HomeMy WebLinkAbout2016-04-14 - Board of Directors Meeting Minutes 2016-051
MINUTES OF THE
YORBA LINDA WATER DISTRICT
BOARD OF DIRECTORS REGULAR MEETING
Thursday, April 14, 2016, 8:30 a.m.
1717 E Miraloma Ave, Placentia CA 92870
1. CALL TO ORDER
The April 14, 2016 meeting of the Yorba Linda Water District Board of Directors
was called to order by President Collett at 8:30 a.m. The meeting was held in the
Board Room at the District's Administration Building located at 1717 East
Miraloma Avenue in Placentia, California 92870.
2. PLEDGE OF ALLEGIANCE
President Collett led the pledge.
3. ROLL CALL
DIRECTORS PRESENT STAFF PRESENT
Ric Collett, President Marc Marcantonio, Gen Mgr (Arrived at 10:15 a.m.)
Michael J. Beverage, Vice President Steve Conklin, Engineering Manager
Phil Hawkins John DeCriscio, Operations Manager
Robert R. Kiley Gina Knight, Human Resources/Risk Manager
Gary T. Melton Delia Lugo, Finance Manager
Damon Micalizzi, Public Information Manager
Art Vega, Information Technology Manager
Annie Alexander, Executive Secretary
Cindy Botts, Water Cons Supvr/Mgmt Analyst
ALSO PRESENT
Art Kidman, Partner, Kidman Law LLP
Brett Barbre, Director, MWDSC and MWDOC
Peggy Huang, Mayor Pro Tern, City of Yorba Linda
Ben Parker, Resident
4. ADDITIONS/DELETIONS TO THE AGENDA
None.
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5. PUBLIC COMMENTS
Director Barbre reported on action taken at a previous MWDSC Board meeting
regarding rates, new litigation involving San Diego County Water Authority, water
being released into the ocean in northern California, the status of proposed
legislation, and a recent decision made by OC LAFCO to approve East Orange
County Water District's application to provide sewer related services to Sewer
Area 7.
6. CONSENT CALENDAR
Director Kiley made a motion, seconded by Director Hawkins, to approve the
Consent Calendar. Motion carried 5-0.
6.1. Minutes of the Board of Directors Regular Meeting held March 10, 2016
Recommendation: That the Board of Directors approve the minutes as
presented.
6.2. Minutes of the Board of Directors Workshop Meeting held March 17, 2016
Recommendation: That the Board of Directors approve the minutes as
presented.
6.3. Payments of Bills, Refunds, and Wire Transfers
Recommendation: That the Board of Directors ratify and authorize
disbursements in the amount of$500,528.14.
7. ACTION CALENDAR
7.1. Proposed Modification to Administrative Penalty Structure Previously
Established to Comply with State of California Mandate
Mrs. Lugo explained that in response to Governor Brown's executive order
and the subsequent emergency drought regulations adopted by the State
Water Resources Control Board (SWRCB), the Board had previously
adopted an ordinance imposing administrative penalties on District
customers should their consumption exceed certain amounts. Recently,
the SWRCB adopted an extended and revised emergency drought
regulation continuing the conservation mandate through October 2016
while providing suppliers more flexibility in meeting their assigned
percentage, including potential downward adjustments ranging from 2% to
a maximum of 8%. Staff submitted an application requesting the
maximum adjustment of 8% and feels optimistic that the District has
satisfied all requirements in this regard. Additionally, the District and its
customers have met the State's mandated 36% reduction in water usage
as of March 1 , 2016. In recognition of these outstanding efforts, the Board
Minutes of the YLWD Board of Directors Regular Meeting Held April 14,2016 at 8:30 a.m. 2
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has expressed a desire to repeal the current ordinance and replace it with
another containing a more flexible penalty structure. Mrs. Lugo noted that
funds collected pursuant to the ordinance would not be collected for the
purpose of recovering the costs of providing water service and that they'd
be segregated into a fund which wouldn't be used to pay the costs of
providing water service. Director Melton stated he felt it was the Board's
intention that the administrative penalties be temporary in nature. He also
stated that due to the potential adjustment in the District's mandated
conservation percentage as well as customers' exceptional conservation
efforts, he felt it was the right time to adopt a more flexible administrative
penalty structure. Director Beverage noted that this process began
approximately 6 weeks ago. Directors Hawkins and Kiley stated that they
agreed with Director Melton's comments. Mrs. Lugo then responded to
questions from the Board regarding the proposed effective date of the new
ordinance and the meter reading and billing schedules.
Mr. Ben Parker, resident, commented on the "Use of Penalties" sections in
the current and proposed ordinance, a Public Records Act request he had
previously submitted, and asked when a report regarding the collection of
administrative penalty revenue and associated expenditures would be
made available.
Mrs. Lugo briefly explained what activities and were supported by funds
collected pursuant to the ordinance. She also stated that an associated
financial report would be presented to the Board at a workshop meeting
scheduled April 21, 2016.
Mr. Parker also commented on the amount of administrative penalties
collected.
Mrs. Lugo provided a brief overview of the District's FY 2015/16 budget in
relation to planning for potential penalties from the SWRCB.
President Collett reiterated that a financial report regarding the collection
of administrative penalties and associated expenditures would be
discussed at the April 21, 2016 workshop meeting and encouraged Mr.
Parker to attend.
Mr. DeCriscio then responded to questions from the Board regarding the
District's leak detection activities.
Director Hawkins made a motion, seconded by Director Kiley, to adopt
Ordinance No. 16-01 repealing Ordinance No. 15-01 and adopting a
flexible water shortage administrative penalty structure. Motion carried
5-0 on a Roll Call vote.
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Director Melton made a motion, seconded by Director Beverage, in
support of setting the stage for Ordinance No. 16-01 at "Stage 1 (No
Penalties)". Motion carried 5-0.
Director Beverage made a motion, seconded by Director Hawkins, to
enact Stage 1 of Ordinance No. 16-01 effective April 29, 2016 which will
be reflected on all customer billings beginning the first billing cycle in June
2016. Motion carried 5-0.
7.2. Proposed Budgeted Positions for Fiscal Year 2016-2017
Mrs. Knight explained that the Board would soon be considering the FY
2016/17 budget, including funding for proposed positions for that same
time period. Staff is recommending that the Board consider adopting a
budget that would fund the following: eighty (80) regular full-time positions;
two (2) limited-term full-time positions (from July 1 — October 31, 2016);
and one (1) temporary part-time position (from July 1 — October 31, 2016).
One of the limited-term full time positions would be an Office Clerk and the
other a Water Conservation Representative. These positions would be
replacing three (3) temporary part-time Water Conservation
Representatives. Additionally, it is proposed that one (1) Maintenance
Distribution Operator II position be reclassified to a Maintenance
Distribution Operator III. Mrs. Knight further explained that staff was in the
process of assessing the District's long-term staffing needs, including the
organization structure, which would be discussed at a future strategic plan
workshop. Mrs. Knight and Mrs. Lugo then responded to questions from
the Board related to the limited term positions, the timing of presenting this
resolution for consideration, and the process for making modifications to
the budgeted positions if needed.
Director Melton made a motion, seconded by Director Kiley, to adopt
Resolution No. 16-01 approving the budgeted positions for Fiscal Year
2016-2017 and rescinding Resolution No. 15-15. Motion carried 5-0 on a
Roll Call vote.
7.3. Requested Input Regarding MWDOC's Water Rate Study
Mr. Conklin explained that historically, MWDOC's rates were originally tax-
based and consisted of variable and fixed charges. The variable
component was a fee based on the volume of water purchased by each
member agency. The fixed component was based on the number of retail
meters in each member agency's service area. The Settlement
Agreement, which expires in June 2016, implemented a migration to a
100% fixed rate structure which was completed this fiscal year. As a
result of this new structure, OCWD does not pay any fees being that it is a
regional groundwater agency and has no retail meters. MWDOC has
requested the Board's opinion regarding the equity of this situation as well
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as the method for the potential allocation of fees. The Board then
discussed the situation with OCWD and the proposed rate structure
options.
Director Melton made a motion, seconded by Director Kiley, to direct staff
to provide a written response to MWDOC indicating that the Board of
Directors was in favor of Scenario 1B over Scenario 1A in relation to
MWDOC's Water Rate Study and the allocation of costs to OCWD.
Motion carried 5-0.
8. DISCUSSION ITEMS
8.1. Line of Credit Agreement Between Wells Fargo Bank and Yorba Linda
Water District
Mrs. Lugo explained that in 2012, the District had entered into an
agreement with Wells Fargo for a line of credit (LOC) in the amount of
$7M. Within the agreement is an option to extend the maturity date. In
2013, the District exercised this option and extended the maturity date to
September 2016. To date, the LOC has been drawn down in the amount
of $6.4M to fund capital projects and staff expects that the residual will be
expended by the end of the current fiscal year. In light of recent events,
staff is planning to bring a discussion item to the Board at the next
workshop meeting regarding the possibility of extending the maturity date
one additional year. This would afford the Board with an opportunity to
bundle all or a portion of the balance in any future refunding process of the
2008 Certificates of Participation.
Mr. Ben Parker, resident, commented on the potential benefits of
extending the LOC.
Mrs. Lugo then responded to questions from the Board regarding any
potential penalties for extending the LOC and capital projects being
funded using the LOC.
8.2. Safe Keeping Services by Pershing for Investments Held at First Empire
Mrs. Lugo explained that same as last year, the District's current auditing
firm would be performing a review of internal controls and the relative
processes and procedures of and between staff and external relations. As
part of this process, they will be requesting letters of confirmation from
entities holding substantial funds (such as financial institutions) and
vendors for which the District has significant expenditures during the
preceding fiscal year. During the audit process last fiscal year, the District
experienced an issue with obtaining a letter of confirmation from Pershing,
the holder of District investments through First Empire (the broker-dealer).
While a comment regarding this matter was included in the FY 2014/15
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audit documents, it has no effect on the auditors' opinion of the financial
statements. Mrs. Lugo further explained that it was likely this comment
would be included in the FY 2015/16 audit documents should the District's
investments continue to be held in the same manner. Mrs. Lugo then read
aloud the comment contained in the FY 2014/15 audit documents and
clarified that the District's custodial agreement is with First Empire and not
directly with Pershing. Additionally, the District does not pay safe keeping
fees to Pershing for these services. Staff is bringing this matter to the
Board's attention in order to obtain feedback regarding any desired action
to be considered at a future meeting. Mrs. Lugo then responded to
questions from the Board and noted that should the District determine to
move its investments to another safe keeper, the estimated fees for doing
so are $1,700 to $2,500 per month. She also stated that Pershing serves
as the safe keeper for multiple municipalities using the same type of
arrangement and that maintaining the status quo in this regard will have
no bearing on the auditors' opinion of the District's financial statements.
No action regarding this matter was requested by the Board at this time.
9. REPORTS, INFORMATION ITEMS, AND COMMENTS
9.1. President's Report
None.
9.2. Directors' Reports
• ISDOC — March 31, 0216 (Hawkins/Kiley)
• MWDOC Elected Officials' Forum — April 7, 2016 (Beverage/Hawkins)
Directors Hawkins, Beverage and Kiley reported on their attendance
at the above listed events.
9.3. General Manager's Report
In Mr. Marcantonio's absence, Mr. Conklin asked each of the managers to
provide a report regarding activities within their respective departments.
He then reported on the activities of the Engineering department.
9.4. General Counsel's Report
Mr. Kidman reported that the recall petition filed against two of the
Directors was formally in circulation. He stated that officially, the District
has no position relative to the merits of the recall petition. However, the
District does have a financial interest in the matter as there will be certain
costs for which YLWD will be responsible associated with the qualification
and recall election processes. Those costs will be substantially magnified
should the petition not be qualified in enough time to be consolidated with
the November election as a special election would need to be called.
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Mr. Kidman then instructed the Board that they must not request staff
assistance in connection with the recall petition or the potential recall
election. He also stated that the District could not prevent its employees
from exercising their rights as citizens should they decide to participate in
supporting or opposing a member of the Board. However, any such action
performed while serving in their official capacity as a District employee
should be subject to discipline in accordance with established policy.
Additionally, any distribution of information related to the recall petition and
potential recall election needs to come from the General Manager and the
Public Information Manager in order to ensure compliance with the law.
Mr. Kidman then reported that members of staff had been receiving some
unpleasant mail from persons who are opposed to actions taken by the
Board. Those that were threatening have been turned over to law
enforcement. He explained that while citizens do have the right of free
speech, there is a limit when it comes to threats of harm to other
individuals. Some of the correspondence received has fallen into this
category. In addition, some District employees have been subjected to
harassment and threatening behavior from members of the public. Mr.
Kidman advised that District staff should report any such encounters to
their supervisors and in turn to appropriate authorities if necessary. Mr.
Kidman then concluded his comments by saying that there was going to
be a Closed Session to discuss pending litigation during which no
discussion of the recall petition or potential recall election would take
place.
President Collett thanked Mr. Kidman and commented on the content of
the letters sent to staff.
9.5. Future Agenda Items and Staff Tasks
None.
10. COMMITTEE REPORTS
10.1. Interagency Committee with MWDOC and OCWD
(Collett / Melton)
• Minutes of the meeting held March 22, 2016 at 4:00 p.m. were
provided in the agenda packet.
• The next meeting is scheduled to be held May 24, 2016 at 4:00
p.m.
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10.2. Joint Agency Committee with City of Yorba Linda
(Collett / Beverage)
• Minutes of the meeting held March 21, 2016 at 9:00 a.m. were
provided in the agenda packet.
• The next meeting is scheduled to be held April 26, 2016 at 9:00
a.m. at YL City Hall.
10.3. Interagency Committee with City of Placentia and Golden State Water Co.
(Collett / Kiley)
• The next meeting is scheduled to be held May 9, 2016 at 3:00 p.m.
at YLWD.
10.4. Citizens Advisory Committee
(Melton)
• Minutes of the meeting held March 28, 2016 at 8:30 a.m. were
provided in the agenda packet.
• The next meeting is scheduled to be held April 25, 2016 at 8:30
a.m. Director Melton stated that Director Beverage would be
attending this meeting in this place.
11. INTERGOVERNMENTAL MEETINGS
The Directors and staff reported on their attendance at the following meetings.
11.1. WACO —April 1, 2016 (Hawkins/Kiley)
11.2. YL City Council —April 5, 2016 (Beverage)
11.3. MWDOC Board —April 6, 2016 (Melton)
11.4. OCSD Operations Committee —April 6, 2016 (Kiley/Beverage)
11.5. OCWD Board —April 6, 2016 (Staff)
11.6. LAFCO —April 13, 2016 (Beverage —As Needed)
11.7. YL Planning Commission —April 13, 2016 (Melton)
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12. BOARD OF DIRECTORS ACTIVITY CALENDAR
12.1. Meetings from April 15, 2016 — May 31, 2016
The Board reviewed the activity calendar and made no changes.
Mr. Marcantonio joined the meeting at this time and reported that he would be in
Sacramento the following week to testify during SWRCB's meeting. Staff also sent a
letter to SWRCB providing input regarding future potential modifications of the
emergency regulations.
13. CLOSED SESSION
The meeting was adjourned to Closed Session at 10:17 a.m. All Directors were
present. Also present were Messrs. Kidman, Marcantonio, and Micalizzi.
13.1. Conference with Legal Counsel — Pending Litigation
Pursuant to Subdivision (a) of Section 54956.9 of the California
Government Code
Name of Case: Kent Ebinger and Yorba Linda Taxpayers Association
vs. Yorba Linda Water District (OC Superior Court —
Case No. 00829548)
The Board reconvened in Open Session at 10:55 a.m. No action was taken
during Closed Session that was required to be reported under the Brown Act.
14. ADJOURNMENT
14.1. The meeting was adjourned at 10:56 a.m. A Board of Directors Workshop
Meeting is scheduled on Thursday, April 21, 2016 at 10:00 a.m. The next
Regular Board of Directors Meeting will be held Thursday, April 28, 2016
at 8:30 a.m.
nnie Alexander
Assistant Board Secretary
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