HomeMy WebLinkAbout2016-12-08 - Public Financing Corporation Meeting Agenda Packet
AGENDA
YORBA LINDA WATER DISTRICT
PUBLIC FINANCING CORPORATION REGULAR MEETING
Thursday, December 8, 2016, 8:30 AM
1717 E Miraloma Ave, Placentia CA 92870
1. CALL TO ORDER
1.1. PLEASE NOTE THAT THIS MEETING WILL BEGIN IMMEDIATELY FOLLOWING
THE REGULAR BOARD MEETING
2. ROLL CALL
Andrew Hall, Director
Phil Hawkins, Director
Brooke Jones, Director
Wayne Miller, Director
Al Nederhood, Director
3. SEATING OF DIRECTORS
3.1. Reorganization of the Board of Directors and Appointment of Officers
Recommendation: That the Board of Directors: (1) nominate and elect a President;
(2) nominate and elect a Vice President; and (3) appoint staff to serve as the
Secretary, Assistant Secretary, and Treasurer of the Public Financing Corporation
for the next calendar year.
4. PUBLIC COMMENTS
Any individual wishing to address the Board is requested to identify themselves and state the matter on which
they wish to comment. If the matter is on the agenda, the Board will recognize the individual for their comment
when the item is considered. No action will be taken on matters not listed on the agenda. Comments are limited
to matters of public interest and matters within the jurisdiction of the Water District. Comments are limited to three
minutes.
5. ACTION CALENDAR
This portion of the agenda is for items where staff presentations and Board discussions are needed prior to
formal Board action.
5.1. Minutes of the Public Financing Corporation Regular Meeting Held December 10, 2015
Recommendation: That the Board of Directors approve the minutes as presented.
5.2. Amendments to the Public Financing Corporation's Conflict of Interest Code
Recommendation: That the Board of Directors approve Resolution No. PFC-16-01
Adopting a Conflict of Interest Code for the Yorba Linda Water District Public
Financing Corporation which Supersedes all Prior Conflict of Interest Codes and
Amendments Previously Adopted.
6. ADJOURNMENT
6.1. The next regular meeting of the Public Financing Corporation is scheduled to be held
Thursday, December 7, 2017 at 8:30 a.m.
Items Distributed to the Board Less Than 72 Hours Prior to the Meeting
Pursuant to Government Code section 54957.5, non-exempt public records that relate to open session agenda items
and are distributed to a majority of the Board less than seventy-two (72) hours prior to the meeting will be available for
public inspection in the lobby of the District’s business office located at 1717 E. Miraloma Avenue, Placentia, CA 92870,
during regular business hours. When practical, these public records will also be made available on the District’s internet
website accessible at http://www.ylwd.com/.
Accommodations for the Disabled
Any person may make a request for a disability-related modification or accommodation needed for that person to be
able to participate in the public meeting by telephoning the Executive Secretary at 714-701-3020, or writing to Yorba
Linda Water District, P.O. Box 309, Yorba Linda, CA 92885-0309. Requests must specify the nature of the disability and
the type of accommodation requested. A telephone number or other contact information should be included so the
District staff may discuss appropriate arrangements. Persons requesting a disability-related accommodation should
make the request with adequate time before the meeting for the District to provide the requested accommodation.
ITEM NO. 3.1
AGENDA REPORT
Meeting Date: December 8, 2016
To:Board of Directors
From:Marc Marcantonio, General
Manager
Presented By:Marc Marcantonio, General
Manager
Prepared By:Annie Alexander, Executive
Secretary
Subject:Reorganization of the Board of Directors and Appointment of Officers
STAFF RECOMMENDATION:
That the Board of Directors: (1) nominate and elect a President; (2) nominate and elect a Vice
President; and (3) appoint staff to serve as the Secretary, Assistant Secretary, and Treasurer of the
Public Financing Corporation for the next calendar year.
DISCUSSION:
Pursuant to Resolution No. 16-12, the officers of the District shall also serve as the officers of the
Public Financing Corporation and are to be updated annually following the reorganization of the
Board of Directors. The powers and duties of the Corporation's officers are the same as the
District's officers as set forth in the County Water District Law and the Board of Directors' Policies
and Procedures.
ITEM NO. 5.1
AGENDA REPORT
Meeting Date: December 8, 2016
Subject:Minutes of the Public Financing Corporation Regular Meeting Held December
10, 2015
STAFF RECOMMENDATION:
That the Board of Directors approve the minutes as presented.
ATTACHMENTS:
Name:Description:Type:
2015-12-10_-_PFC_-_Minutes.doc Minutes Minutes
1
MINUTES OF THE
YORBA LINDA WATER DISTRICT
PUBLIC FINANCING CORPORATION REGULAR MEETING
Thursday, December 10, 2015, 8:30 a.m.
1717 E Miraloma Ave, Placentia CA 92870
1. CALL TO ORDER
The December 10, 2015 Regular Meeting of the Yorba Linda Water District
Public Financing Corporation was called to order by President Collett at 10:33
a.m. The meeting was held in the Board Room at the District’s Administration
Building located at 1717 East Miraloma Avenue in Placentia, California 92870.
2. ROLL CALL
DIRECTORS PRESENT ALSO PRESENT
Ric Collett, President Marc Marcantonio, General Manager
Michael J. Beverage, Vice President Steve Conklin, Engineering Manager
Phil Hawkins John DeCriscio, Operations Manager
Robert R. Kiley Delia Lugo, Finance Manager
Gary T. Melton Damon Micalizzi, Public Information Manager
Art Vega, Information Technology Manager
Amelia Cloonan, Human Resources Analyst
Annie Alexander, Executive Secretary
ALSO PRESENT
Art Kidman, Partner, Kidman Law LLP
Andrew Gagen, Partner, Kidman Law LLP
Brett Barbre, Director, MWDSC and MWDOC
Gene Hernandez, Councilmember, City of Yorba Linda
3. PUBLIC COMMENTS
None.
4. ACTION CALENDAR
4.1. Minutes of the Public Financing Corporation Regular Meeting Held
December 23, 2014
Director Beverage made a motion, seconded by Director Hawkins, to
approve the minutes as presented. Motion carried 5-0.
4.2. Reorganization of the Board of Directors and Appointment of Officers
Director Beverage made a motion, seconded by Director Hawkins, to elect
Director Collett as President. Motion carried 5-0.
2
Director Collett made a motion, seconded by Director Melton, to elect
Director Beverage as Vice President. Motion carried 5-0
Director Beverage made a motion, seconded by Director Hawkins, to
appoint Mr. Marcantonio as Secretary, Ms. Annie Alexander as Assistant
Secretary, and Mrs. Delia Lugo as Treasurer. Motion carried 5-0.
5. ADJOURNMENT
5.1. The meeting was adjourned at 10:34 a.m. The next regular meeting of the
Public Financing Corporation will be held Thursday, December 8, 2016 at
8:30 a.m.
Annie Alexander
Assistant Board Secretary
ITEM NO. 5.2
AGENDA REPORT
Meeting Date: December 8, 2016
To:Board of Directors
From:Marc Marcantonio, General
Manager
Presented By:Marc Marcantonio, General
Manager
Dept:Administration
Prepared By:Annie Alexander, Executive
Secretary
Subject:Amendments to the Public Financing Corporation's Conflict of Interest Code
STAFF RECOMMENDATION:
That the Board of Directors approve Resolution No. PFC-16-01 Adopting a Conflict of Interest Code
for the Yorba Linda Water District Public Financing Corporation which Supersedes all Prior Conflict
of Interest Codes and Amendments Previously Adopted.
DISCUSSION:
The Political Reform Act requires every local government agency to review its Conflict of Interest
Code (COI) biennially and to notify the code reviewing body if their current code is accurate or if it
requires amendment. State law stipulates that the Orange County Board of Supervisors is the code
reviewing body for the Public Financing Corporation. Staff recently reviewed the Corporation's
Code and has identified the following minor revision:
The position of Attorney is being renamed to General Counsel to specifically identify the
attorney type and provide continuity with the same proposed revision to the District's COI.
The attached exhibit reflects this modification. Amendments must be submitted in the County's
eDisclosure System by December 30, 2016 and will not be considered in effect until approved by
the Orange County Board of Supervisors.
PRIOR RELEVANT BOARD ACTION(S):
The Conflict of Interest Code for Public Financing Corporation was last amended on October 25,
2012 by Resolution No. PFC-12-01.
ATTACHMENTS:
Name:Description:Type:
Resolution_No._PFC-16-01_-
_Conflict_of_Interest_Code.docx Resolution Resolution
YLWD_PFC_Code_Amendments.pdf Exhibit Exhibit
Resolution No. PFC-16-01 Adopting a Conflict of Interest Code 1
RESOLUTION NO. PFC-16-01
RESOLUTION OF THE BOARD OF DIRECTORS
OF THE YORBA LINDA WATER DISTRICT
PUBLIC FINANCING CORPORATION
ADOPTING A CONFLICT OF INTEREST CODE
WHICH SUPERSEDES ALL PRIOR CONFLICT OF
INTEREST CODES AND AMENDMENTS
PREVIOUSLY ADOPTED
WHEREAS, the Political Reform Act of 1974, Government Code Section 81000 et.
seq. (“the Act”), requires a local government agency to adopt a Conflict of
Interest Code pursuant to the Act; and
WHEREAS, the Yorba Linda Water District Public Financing Corporation has
previously adopted a Conflict of Interest Code and that Code now requires
updating; and
WHEREAS, amendments to the Act have in the past and foreseeably will in the future
require conforming amendments to be made to the Conflict of Interest
Code; and
WHEREAS, the Fair Political Practices Commission has adopted a regulation, Title 2,
California Code of Regulations, Section 18730, which contains terms for a
standard model Conflict of Interest Code, which, together with
amendments thereto, may be adopted by public agencies and
incorporated by reference to save public agencies time and money by
minimizing the actions required of such agencies to keep their codes in
conformity with the Political Reform Act.
NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Yorba Linda
Water District Public Financing Corporation as follows:
Section 1. The terms of Title 2, California Code of Regulations, Section 18730 and
any amendments to it duly adopted by the Fair Political Practices
Commission are hereby incorporated by reference and, together with
Exhibits A and B in which positions are designated and disclosure
categories are set forth, constitute the Conflict of Interest Code of the
Yorba Linda Water District Public Financing Corporation.
Section 2. The provisions of all Conflict of Interest Codes and Amendments thereto
previously adopted by the Yorba Linda Water District Public Financing
Corporation are hereby superseded.
Resolution No. PFC-16-01 Adopting a Conflict of Interest Code 2
Section 3. The Filing Officer is hereby authorized to submit the updated Conflict of
Interest Code to the Clerk of the Orange County Board of Supervisors for
review and approval by the Orange County Board of Supervisors as
required by California Government Code Section 87303.
PASSED AND ADOPTED this 8th day of December 2016, by the following called vote:
AYES:
NOES:
ABSTAIN:
ABSENT:
, President
YLWD Public Financing Corporation
ATTEST:
, Board Secretary
YLWD Public Financing Corporation
Reviewed as to form by General Counsel:
Arthur G. Kidman, Esq.
Kidman Law LLP
t
Conflict of Interest Code
' EXHIBIT A (Final Draft)
Entity: Water Districts
Agency: Yorba Linda Water District Public Financing Corporation
Position Disclosure Files With Status I
Category
Consultant OC-30 Agency Unchanged
General Counsel OC-01 COB Renamed
Reason: Specifically identifies attorney type rather than using generic title of"attorney".
Total: 2
OFFICIALS WHO ARE SPECIFIED IN GOVERNMENT CODE SECTION 87200
Officials who are specified in Government Code section 87200 (including officials who manage public investments, as
defined by 2 Cal. Code of Regs. § 18701 (b)), are NOT subject to the Agency's Conflict of Interest Code,but are subject
to the disclosure requirements of the Political Reform Act,Government Code section 87100, et seq. Gov't Code § 87203.
These positions are listed here for informational purposes only.
The positions listed below are officials who are specified in Government Code section 87200:
Finance Manager(Treasurer) Files with COB Unchanged
General Manager(Secretary) Files with COB Unchanged
Member of the Board of Directors Files with COB Unchanged
The disclosure requirements for these positions are set forth in Government Code section 87200, et. seq. They require the
disclosure of interests in real property in the agency's jurisdiction, as well as investments, business positions and sources
of income(including gifts,loans and travel payments).
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Disclosure Descriptions
' EXHIBIT B (Final Draft)
Entity: Water Districts
Agency: Yorba Linda Water District Public Financing Corporation
Disclosure Category Disclosure Description Status
Form 87200 filers shall complete all schedules for Form 700 and disclose all
reportable sources of income, interests in real property, investments and business
87200 Filer positions in business entities, if applicable, pursuant to Government Code Section Unchanged
87200 et seq..
All interests in real property in Orange County, the authority or the District as
OC-01 applicable, as well as investments, business positions and sources of income Unchanged
(including gifts, loans and travel payments).
Consultants shall be included in the list of designated employees and shall disclose
pursuant to the broadest category in the code subject to the following limitation: The
County Department Head/Director/General Manager/Superintendent/etc. may
determine that a particular consultant, although a"designated position,"is hired to
perform a range of duties that is limited in scope and thus is not required to fully
OC-30 comply with the disclosure requirements in this section. Such written determination Unchanged
shall include a description of the consultant's duties and, based upon that description,
a statement of the extent of disclosure required. The determination of disclosure is a
public record and shall be filed with the Form 700 and retained by the Filing Officer
for public inspection.
Grand Total: 3
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t
Conflict of Interest Code
' EXHIBIT A (Final Draft)
Entity: Water Districts
Agency: Yorba Linda Water District Public Financing Corporation
Position Disclosure Files With
Category
Consultant OC-30 Agency
General Counsel OC-01 COB
Total: 2
OFFICIALS WHO ARE SPECIFIED IN GOVERNMENT CODE SECTION 87200
Officials who are specified in Government Code section 87200 (including officials who manage public investments, as
defined by 2 Cal. Code of Regs. § 18701 (b)), are NOT subject to the Agency's Conflict of Interest Code,but are subject
to the disclosure requirements of the Political Reform Act,Government Code section 87100, et seq. Gov't Code § 87203.
These positions are listed here for informational purposes only.
The positions listed below are officials who are specified in Government Code section 87200:
Finance Manager(Treasurer) Files with COB
General Manager(Secretary) Files with COB
Member of the Board of Directors Files with COB
The disclosure requirements for these positions are set forth in Government Code section 87200, et. seq. They require the
disclosure of interests in real property in the agency's jurisdiction, as well as investments, business positions and sources
of income(including gifts,loans and travel payments).
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Disclosure Descriptions
' EXHIBIT B (Final Draft)
Entity: Water Districts
Agency: Yorba Linda Water District Public Financing Corporation
Disclosure Category Disclosure Description
Form 87200 filers shall complete all schedules for Form 700 and disclose all
reportable sources of income, interests in real property, investments and business
87200 Filer positions in business entities, if applicable, pursuant to Government Code Section
87200 et seq..
All interests in real property in Orange County, the authority or the District as
OC-01 applicable, as well as investments, business positions and sources of income
(including gifts, loans and travel payments).
Consultants shall be included in the list of designated employees and shall disclose
pursuant to the broadest category in the code subject to the following limitation: The
County Department Head/Director/General Manager/Superintendent/etc. may
determine that a particular consultant, although a"designated position,"is hired to
perform a range of duties that is limited in scope and thus is not required to fully
OC-30 comply with the disclosure requirements in this section. Such written determination
shall include a description of the consultant's duties and, based upon that description,
a statement of the extent of disclosure required. The determination of disclosure is a
public record and shall be filed with the Form 700 and retained by the Filing Officer
for public inspection.
Grand Total: 3
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