements for the payment of approximately 24 check registers and 26 payrolls each year. • Prepare required county, state and federal reports on a timely schedule: - Replenishment Assessment ........................................July 31, 1996 and 1997 - County Budget ............................................................July 31, 1996 and 1997 - Payroll Reports ..........................................................July 31, 1996 and 1997 - Statement of Financial Condition September 30, 1996 and 1997 - Ad Valorem Property Tax ..........................................September 30, 1996 and 1997 - Payroll Reports ...........................................................October 31, 1996 and 1997 - Replenishment Assessment ........................................January 31, 1997 and 1998 - Payroll Reports ...........................................................January 31, 1997 and 1998 - Form W-2's to employees ..........................................January 31, 1997 and 1998 Payroll Reports April 30, 1997 and 1998 • Administer compliance with the arbitrage regulations for the District's bond issues. • Coordinate routine maintenance of mini-computer and administer daily computer tape backup process. • Coordinate and investigate ways to improve accounting and billing procedures. • Prepare monthly financial statements and investment portfolio reports. • Coordinate and assist with the billing conversion and the accounting conversion installation. • Coordinate and assist with the conversion from bimonthly to monthly billing process. CUSTOMER SERVICE PROGRAM: • Implement monthly billing program. • Sign on new customers for service and administer approximately 2,700 changes in existing services each year. • Respond to approximately 10,000 customer inquiries each year, research accounts and update files. • Deliver notices of termination to approximately 85 customers weekly. • Contact approximately 400 customers by telephone that are subject to termination during the year. • Disconnect approximately 200 services due to nonpayment within the year. • Process approximately 200 returned checks during the fiscal year. • Perform receptionist duties for the water district. • Process customer payments and deposit money on a daily basis. • Process approximately 2,500 collection accounts each year. • Continue analyzing customer accounts on the previous computer system and compare them with the new computer system. • Purchase computer and billing supplies, arrange for any billing equipment needing repairs. 1 41 • • Business • Process billing format changes as needed. Audit bills for accuracy after changes are made. • Administer Ag. Discount program. • Research alternative payment plan options such as level pay plan and automated clearing house. ACCOUNTING PROGRAM: • Account for the daily receipts and disbursements of the District. • Maintain inventory in approximately 400 categories and perform a physical inventory count on June 30, 1997 and June-3 0, 1998. • Maintain daily cash flow balance. • Purchase all office supplies, computer and billing supplies, arrange for returns of any office equipment needing repairs. • Issue approximately 1,200 purchase orders each year. • Prepare billing of approximately 60 customers per month for construction meters, jumpers, damages and outside services. • Process accounts payable for approximately 800 vendors and prepare 24 billboards each year. • Post and balance eight subsidiary ledgers monthly. • Post and balance Fixed Assets ledger monthly. • Process payroll for District employees on a biweekly basis. • Prepare monthly material and equipment recap. • Prepare and post journal entries each month. • Monthlv reconcile two bank accounts. • Research, balance and close approximately 3 construction jobs each month. • Prepare the Agricultural Credit Report monthly. • Prepare monthly financial statements. • Train accounting employees to use word processing on the personal computer and all programs on mini-computer. • Process refunds for accounts receivable and job closings. • Monthly reconcile balance sheet items to general ledger. • Bill and collect insurance premiums for COBRA and retirees. • Complete approximately 25 vendor credit applications per year. • Assist with annual audit. • Assist the computer installation and conversion. 42 • • Business BUSINESS Adopted Projected Proposed Proposed BUDGET SUMMARY 1996-97 1996-97 1997-98 1998-99 Personnel Services: Salaries $567,323 $498,467 $499,307 $504,296 Benefits 114.949 104.055 105.351 114,934 Salaries and Benefits Total $682,272 $602,522 $604,658 $619,230 Supplies and Services: AMP Lease $0 $0 $0 $0 Communications 109,490 88,033 121,550 128,200 Contract Services 68,455 58,214 69,895 80,125 Data Processing 22,220 29,402 0 0 Dues and Memberships 980 806 995 1.080 Fuel and Power - Pumping 0 0 0 0 Groundwater Replenishment 0 0 0 0 Insurance 0 0 0 0 Maintenance & Materials 7,730 2,425 7,405 7,755 Non-Capital Equipment 2,970 1,234 8,950 6,650 Office Expense 44,835 58,690 71,075 77,600 Professional Services 18,400 18,287 18,900 20,900 Purchased Water 0 0 0 0 Training 3,175 2,018 2,875 2,900 Travel and Conferences 1,950 124 1,950 2.025 Uncollectable Accounts 18,900 18,900 20,000 23,000 Utilities 4,200 3,753 14,300 15.300 Vehicle Expenses 18.625 18.286 18.670 19.170 Supplies and Services Total $321,930 $300,172 $356,565 $384.705 Capital Outlav Total 38.000 17.000 64.000 0 Department Totals $1.042.202 $919.694 $1.025.223 S 1.003.935 Authorized Recommended Recommended PERSONNEL DETAIL 1996-97 1997-98 1998-99 Business Manager 1 1 1 Customer Service Supervisor 1 1 I Systems Coordinator 1 0(1) 0 Meter Service Representative 1 1 I Accounting Assistant 1/11 3 3 3 Customer Service Representative III 1 1 1 Customer Service Representative 1/II 3 3 3 Meter Reader I/11 3 3 3 Total 14 13 13 (1) Position transferred to Support Services Department. 43 0 0 Business BUSINESS DEPARTMENT VEHICLE & EQUIPMENT OUTLAY DETAIL Fiscal Year 1997-98: 1. 1/2 Ton Pickup Trucks. Estimated Capital Outlay: $18,000 Outlay Description: Purchase one 1/2 ton pickup truck to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 2. Chairs for Customer Service Estimated Capital Outlay: $6,000 Outlay Description: Purchase chairs to replace chairs that are worn and unsafe in the customer service department. 3. Plexiglas for Front Office. Estimated Capital Outlay: $40,000 Outlay Description: Enclose the customer service area in plexiglas to ensure greater safety. Fiscal Year 1998-99: None 44 • • En¢ineerinQ ENGINEERING DEPARTMENTAL BUDGET 1 45 Eneineerine DEPARTMENTAL BUDGET FOR THE ENGINEERING DEPARTMENT The Engineering Department is responsible for preparing and maintaining engineering records, planning for and managing subdivision construction related work, capital improvements and replacement projects, inspecting system improvements, managing the water quality testing program, and administering the procurement of capital projects. ENGINEERING DEPARTMENT PROGRAM RESPONSIBILITIES ENGINEERING ADMINISTRATION PROGRAM. Overall departmental administration and general planning for capital projects, subdivision work, water quality and technical records are the focus of this program. ENGINEERING RECORDS PROGRAM. This program provides funding to maintain files on facilities, subdivision construction projects; accomplish as-built documentation; and respond to Underground Service Alert requests. CONSTRUCTION PROGRAM. The construction program provides for the Department's activities associated with the project management, design, plan check, inspection and testing of all District capital projects, and developer related subdivision construction projects. WATER QUALITY PROGRAM. All water quality testing required by local, State and Federal regulations are funded by this program. In addition, this program includes funding for the inspection and monitoring of all backflow devices and fire detector check assemblies to ensure that they are designed and functioning properly. 46 ENGINEERING BUDGET SUMMARY Salaries and Benefits Supplies and Services Capital Outlav TOTAL 0 Eneineerine Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $535,025 $500,004 $538,739 $554,634 86,730 75,680 91,750 90,950 34,500 27.143 7.000 8.000 $656.255 $602.827 $637.489 $653.584 ENGINEERING PERSONNEL SUMMARY Positions ENGINEERING PROGRAM SUMMARY Administration and Planning Records Construction Water Oualitv TOTAL Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1997-99 10 10 10 10 Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $149,418 $137,252 $146,193 $150,714 141,136 129,646 110,591 114,642 238,027 218,649 241,160 250,913 127.674 117.280 139.545 137.315 $656.255 $602.827 $637.489 $653.584 1 • • Eneineerine ENGINEERING DEPARTMENT PROGRAM ACTIVITIES PLANNED FOR THIS BUDGET PERIOD ENGINEERING ADMINISTRATION AND PLANNING PROGRAM: • Update the District's Water and Sewer Rules and Regulations by August of each year. • Assist in the preparation of the District's Five Year Plan by May 1999. • Assist in the preparation of the District's Budget by June 1999. • Improve staff skill level in the areas of water and sewer design, safety practices and cross connection principals by June of each year. • Plan transmission and distribution facilities for subdivision construction activities on approximately seven projects each year. • Facilitate completion of projects identified in Capital Improvement and Replacement budget. • Conduct weekly staff meetings with Department employees. • Review plans, and set terms and conditions for approximately ten projects each year. • Administer the 1989 Water Service Agreement, First Amendment, and Second Amendment within Improvement District No. 2 throughout each year • Administer Pre-Annexation agreements throughout each year. • Assist in the planning required for annexations to the District throughout each year. • Study the feasibility of a Geo database computer mapping system by May 1998. RECORDS PROGRAM: • Complete the computerization of database to track equipment, fire hydrants, fire detector check assemblies and backflow devices by April 1998. • Establish files for approximately ten new subdivision construction water projects each year. • Establish files for approximately four new sewer construction projects each year. • Measure and record as-built information for approximately 20 various projects onto the water and sewer plat maps throughout each year. • Maintain and review Underground Service Alert files and locate facilities in the field on an average of approximately 25 per week. • Provide information about District facilities, procedures and water quality to the District's customers and other governmental agencies throughout each year. CONSTRUCTION PROGRAM • Design and construct the temporary Hidden Hills Reservoir by March 1998. • Rehabilitate Well Nos. 16 & 17 with completion by June 1998. • Treatment facility design options for Well Nos. 16 & 17 by June 1999. • Design radio telemetry communication options by May 1998. • Design and construct the rehabilitation of Well Nos. 1, 5, 7, and 12 with completion of construction by November 1997. • Design and construct operations facilities and offices at the Richfield Plant including the widening of Richfield Road with the start of construction by October 1997. • Design and construct a 36 inch well transmission water main from the Richfield Plant to the Highland Reservoir with start of construction by February 1998. • Design and construct Well No. I 1 pipeline with completion of construction by December 1997. • Design and construct Well No. I 1 well head modifications to automate the operation of the well with start of construction by January 1998. • Design and construct Well No. 9 pump replacement with start of construction by April 1999. • Design and construct a fourth pump at Fairmont Booster Station with the start of design by March 1998. • Design and construct the Plumosa Drive transmission water main from the Highland Reservoir to the Bastanchury Reservoir with start of design by January 1998. 48 • • Enzineerinz • Design and construct on-site sodium hypochlorite disinfection systems at Well Nos. 11, 15, 16 & 17, and at the Highland Reservoir with start of construction by December 1997. • Design and construct water service and fire hydrant relocation's in conjunction with City Street Improvement Projects • Administer progress of the well water distribution study with start of study by Sept. 1997. • Administer the cast iron pipe replacement study with start of the study by February 1998. • Design and construct the Dorinda Road and Alder Street pipeline upgrades with start of construction by November 1997. • Administer reimbursement agreements for construction of production, storage, Transmission facilities, and trunk sewer projects by June of each year. • Design and construct new sewer lift station in the Yorba Linda lake bed with start of construction by February 1998. • Administer Sewer Charges to the County of Orange for the Locke Ranch service area by August of each year. • Secure and process current job closing documents for 30 jobs throughout each year. • Conduct pre-job conferences with developers and contractors prior to construction for eight jobs during each year. • Inspect, test and approve materials used for 15 sewer and water jobs during each year. WATER QUALITY PROGRAM: • Monitor, analyze, document and file Well samples on the District's ten wells by May of each year. • Monitor, analyze, document and file a minimum of 35 bacteriological water samples taken throughout the distribution system each week. • Monitor, analyze, document and file approximately eight special samples on a quarterly basis for Trihalomethanes. • Monitor, analyze, document and file 9 weekly samples for physical water quality parameters in the distribution system. • Monitor, analyze, document and file reports of approximately 150 fire detector check assembly devices throughout each year. • Monitor the inspection of new backflow device installations and document and file reports on approximately 800 existing devices throughout each fiscal year and conduct on-site inspections of potentially hazardous water users. • Prepare Annual Water Quality Report by May of each year. • Review and monitor all federal and state regulations that have or will become effective within both budget years • Monitor, analyze, document and file well waste water discharge test results to the Regional Water Quality Control Board throughout each year. 49 • ENGINEERING BUDGET DETAIL Personnel Services: Salaries Benefits Salaries and Benefits Total 1 Supplies and Services: AMP Lease Communications Contract Services Data Processing Dues and Memberships Fuel and Power - Pumping Groundwater Replenishment Insurance Maintenance & Materials Non-Capital Equipment Office Expense Professional Services Purchased Water Training Travel and Conferences Uncollectable Accounts Utilities Vehicle Expenses Supplies and Services Total Capital Outlav Total Department Totals PERSONNEL DETAIL Engineering Manager Assistant Engineering Manager Senior Engineering Technician Engineering Technician I/I1 Water Quality Technician Construction Inspector Tvvist/Clerk II Total 0 Eneineerine Adopted Projected Proposed Proposed 1996-97 1996-97 1997-98 1998-99 $447,495 $425,432 $446,903 $453,072 87.530 74.572 91.836 101.562 $535,025 $500,004 $538,739 $554,634 $0 $0 $0 $0 3,500 2,150 1,550 750 47,600 42,700 50,550 50,700 1,500 950 600 700 1,250 1,180 1,450 1,650 0 0 0 0 0 0 0 0 0 0 0 0 5,100 2,800 8,100 6,900 1,160 950 3,100 2,500 0 0 0 0 3,500 2,150 3,500 3,500 0 0 0 0 2,200 1,700 5,450 6,200 1,300 500 1,250 1,300 0 0 0 0 6,120 6,000 0 0 13,500 14,600 16,200 16.750 $86,730 $75,680 $91,750 $90,950 34.500 27.143 7,000 8.000 $656.255 $602.827 $637.489 $653.584 Authorized Recommended Recommended 1996-97 1997-98 1998-99 5 5 5 0 0 0 1 1 1 10 10 10 50 • • Eneineerine ENGINEERING DEPARTMENT VEHICLE & EQUIPMENT OUTLAY DETAIL Fiscal Year 1997-98: 1. Water Quality Lab: Estimated Capital Outlay: $7,000 Outlay Description: Purchase an autoclave and an incubator, for the water quality laboratory planned at the Richfield Plant. This will enable staff to perform microbial confirmation tests and emergency testing during a major disaster. Fiscal Year 1998-99: 1. Water Quality Lab: Estimated Capital Outlay: $2,000 Outlay Description: Purchase fixtures such as secure cabinetry, UV long wave lamp, and miscellaneous appurtenances to complete the water quality laboratory planned at the Richfield Plant. 2. Auto CAD Work Area: Estimated Capital Outlay: $6,000 Outlay Description: Reconfigure existing computer drafting work areas to provide a more efficient work space. Work consists of relocating existing partition walls and work surfaces, and the installation of new partition walls, work surfaces, and electrical outlets. 1 51 • OPERATIONS DEPARTMENTAL BUDGET 1 • Operations 52 • • Operations DEPARTMENTAL BUDGET FOR THE OPERATIONS DEPARTMENT The Operations Department is delegated the responsibilities of maintaining domestic water storage and distribution; sewer collection systems; operation of wells and related water production equipment; fleet and equipment maintenance. and inventory/supply control. OPERATIONS DEPARTMENT PROGRAM RESPONSIBILITIES WATER PRODUCTION. The Department is responsible for the operation of the District's wells which includes chlorine treatment, booster pump stations and imported water supplies to meet customer water demands on a daily basis. Activities include maintenance of the telemetry system and related control devices as well as monitoring the under-drain systems of reservoirs. WATER OPERATIONS AND MAINTENANCE. The maintenance and repair of all water distribution facilities are undertaken by the Department. This program also includes ongoing programs such as the fire hydrant maintenance and valve turning programs. SEWER OPERATIONS AND MAINTENANCE. The Department is responsible for the maintenance and cleaning of all sewer collection facilities, owned by the District and by the City of Yorba Linda. OPERATIONS ADMINISTRATION. Activities of the Operations Administration include the day-to- day supervision and administration of maintenance, production and inventory work. The department's safety and risk management program are undertaken in this program. MECHANICAL SERVICES. The Department carries out the maintenance on the District's fleet of vehicles, heavy equipment, natural gas fired booster engines and small equipment. 53 • 0 Operations OPERATIONS Adopted Projected Proposed Proposed BUDGET SUMMARY 1996-97 1996-97 1997-98 1998-99 Salaries and Benefits $1,518,535 $1,432,417 $1,474,172 $1,503,656 Variable Operating Cost 6,600,900 5,955,066 6,287,300 6,648,400 Supplies and Services 521,143 500,069 595,150 562,485 Cat)italOutlav 155.000 103.000 357.800 418,000 TOTAL $8.795.578 $7.990.552 $8.714.422 $9.132.541 OPERATIONS Adopted Projected Proposed Proposed PERSONNEL SUMMARY 1996-97 1996-97 1997-98 1998-99 Positions 25 25 25 24 OPERATIONS Adopted Projected PROGRAM SUMMARY 1996-97 1996-97 Production $7,303,676 $6,701,362 Water Operations and Maintenance 1,100,691 936,453 Sewer Operations and Maintenance 150,687 203,958 Operations Administration 145,772 95,070 Mechanical Services 94,752 53.709 TOTAL $8,795,578 $7.990.552 Proposed Proposed 1997-98 1998-99 $7,106,404 $7,387,020 1,090,694 1,142, 783 257,443 338,5=13 159,883 142,751 99.998 121.444 $8.714.422 $9.132.541 54 • • OPERATIONS DEPARTMENT PROGRAM ACTIVITIES PLANNED FOR THIS BUDGET PERIOD WATER PRODUCTION PROGRAM: • Local groundwater will provide approximately 53% of the total supply used by customers. • Imported water will provide the remaining 47% of water used by customers. • Conduct weekly on-site plant inspections of production facilities. • Complete weed abatement program at reservoir sites. • Assist in the annual upgrade of the computer telemetry system. WATER OPERATION AND MAINTENANCE PROGRAM: • Install new water meters as required by new development. • Respond to approximately 740 meter repair work orders each year. • Respond to approximately 530 leak repair work orders each year. • Respond to approximately 65 customer complaints per month. • Continue valve maintenance program. • Service approximately 50 pressure reducing valves each year. • Respond to approximately 495 after-hours water related call outs each year. • Repair or replace fire hydrants on a as needed basis. • Inspect and service fire hydrants for correct operation. • Respond to approximately 25 contractor emergency problems each year. • Assist Engineering in pipeline shut-downs for construction jobs. • Repair water line settlements as required during the upcoming two year period. • Assist Engineering in Water Quality Program activities. SEWER OPERATION AND MAINTENANCE PROGRAM: • Check existing single-lift sewer station once per week. • Clean approximately 16,000 linear feet of sewer line per week. • Respond to approximately 12 sewer complaints per month. • Respond to approximately six contractor emergency problems each year. • Clean City of Yorba Linda sewer system and sewer lift station per contract. OPERATIONS ADMINISTRATION: Operations • Conduct bi-weekly safety meetings. • Conduct monthly building and yard safety inspections. • Assist in implementing Phase III of the Richfield Plant Master Plan. • Administer the Operations Department budget. • Administer the sale of surplus equipment by December 1997 and December 1998. • Continue forklift, first aid, hazardous material and confined space training during the fiscal year. • Administer the "44/36" work week. • Assist in the removal of buildings No. 8 and, or No. 5 and other above ground improvements at Plant No. 1. MECHANICAL SERVICES: • Conduct routine service on the District's fleet of 43 vehicles. • Conduct routine service on the District's 1 1 stationary natural gas engines. • Conduct routine service on the District's small equipment. • Assist in the replacement of Gas Engine on wells No. 5 and No. 1. • Assist in the purchase of 4 new vehicles. 1 55 0 i Operations OPERATIONS Adopted Projected Proposed Proposed BUDGET SUMMARY 1996-97 1996-97 1997-98 1998-99, Personnel Services: Salaries $1,178,810 $1,172,030 $1,185,026 $1,192,028 Benefits 339.725 260,387 289.146 311,628 Salaries and Benefits Total $1,518,535 $1,432,417 $1,474,172 $1,503,656 Supplies and Services: AMP Lease $4,400 $7,453 $20,200 $20,500 Communications 21,000 19,135 24,700 23,100 Contract Services 147,260 125,500 127,400 124,065 Data Processing 1,200 366 0 0 Dues and Memberships 1,260 1,226 1,445 1,460 Fuel and Power - Pumping 1,258,400 680,000 982,400 1,035,800 Groundwater Replenishment 1,003,700 781,000 924,000 955,500 Insurance 0 0 0 0 Maintenance & Materials 214,428 232,085 265,390 260,600 Non-Capital Equipment 11,075 8,665 24,140 12,575 Office Expense 855 698 760 635 Professional Services 5,500 5,500 5,500 5,500 Purchased Water 4,338,800 4,494,066 4,380,900 4,657,100 Training 4,390 3,500 5,040 4,450 Travel and Conferences 2,275 793 2,075 2,100 Uncollectable Accounts 0 0 0 0 Utilities 25,000 21,750 22,500 25,000 Vehicle Expenses 82,500 73.398 96.000 82.500, Supplies and Services Total $7,122,043 $6,455,135 $6,882,450 $7.210,885 Capital Outlav Total 155.000 103.000 357.800 418.000 Department Totals $8.795,578 $7.990.552 $8.714.422 $9.132.541 Authorized Recommended Recommended PERSONNEL DETAIL 1996-97 1997-98 1998-99. Superintendent I I I Assistant Superintendent I 1 0 Maintenance Foreman I I I Chief Plant Operator I I I Senior Mechanic I I I Maintenance Leadworker 4 4 4 Plant Operator 111 I I I Mechanic UII 1 1 1 Plant Operator 1/II 2 2 2 1 1 Maintenance 1,II,III 11 11 Storekeeper I I I Sub-Total 25 25 24 Temoorarv Summer Hein 0 0 0 Total 25 25 24 56 • E OPERATIONS DEPARTMENT VEHICLE AND EQUIPMENT OUTLAY DETAIL 1997-98 budget: 1. Sewer Jetter Truck Operations Estimated Capital outlay: $109,000 Outlay Description: Purchase one Jetter Truck to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 2. 1-Ton Cab & Chassis and Service Body Estimated Capital outlay: $39,000 Purchase a 1-ton cab & chassis with service body to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 3. %-Ton Pickup Truck/Covered Tool Boxes Estimated Capital outlay: $25,000 Purchase a 3/4-ton pickup truck/covered tool boxes to replace a unit identified in the Vehicle and Equipment Replacement Program. 4. Tow-behind Air Compressor Estimated Capital outlay: $10,000 Outlay Description: Purchase one air compressor to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 5. Emergency Trailer Estimated Capital outlay: $10,000.00 Outlay Description: Purchase one self-contained tow-behind trailer to be used for equipment storage/transportation as well as a mobile command center for emergency operations throughout the service area. 6. Tapping Machine with set of cutting bits Estimated Capital outlay: $3,000.00 Outlay Description: Purchase one tapping machine w/bits to be used for the installation of service- lines. 7. Warehouse Storage Facilities Estimated Capital Outlay: $9,500.00 Outlay Description: Purchase storage racks and shelves for the new warehouse. 8. Discharge-Pressure Meters for Wells 9, 10, 11, and 15. Estimated Capital outlay: $3,800.00 Outlay Description: Purchase electronic pressure monitoring equipment for wells 9, 10, 11, and 15. 9. Under-drain Inspection Safety Improvements at Springview Reservoir Estimated Capital outlay: $20,000.00 Outlay Description: Construct paths and steps to reservoir under-drains to improve safety, avoid snakes and prevent falls. 10. Under-drain Inspection Safety Improvements at Bryant Ranch Reservoir Estimated Capital outlay: $25,000.00 Outlay Description: Construct paths and steps to reservoir under-drains to improve safety, avoid snakes and prevent falls. 5- I~ 1 0 0 Operations 11. Telemetry Improvement Upgrades Estimated Capital outlay: $25,000.00 Outlay Description: Replacement of obsolete telemetry components. 12. Telemetry Equipment at OC-51 Estimated Capital outlay: $4,500.00 Outlay Description: Purchase telemetry equipment for the OC-51 supply line necessary for the automation and monitoring of purchased water flows. 13. Fairmont engine Controller Replacement. Estimated Capital outlay: $25,000.00 Outlay Description: Purchase replacement electronic engine-controllers for obsolete units. 14. Reservoir Entry Cover Structures Estimated Capital outlay: $49,000.00 Installation of protective structures over reservoir entries to maintain storage water quality and distribution svstem security. 1998-99 Budget 1. Backhoe Estimated Capital Outlay: $50,000.00 Outlay Description: Purchase one backhoe to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 2. Sewer Jet Vactor Truck Estimated Capital Outlay: $192,000.00 Outlay description: Purchase one Vactor-type truck to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 3. 1-Ton Cab & Chassis and Service Body Estimated Capital Outlay $42,000.00 Purchase a I-ton cab & chassis with service body to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 4. '/s-Ton Pickup Truck/Covered Tool Boxes Estimated Capital Outlay $29,000.00 Purchase a 3/4-ton pickup truck/covered tool boxes to replace a unit identified in the approved Vehicle and Equipment Replacement Program. 5. Tow-behind Light Tower Estimated Capital outlay: $10,000.00 Outlay Description: Purchase one self-contained gasoline powered light tower to facilitate night-time repairs and enhance employee safety. 6. Emergency Water Tank Trailer Estimated Capital outlay: $8,000.00 Outlay Description: Purchase one tank trailer with pressure pump to be used for temporary water supply during outages due to system construction or repair. ,8 0 i Operations 7. Variable Speed Drive at Santiago Booster Station Estimated Capital outlay: $20,000.00 Outlay Description: Purchase and installation of a variable-speed-drive control center for the electric motor at the Santiago Booster Station. 8. Telemetry Improvements Upgrades Estimated Capital outlay: $25,000.00 Outlay Description: Replacement of obsolete telemetry components. 9. Reservoir Entry Cover Structures Estimated Capital outlay: $42,000.00 Outlay Description: Installation of protective structures over reservoir entries to maintain storage- water quality and distribution system security. 1 59 0 Cao~ta! Improvements and Replacements CAPITAL IMPROVEMENT AND REPLACEMENT BUDGET 1 FISCAL YEARS 1997-98 and 1998-99 60 • C, lmoroti•ements and Replacements CAPITAL IMPROVEMENT AND REPLACEMENT PROJECTS MATRIX Proiect Description: Water Sewer I.D.-1 I.D.-2 1. Richfield Plant Renovation $1,099,000 - $490,000 $201,000 2. Well 1 1 Transmission Main 560,000 - - - 3. Cast Iron Pipe Replacement Study 5,000 - - - 4. Westvale C.I. Pipe Replacement 50,000 - - - 5. Buena Vista C.I. Pipe Replacement 35,000 - - - 6. Richfield Transmission Main 1,509,000 - 691,000 - 7. Plumosa Transmission Main 660,000 - 302,000 - 8. Well 11 Disinfection 101,000 - 46,000 - 9. Well 15 Disinfection 63,000 - 28,000 - 10. Highland Booster Disinfection 107,000 - 48,000 - 11. Highland Park Site 20,000 - - - 12. Well No. 9 Modifications 27,000 13,000 - 13. Lakeview Avenue Diversion - $325,000 - - 14. Radio Telemetry - - 180,000 - 15. Fairmont Booster Station Modification - - 250,000 - 16. Well Water Distribution Study - - 35,000 - 17. Dorinda-Alder Pipeline Replacement - - 130,000 - 18. Zone 4 Trans. Main Reimbursement - - 75,000 - 19. Wells 16 and 17 Rehabilitation - - - 185.000 20. Wells 16 and 17 Disinfection - - - 85,000 21. Wells 16 and 17 Treatment - - - 110,000 22. Elk Mountain Park Site - - - 50,000 23. Temporary Hidden Hills Reservoir - - - 265,000 24. OCWD Loan (Well No. 10) 55,948 - - - 25. District Computer 109,200 - 47,300 25,500 26. District G.I.S. Program 120,000 - 52,000 28,000 27. AMP Lease Pavment - - 109.795 52.860 Total Capital Expenditure $4,521,148 $325,000 $2,497,095 $1,002,360 Capital Funds Available $7,925,558 $2,021,245 $5,199,267 $6,731,590 Capital Fund Balance Remaining $3,404,410 $1.696.245 $2.702.172 $5.729.230 1 61 • 0 Capital Improvements and Replacements DESCRIPTION OF CAPITAL IMPROVEMENT AND CAPITAL REPLACEMENT PROJECTS 1. Richfield Plant Renovation Total Estimated Capital Cost: $1,790,000 Total Estimated Cost for Western Service Area: $950,000 Total Estimated Cost for Shell Development: $149,000 Total Estimated Cost for I.D. No. 1: $490,000 Total Estimated Cost for I.D. No. 2: $201,000 Project Description: This project consists of three major task subgroups as follows: • Converting the Richfield wells from double lift to single lift operations including new pumps, engines and engine enclosures, piping, telemetry, well waste water discharge system, chlorination facility, 350 kw natural gas emergency generator, and a new storage building. The estimated cost to complete this task subgroup is $400,000. Costs prorated by water use. • Construction of new buildings and modifications to existing buildings including Operations Department offices and crews quarters, covered parking structures, and various other maintenance facilities. The estimated cost for this task subgroup is $1,300,000. Costs prorated by number of customers. • Widening of Richfield Road, at an estimated cost of $90,000. Costs prorated by number of customers. The Richfield Plant water production cost is split between the Water Operating Fund, Shell Development, and Improvement District No. I based on a prorata basis of water use within the Western Service area, Shell, and l.D 1. Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. The operations and maintenance facility cost is split between the Water Operating Fund, Shell Development, Improvement District No. 1, and Improvement District No. 2 based on a prorata basis of total connections within each service area. The weighted percentages for the total project are Water Operating Fund, 53%; Shell, 8%; ID No. 1, 27%; ID No. 2, 11 2. Well No. 11 Transmission Main Total Estimated Capital Cost: $560,000 Project Description: This project will replace approximately 2,900 feet of 16 inch diameter steel water pipe constructed in 1934, with a new 16 inch CML&C steel pipeline. The transmission main will be replaced from Well 1 1 to the Richfield Plant. The project will also include the construction of approximately 900 feet of 10 and 12 inch pipeline to loop the existing distribution system together along Richfield Road. This will help to maintain fire flows in the area and will allow the new transmission main to be isolated from the distribution system if required by water quality regulations or other operating constraints. Shell Development will fund a portion of the 16 inch transmission main if the proposed well for the Shell project uses this water main. 3. Cast Iron Pipe Replacement Study Total Estimated Capital Cost: $5,000 Project Description: This project will review data to establish criteria for replacement of the District's cast iron pipelines that were constructed between 1920 and 1960. District maintenance records, AWWA studies, other water agency replacement programs, and the experience of the District pipeline consultants will be analyzed. The results of the study will assist the district in prioritizing the replacement of these pipelines, which are becoming maintenance problems. 4. Westvale Lane Cast Iron pipeline abandonment Total Estimated Capital Cost: $50,000 Project Description: This project will abandon a section of 8 inch cast iron pipeline that is constructed in back yards along West Vale Lane between Grandview Avenue and Kellogg Drive. 62 • CO Improvements and Replacements The pipeline was constructed in 1932 and is now a maintenance problem. Five water services will require relocation from back yards to front yards resulting, in the need to work on private property. Landscape and handscape replacement is required. 5. Pipeline, Buena Vista & South Ohio Total Estimated Capital Cost: $250,000 Project Description: This project will replace approximately 1400 feet of 10 inch diameter cast iron and riveted steel pipe in Buena Vista Avenue that was installed in the 1920s, and approximately 700 feet of 8 inch diameter riveted steel pipe in South Ohio Street that was also installed in the early 1920s. Because of the existing pipe's age and maintenance problems, it is a maintenance liability. 6. Richfield Transmission Main Total Estimated Capital Cost: $2,200,000 Total Estimated Cost for Western Service Area: $1,345,000 Total Estimated Cost for Shell: $164,000 Total Estimated Cost for I.D. No. 1: $691,000 Total Estimated Cost for I.D. No. 2: $0 Project Description: Project consists of constructing approximately 9,000 feet of 36 inch transmission main from the Richfield Plant to the Highland reservoir. This new transmission main will replace the existing 26 inch transmission main that was constructed in the 1920's and will allow the District to meet proposed water quality regulations for contact time. A portion of the project will be constructed in conjunction with the City of Placentia's Richfield Road widening project at the railway tracks and Orangethorpe Avenue. The pipeline has been sized to accommodate future demands of the Shell Development project. The pipeline cost is split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61%), Shell (8%), and I.D.-1 (31%). Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 7. Plumosa Transmission Main Total Estimated Capital Cost: $1,200,000 ($962,000 Budgeted for 1997-98 & 1998-99) Total Estimated Cost for Western Service Area: $733,000 Total Estimated Cost for Shell: $90,000 Total Estimated Cost for I.D. No. l: $377,000 Total Estimated Cost for I.D. No. 2: $0 Project Description: Project consists of alignment feasibility studies and design and construction of a transmission water pipe from the Highland reservoir to the Bastanchury reservoir. The existing 20 inch diameter water pipe was installed in the early 1920s, and lies partially in commercial developments and residential backyards. Because of the existing pipe's age and location it is a maintenance liability. The pipeline will be sized to accommodate future demands of the Shell Development project. The pipeline cost is split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61%), Shell (8%), and I.D.-1 (31%). ID No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 8. Well No. I I Modifications Total Estimated Capital Cost: $147,000 Total Estimated Cost for Western Service Area: $90,000 Total Estimated Cost for Shell: $11,000 Total Estimated Cost for I.D. No. 1: $46,000 Total Estimated Cost for I. D. No. 2: $0 Project Description: The project consists of installing an on-site sodium hypochlorite disinfection system to mitigate hazards associated with the use of chlorine gas. In addition, existing and 63 • Camel Improvements and Replacements proposed water quality issues, as well as standard well operating procedures, require wells to be discharged to waste after they have been worked on or shut down for a period of time. This project will also install discharge to waste piping, automated control valves, and telemetry and instrumentation to allow the District to remotely operate this well and to integrate its operation into the District's existing SCADA system. The well improvement cost is split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61 Shell (8%), and I.D.-1 (31 Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 9. Well No. 15 Modifications Total Estimated Capital Cost: $91,000 Total Estimated Cost for Western Service Area: $56,000 Total Estimated Cost for Shell: $7,000 Total Estimated Cost for I.D. No. 1: $28,000 Total Estimated Cost for I.D. No. 2: $0 Project Description: Project consists of installing an on-site sodium hypochlorite disinfection system to mitigate hazards associated with the use of chlorine gas. The project may require additional site improvements and/or acquisition of additional rights of way to accommodate the new equipment. The well improvement cost is split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61%), Shell (8%), and I.D.-1 (31%). Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 10. Highland Booster Station Modifications Total Estimated Capital Cost: $155,000 Total Estimated Cost for Western Service Area: $95,000 Total Estimated Cost for Shell: $12,000 Total Estimated Cost for I.D. No. 1: $48,000 Total Estimated Cost for I.D. No. 2: $0 Project Description: Project consists of installing an on-site sodium hypochlorite disinfection system to mitigate hazards associated with the use of chlorine gas. The booster station improvement cost is split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61%), Shell (8%), and I.D.-1 (31%). Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 11. Highland Reservoir Park Site Improvements Total Estimated Capital Cost: $20,000 Project Description: The District is considering entering into a conjunctive use agreement with the City of Yorba Linda to allow recreational use of portions of the Highland reservoir site. The District would fund the installation of an irrigation system, landscaping, and horse trail and picnic area improvements. 12. Well No. 9 Modifications Total Estimated Capital Cost: $40,000 Total Estimated Cost for Western Service Area: $24,000 Total Estimated Cost for Shell: $3,000 Total Estimated Cost for I.D. No. 1: $13,000 Total Estimated Cost for I.D. No. 2: $0 Project Description: Project consists of installing a new water lubricated pump and new well controls. The new water lubricated pump will improve water quality. The well improvement cost is 64 0 C Improvements and Replacements split between the Water Operating Fund, Shell Development, and Improvement District No. 1 based on a prorata basis of water use within the Western Service area (61%), Shell (8%), and I.D.-1 (31%). Improvement District No. 2 is not included as ID No. 2 does not receive ground water from the Western Service Area. 13. Yorba Linda Lake bed Server Lift Station Rehabilitation Total Estimated Capital Cost: $325,000 Project Description: This project consists of constructing a new sewer lift station to replace the existing lift station, which has become a maintenance problem. The new lift station will have grinder pumps, improved electrical controls and telemetry, an emergency generator, and improved access to the site. 14. Radio Telemetry Units Total Estimated Capital Cost: $180,000 Project Description: This project consists of a design study, purchase and installation of a radio telemetry system. The current system uses telephone circuits to communicate with Remote Telemetry Units at various District production, transmission and storage facilities. 15. Fairmont Booster Station Total Estimated Capital Cost: $250,000 Project Description: This project consists of the installation of a third 125 horse power natural gas engine and 1500 gallon per minute pump at the Fairmont Booster Station. The additional engine and pump will increase capacity and reliability at the booster station and allow the District to use the natural gas engines to boost water to zone 5 during peek pumping periods rather than using the electric pumps at the Spring View Reservoir. 16. Well Water Distribution Studv Total Estimated Capital Cost: $35,000 Project Description: This study will analyze various methods of distributing groundwater throughout the District. A network analysis of the District's water system will be updated or created, as required, to incorporate new construction. The study will review the cost of water, capital costs, and operations and maintenance costs to determine the most cost effective methods of providing well water throughout the District. Future developments such as the shell project will also be taken into consideration. 17. Pipeline Upgrade, Dorinda and Alder Roads Total Estimated Capital Cost: $130,000 Project Description: This project will replace approximately 720 feet of 8 inch class 150 ACP pipeline in Dorinda Road above the Bryant Cross Feeder within pressure zone 5. Due to the pressures in this area, the pipeline should be class 200. In addition, approximately 600 feet of 10 inch class 150 ACP pipeline in Alder Road from San Antonio Road to Cork Circle will be replaced. This portion of the Zone 5 transmission pipeline has experienced several failures since it was constructed in 1986. 18. Zone Four Transmission Main Reimbursement (City of Yorba Linda) Total Estimated Capital Cost: $75,000 Project Description: This project consists of refunding construction costs to the City of Yorba Linda for installation and up sizing of a 12 inch zone four transmission pipeline constructed through the East Side Park. 19. Well Nos. 16 & 17 Rehabilitation Total Estimated Capital Cost: $185,000 65 • • Capita! lmorovements and Replacements Project Description: Project consists of rehabilitating wells 16 & 17 due to damage caused by iron bacteria. Both wells require mechanical development and chemical treatments to minimize the effects of iron bacteria, and new pumps and motors. 20. Well Nos. 16 & 17 Disinfection Total Estimated Capital Cost: $85,000 Project Description: Project consists of installing an on-site sodium hypochlorite disinfection system to mitigate hazards associated with the use of chlorine gas. The project may require additional site improvements and/or acquisition of additional rights of way to accommodate the new equipment. 21. Well 16 & 17 Treatment Plant Total Estimated Capital Cost: $755,000 ($110,000 Budgeted for 1997-98 $ 1998-99) Project Description: Project consists of constructing a packaged treatment plant to meet the surface water treatment rule and to remove excessive manganese levels produced by wells 16 & 17. An economic/design study is planned for 1998-99 to determine requirements for the treatment plant. 22. Elk Mountain Park Site Total Estimated Cost: $50,000 Project Description: The District has entered into an agreement with the City of Yorba Linda for a joint use park at the Elk Mountain reservoir site. The District has agreed to fund the installation of an irrigation system and landscaping improvements consisting of turf grass and shrubbery on top of the reservoir. The balance of the park site improvements located off the top of the reservoir will be funded by the City. 23. Temporary Hidden Hills Reservoir(s) Total Estimated Cost: $265,000 Project Description: Project consists of constructing two 210,000 gallon or one 420,000 gallon temporary above ground steel reservoir(s) and temporary inlet/outlet pipeline approximately 100 feet above the highest housing pad that has been graded as of 1993/94. This area is presently a dead end system served by the Santiago Booster Station. Fire flows are provided by the temporary natural gas engine located at the Santiago Booster Station. A temporary reservoir(s) will eliminate the pressure surges created by the dead end system, reduce maintenance problems and provide more reliability. The temporary reservoir(s) would be removed when the permanent Hidden Hills reservoir is constructed. 24. Well No. 10 - Annual Payment for OCWD Conjunctive Use Loan Total Estimated Capital Cost: $322,188 ($55,948 Budgeted 1997-98 & 1998-99) Project Description: The District entered into a Conjunctive Use Loan agreement with the Orange County Water District to find the rehabilitation of Well No. 1. The purpose of the agreement is to provide low interest funds for projects that increase ground water production. The interest rate is 3.50% with a term of 15 years (1994 through 2008). 25. District Computer Total Estimated Capital Cost: $182,000 Total Estimated Cost for Western Service Area: $92,800 Total Estimated Cost for Shell: $16,400 Total Estimated Cost for I.D. No. 1: $47,300 Total Estimated Cost for I.D. No. 2: $25,500 Project Description: The District's computer monitors, analyzes, and provides statistics and reports on District finances, Capital Budgets, Capital Improvement Projects, and water usage trends for the Districts three water service areas. The computer cost is split between the Water Operating Fund, Shell Development, Improvement District No. I, and Improvement District No. 2 based on a prorata 66 0 S Capital Improvements and Replacements basis of customers within the Western Service area, Shell, I.D.-1, and I.D.-2. The splits are Water Operating Fund = 51 Shell = 9%; Improvement District No. 1 = 26%; and, Improvement District No. 2 = 14%. 26. District Graphic Information Program Total Estimated Capital Cost: $300,000 ($120,000 Budgeted for 1997-98 & 1998-99) Total Estimated Cost for Western Service Area: $153,000 Total Estimated Cost for Shell: $27,000 Total Estimated Cost for I.D. No. 1: $78,000 Total Estimated Cost for I.D. No. 2: $42,000 Project Description: The District's Graphic Information System program (GIS) will identify water and sewer facilities in a graphic format that will include customer information. The GIS program is a tool to integrate information and manage resources. The GIS cost is split between the Water Operating Fund, Shell Development, Improvement District No. 1, and Improvement District No. 2 based on a prorata basis of customers within the Western Service area, Shell, I.D.-1, and I.D.-2. The splits are Water Operating Fund = 51%; Shell = 9%; Improvement District No. 1 = 26%; and, Improvement District No. 2 = 14%. 27. AMP Lease Payment Total Annual cost: $182,855 Total Annual Cost for Western Service Area: $20,200 (in the Operations Department Budget) Total Annual cost for I.D. No. 1: $109,795 Total Annual cost for I.D. No. 2: $52,860 Project Description: The Allen-McColloch Pipeline (AMP) supplies imported water to the District through connection DI-01. The District's aggregate lease payment is based on its prorata share of Reach I construction cost and outlet construction cost, and is financed with annual lease payments to the MWDOC Water Facilities Corporation. The connection has a maximum rated capacity of 50 cfs that is split between the Western Service Area (10 cfs), I.D. No. 1 (26.8 cfs) and I.D. No. 2 (13.2 cfs). Annual lease payments to MWDOC are split on the proration of capacity allocations, therefore the Western Service Area pays 20% of the lease payment, I.D. No.I pays 54% and I.D. No. 2 pays 26% of the lease payments. 1 6- • BUDGET RESOLUTIONS 0 Resolutions Resolution No. 97-05 adopting the Budget Report for Fiscal Years 1997-98 and 1998-99. Resolution No. 97-06 approving the number of Authorized Positions for Fiscal Years 1997-98 and 1998-99. Resolution No. 97-07 adopting the Appropriations limit for Fiscal Year 19997-98. Resolution No. 97-08 adopting debt service requirements for the Improvement District No. 1 Bonds. Resolution No. 97-09 adopting debt service requirements for the Improvement District No. 2 Bonds. 68 • S Resolutions RESOLUTION NO. 97-05 RESOLUTION OF THE BOARD OF DIRECTORS OF YORBA LINDA WATER DISTRICT ADOPTING THE BUDGET FOR FISCAL YEARS 1997-98 AND 1998-99 AND RESCINDING RESOLUTION NO. 95-08 WHEREAS, the Yorba Linda Water District has prepared a two year Budget Report which covers Fiscal Years 1997-98 and 1998-99; and, WHEREAS, on May 28, 1997, the proposed budget was presented to and reviewed by the Finance Committee of the Board of Directors of the District; and, WHEREAS, on June 12, 1997, the proposed budget was presented to and reviewed by the Board of Directors of the District; and, WHEREAS, on June 26, 1997, the Budget Report for Fiscal Years 1997-98 and 1998-99 was considered by the Board of Directors at a Regular meeting; and, WHEREAS, it is the desire of the Board of Directors to adopt the Budget Report for fiscal year 1997- 98 and 1998-99. and rescind Resolution No. 95-08. NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda Water District as follows: Section 1. That the Budget Report for Fiscal Years 1997-98 and 1998-99, set forth in Exhibit "A" attached hereto, is hereby approved and adopted. Section 2. The Budget Report for Fiscal Years 1997-98 and 1998-99, including the Budget Authority Guidelines recommended to administer the Annual Budget, is in full force and effect beginning on July 1, 1997, and continuing until this Resolution is rescinded by the Board of Directors. Section 3. That Resolution No. 95-08 and all conflicting minute orders are hereby rescinded effective Jule 1, 1997. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Noes: Absent: Abstain: ATTEST: President, Paul R. Armstrong Yorba Linda Water District Secretary, William J. Robertson Yorba Linda Water District 69 • Resolutions RESOLUTION NO. 97-06 RESOLUTION OF THE BOARD OF DIRECTORS OF THE YORBA LINDA WATER DISTRICT APPROVING THE NUMBER OF AUTHORIZED POSITIONS FOR FISCAL 1997-98 AND 1998-99 AND RESCINDING RESOLUTION NO. 95-09 WHEREAS, the Board of Directors of the Yorba Linda Water District has by Resolution adopted on May 8, 1980 adopted the "Yorba Linda County Water District Personnel Rules"; and, WHEREAS, the "Personnel Rules", as amended, directs that the number of Authorized Positions and Salary Ranges are subject to approval by the Board of Directors; and, WHEREAS, the Board has by Resolution No. 95-09 adopted on June 22, 1995, approved the number of Authorized Positions; and, WHEREAS, it is the desire of the Board of Directors to adopt Authorized Positions for Fiscal Years 1997-98 and 1998-99, as set forth in Exhibit "A" and "B" respectively as attached hereto, and rescind Resolution No. 95-09. NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda Water District as follows: Section 1. The number of Authorized Positions as set forth in Exhibit "A" attached hereto is approved and adopted for Fiscal Year 1997-98. Section 2. The number of Authorized Positions as set forth in Exhibit "B" attached hereto is approved and adopted for Fiscal Year 1998-99. Section 3. The General Manager is hereby authorized to employ up to the number of employees authorized in each fiscal year without further approval of the Board of Directors. Section 4. That Resolution No. 95-09 and all conflicting minute orders are hereby rescinded effective July 1, 1997. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Noes: Absent: Abstain: President, Paul R. Armstrong Yorba Linda Water District ATTEST: Secretary, William J. Robertson Yorba Linda Water District 70 • 0 Resolutions EXHIBIT "A" TO YORBA LINDA WATER DISTRICT RESOLUTION NO. 97-06 AUTHORIZED POSITIONS FOR FISCAL YEAR 1997-98 EFFECTIVE JULY 1, 1997 Salary Authorized Proposed Authorized Ranee Position Classification 1-Jul-96 Chance 1-Jul-97 1-10 Temporary Help 0 0 0 12-14 Customer Service Representative I/II 3 0 3 14-16 Meter Reader I/II 3 0 3 Storekeeper 1/II 1 0 1 14-18 Accounting Assistant I/II 3 0 3 Secretary 1 0 1 16 Customer Service Representative III 1 0 1 16-20 Maintenance Worker I/I1/111 11 0 11 17-20 Mechanic I/11 1 0 1 Engineering Technician I/II 5 0 5 Plant Operator I/II 2 0 2 20 Meter Services Representative 1 0 1 Water Quality Technician 1 0 1 Net-,vork Systems Administrator 1 0 1 21 Secretary to the General Manager 1 0 1 22 Leadworker 4 0 4 Plant Operator III 1 0 1 Senior Mechanic 1 0 1 24 Customer Service Supervisor 1 0 1 Chief Plant Operator 1 0 1 Maintenance Foreman 1 0 1 Senior Engineering Technician 1 0 1 26 Assistant Administrator 1 0 1 Assistant Engineering Manager 1 0 1 Assistant Operations Superintendent 1 0 1 29 Engineering Manager 1 0 1 Business Manager 1 0 1 Exec. Asst. to General Manager 1 0 1 Operations Superintendent 1 0 1 33 Assistant General Manager y 1 0 1 N/A General Manager 1 0 1 Total Per manent Employees (1) 54 0 54 (1) Does not include Temporary Help 1 71 • 0 Resolutions EXHIBIT "B" TO YORBA LINDA WATER DISTRICT RESOLUTION NO. 97-06 AUTHORIZED POSITIONS FOR FISCAL YEAR 1998-99 EFFECTIVE JULY 1, 1998 Salary Authorized Proposed Authorized Rance Position Classification I-Jul-97 Change 1-Jul-98 1-10 Temporary Help 0 0 0 12-14 Customer Service Representative I/I1 3 0 3 14-16 Meter Reader 1/1I 3 0 3 Storekeeper I/II 1 0 1 14-18 Accounting Assistant I/II 3 0 3 Secretary 1 0 1 16 Customer Service Representative III 1 0 1 16-20 Maintenance Worker I/11/III 11 0 11 17-20 Mechanic I/11 1 0 1 Engineering Technician 1/II 5 0 5 Plant Operator 1/II 2 0 2 20 Meter Services Representative 1 0 1 Water Quality Technician 1 0 1 Network Systems Administrator 1 0 1 21 Secretary to the General Manager 1 0 1 22 Leadworker 4 0 4 Plant Operator III 1 0 1 Senior Mechanic 1 0 1 24 Customer Service Supervisor 1 0 1 Chief Plant Operator 1 0 1 Maintenance Foreman 1 0 1 Senior Engineering Technician 1 0 1 26 Assistant Administrator 1 0 1 Assistant Engineering Manager 1 0 1 Assistant Operations Superintendent 1 -1 0 29 Engineering Manager 1 0 1 Business Manager 1 0 1 Exec. Asst. to General Manager 1 0 1 Operations Superintendent 1 0 1 33 Assistant General Manager 1 0 1 N/A General Manager 1 0 1 Total Permanent Employees (1) 54 -1 53 (1) Does not include Temporary Help 72 0 • Resolutions RESOLUTION NO. 97-07 RESOLUTION OF THE BOARD OF DIRECTORS OF THE YORBA LINDA WATER DISTRICT ADOPTING THE APPROPRIATIONS LIMIT FOR FISCAL YEAR 1997-98 WHEREAS, under the terms of Article XIIIB of the California Constitution and Government Code Section 7900 et seq., all local agencies are required to establish, by resolution, an appropriation limit for each fiscal year; and, WHEREAS, in June 1990, voters in the State of California approved Proposition 1 I I which amended Government Code Section 7900 et seq., modified the method of calculating the appropriation limit and requires all local agencies to select, by resolution, the annual adjustment factors used to perform the calculations; and, WHEREAS, the District staff has performed the required calculations to determine the limits for said year in compliance with the above provisions. NOW THEREFORE BE IT RESOLVED that the Board of Directors of the Yorba Linda Water District does hereby resolve, determine and order as follows: Section 1. That there is hereby adopted, pursuant to Article XIIIB of the California Constitution and Government Code Section 7900 et seq., as amended by Proposition 111, an appropriations limit for fiscal year 1997-98 of $2,673,783. Section 2. The annual adjustment factors are the weighted average percentage change in the population of the cities within the District's jurisdiction, and the percentage change in the California Per Capita Income. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Noes: Absent: Abstain: President, Paul R. Armstrong Yorba Linda Water District ATTEST: Secretary, William J. Robertson Yorba Linda Water District 1 73 • • Resolutions RESOLUTION NO. 97-08 RESOLUTION OF THE BOARD OF DIRECTORS OF THE YORBA LINDA WATER DISTRICT ADOPTING FISCAL YEAR 1997-98 DEBT SERVICE REQUIREMENT FOR IMPROVEMENT DISTRICT NO. 1 "1993" REFUNDING GENERAL OBLIGATION BONDS WHEREAS, in June of 1978, the Yorba Linda Water District obtained voter authorization for the establishment of Yorba Linda Water District Improvement District No. 1 (YLWD I.D.-1) and for the issuance of $27,320,000 in general obligation bonds to pay for water production, storage and transmission facilities to serve YLWD I.D.-1; and, WHEREAS, on August 24, 1978 the Yorba Linda Water District issued and sold Series "A" YLWD I.D.-1 Water Bonds in the face amount of $2,234,000; and, WHEREAS, on April 26, 1979 the Yorba Linda Water District issued and sold Series "B" YLWD I.D.-1 Water Bonds in the face amount of $6,615,000; and, WHEREAS, on October 14, 1993 the Yorba Linda Water District issued and sold "1993" Refunding Bonds to provide for the redemption of all outstanding bonds of the 1978 Water Bonds, Series A and B, of Improvement District No. 1; and. WHEREAS, the Yorba Linda Water District is obligated to make principal and interest payments on such bonds from revenue sources available to the District; and, WHEREAS, the District elects to have the principal and interest payments collected on the tax roll in the same manner, by the same persons, and at the same time as, and together with and not separately from County taxes; and. WHEREAS, the debt service requirements for Fiscal Year 1997-98 have been presented to and reviewed by the Board of Directors of the District, NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda Water District as follows: Section 1. The Fiscal Year 1997-98 Bond Interest and Redemption requirement for YLWD "1993" Refunding Bonds General Obligation Bonds, as shown on Exhibit "A" attached hereto and by this reference incorporated herein, is hereby approved and adopted. Section 2. The District elects to have the County of Orange Auditor-Controller collect $687,163 on the tax roll in the same manner, by the same persons, and at the same time as, and together with and not separately from County taxes for the purposes of retiring voter approved debt. 74 r: • Resolutions Section 3. The General Manager or his designee is authorized and directed to file with the County of Orange Auditor-Controller a copy of this resolution together with any such documentation the County Auditor-Controller may require in order to accomplish the purposes of this resolution. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Noes: Absent: Abstain: President, Paul R. Armstrong Yorba Linda Water District ATTEST: Secretary, William J. Robertson Yorba Linda Water District 1 75 • • Resolutions YORBA LINDA WATER DISTRICT RESOLUTION 97-08 IMPROVEMENT DISTRICT NO. I FISCAL YEAR 1997-98 DEBT SERVICE FORECAST 1. DIRECT EXPENDITURES: A. November-97 Refunding Bonds Interest $79,995 B. May-98 Refunding Bonds Principal 540,000 Refunding Bonds Interest 79,995 C. Paying Agent Processing Fees 1,400 DIRECT EXPENDITURES DURING 1997-98 $701,390 II. RESERVE ACCUMULATION Reserves for November 1998 Refunding Bonds Interest 70,208 RESERVES FINANCED DURING 1997-98 $70,208 TOTAL 1997-98 FUNDING REQUIREMENT $771.598 IV. REVENUE REQUIREMENT: A. Reserves on hand as of July 1, 1997 $79,995 B. Interest Earnings on Debt Service Reserve 4,440 C. I.D. No. 1 Ad Valorem Tax Levy 687,163 TOTAL 1997-98 REVENUE REQUIREMENT $771.598 :1 76 • RESOLUTION NO. 97-09 • Resolutions RESOLUTION OF THE BOARD OF DIRECTORS OF THE YORBA LINDA WATER DISTRICT ADOPTING FISCAL YEAR 1997-98 DEBT SERVICE REQUIREMENT FOR IMPROVEMENT DISTRICT NO. 2 SERIES "A", 1987 REFUNDING AND SERIES "C" GENERAL OBLIGATION BONDS WHEREAS, on June 13, 1978 the Yorba Linda Water District obtained voter authorization for the establishment of Yorba Linda Water District Improvement District No. 2 (I.D.-2) and for the issuance of $41,660,000 in general obligation bonds to pay for water production, storage and transmission facilities to serve I.D.-2; and, WHEREAS, on April 26, 1979 the Yorba Linda Water District issued and sold Series "A" I.D.-2 Water Bonds in the face amount of $1,005,000; and WHEREAS, on May 1, 1981 the Yorba Linda Water District issued and sold Series "B" I.D.-2 Water Bonds in the face amount $10,000,000; and, WHEREAS, on February 1, 1987 the Yorba Linda Water District issued and sold "1987 Refunding Bonds" to provide for the advance refunding of $9,795,000 principal amount of outstanding 1979 Series "B" Bonds in the face amount of $11,915,000; and, WHEREAS, on March 8, 1990, the Yorba Linda Water District issued and sold Series "C" I.D.-2 Water Bonds in the face amount of $6,000,000; and, WHEREAS, the Yorba Linda Water District is obligated to make principal and interest payments on such bonds from revenue sources available to the District; and, WHEREAS, the debt service requirements for Fiscal Year 1997-98 have been presented to and reviewed by the Board of Directors of the District, NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda Water District as follows: Section 1. The Fiscal Year 1997-98 Bond interest and Redemption requirement for YLWD I.D.-2 Series "A", Refunding Bonds and Series "C" General Obligation Bonds, as shown on Exhibit "A" attached hereto, and by this reference incorporated herein, is hereby approved and adopted. Section 2. The District elects to have the County of Orange Auditor-Controller collect $1,721,727 on the tax roll in the same manner, by the same persons, and at the same time as, and together with and not separately from County taxes for the purposes of retiring voter approved debt. 77 • • Resolutions Section 3. The General Manager or his designee is authorized and directed to file with the County of Orange Auditor-Controller a copy of this resolution together with any such documentation the County Auditor-Controller may require in order to accomplish the purposes of this resolution. PASSED AND ADOPTED this 26th day of June, 1997, by the following called vote: Ayes: Noes: Absent: Abstain: President, Paul R. Armstrong Yorba Linda Water District ATTEST: Secretary, William J. Robertson Yorba Linda Water District 11 78 • • Resolutions EXHIBIT "A" TO YORBA LINDA WATER DISTRICT RESOLUTION 97-09 IMPROVEMENT DISTRICT NO.2 FISCAL YEAR 1997-98 DEBT SERVICE FORECAST 1. DIRECT EXPENDITURES: A. November-97 Series "A" Interest $17,410 Refunding Bonds Interest 224,014 Series "C" Interest 175,431 B. May-98 Series "A" Principal 55,000 Series "A" Interest 17,410 Refunding Bonds Principal 725,000 Refunding Bonds Interest 224,014 Series "C" Principal 230,000 Series "C" Interest 175,431 C. Paying Agent Processing Fees 2,900 DIRECT EXPENDITURES DURING 1997-98 $1,846,610 II. RESERVE ACCUMULATION Reserves for November 1998 Series "A" Interest $15,513 Refunding Bonds Interest 198,457 Series "C" Interest 167,669 RESERVES FINANCED DURING 1997-98 $381,639 III. BOND DEBT SERVICE RESERVES: A. Refunding Bonds $598,767 B. Series "C" Bonds 600,000 DEBT SERVICE RESERVES FINANCED DURING 1997 98 $1,198,767 TOTAL 1997-98 FUNDING REQUIREMENT $3.427.016 IV. REVENUE REQUIREMENT: A. Reserves on hand as of July 1, 1997 $1,615,622 B. Interest Earnings on Debt Service Reserve 89,667 C. I.D. No. 2 Ad Valorem Tax Levy 1,721,727 TOTAL 1997-98 REVENUE REQUIREMENT $3.427.016 79