HomeMy WebLinkAbout2009-03-26 - Resolution No. 09-03
II
RESOLUTION NO. 09-03
RESOLUTION OF THE BOARD OF DIRECTORS
OF THE YORBA LINDA WATER DISTRICT
ADOPTING THE DISTRICT RISK MANAGEMENT CLAIMS POLICY
WHEREAS, the District desires to establish and insure that all tort liability
claims filed against the District are investigated and settled fairly
and expeditiously where legal liability is determined; and
WHEREAS, the District desires to dispose of claims based on the merits of
the claims; and
WHEREAS, the District shall pay only those claims for which it is determined
that the District has legal liability and the estimated settlement
value for all claims arising out of the occurrence does not
exceed the District's Retrospective Allocation Point per
occurrence as set by the Association of California Water
Agencies Joint Powers Insurance Authority (ACWA/JPIA); and
WHEREAS, the District shall refer to ACWA/JPIA those claims for which it is
determined that the estimated settlement value of all claims
arising out of the occurrence exceeds the District's
Retrospective Allocation Point per occurrence as set by
ACWA/JPIA.
NOW, THEREFORE, BE IT RESOLVED that the Board of Directors of the Yorba
Linda Water District shall adopt the guidelines set forth in the District Risk
Management Claims Policy, Policy No. 7020-09-06.
Section 1: The Risk Management Claims Policy adopted herein shall take
effect immediately upon adoption of this Resolution.
PASSED AND ADOPTED this 26th day of March, 2009 by the following called
vote:
AYES: Directors Armstrong, Beverage, Collett, Mills and Summerfield
NOES: None
ABSENT: None
ABSTAIN: None
67 ohn W. Summe field, President
ATTEST:
Kenneth R. Vecchiarelli, Secretary
Reviewed as to form by General Counsel:
Arthur G. Kidman, Esq.
McCormick, Kidman and Behrens 411
Policies and Procedures
Policy No.:
Effective Date:
Prepared By:
Applicability:
Yorba Linda
Water District
7020-09-06 )
March 26, 2009 (1:5 oA/eD 1'/PtJ,fofiA' /JJ1Te
Gina Knight, HR Manager
District Wide
POLICY: RISK MANAGEMENT CLAIMS POLICY
1.0 PURPOSE
A. The purpose of this policy is to establish and insure that all tort liability
claims filed against the District are investigated and settled fairly and
expeditiously where legal liability is determined.
2.0 POLICY
Decisions regarding the disposition of a claim shall be based on the merits of that
claim. It is the policy of Association of California Water Agencies Joint Powers
Insurance Authority (ACWAIJPIA) to pay only those claims for which the District
has legal liability.
A. SMALL CLAIMS SETTLEMENT OPTION
1. All claims arising out of the occurrence are for "property damage"
only;
2. No claim arising out of the occurrence has any apparent potential
for related "bodily injury";
3. Under the JPIA Member Agency's Settlement Authority: the
estimated settlement value for all claims arising out of the
occurrence does not exceed the Member Agency's Retrospective
"Allocation Point (RAP) per occurrence as identified in the District's
current liability insurance policy program invoice on the E-
MOD/Premium Calculation Worksheet;
4. The claim settlement or denial arising out of the occurrence can be
concluded within sixty (60) days; and
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5. A settlement under this option should be made only when the claim
being considered is determined to be based upon liability covered
by the JPIA Liability Program.
3.0 PROCEDURES: SMALL CLAIMS SETTLEMENT OPTION
A. When the District as an ACWA/JPIA Member Agency becomes aware of,
or is presented with, a claim that meets all of the conditions in the above
Policy Statement it shall have the option of settling or denying the claim
directly. If the District as an ACWA/JPIA Member Agency wishes to
exercise this option, it should adhere to the following guidelines.
1. Investigate the claim for evidence of liability on the part of the
District;
2. Determine whether the claim is to be handled informally or whether
formal claim presentation is required. Under the California
Government Code a public agency need not take any action until a
claim is presented that meets the Code requirements. In general
terms, JPIA recommends that this procedure be followed. The
District may waive the formal claim presentation requirement and
simply elect to pay based on its own judgment;
3. If no liability on the part of the District is found, the claim should be
formally rejected in writing.
4. If the District accepts liability, it should attempt to settle the claim as
rapidly as possible;
5. At any time during the process the District may contact the JPIA, for
assistance or refer the claim in progress to JPIA to conclude;
6. Any claim that cannot be settled within sixty (60) days should be
referred to the JPIA for handling;
7. A Monthly Small Claims Report (Exhibit A) should be submitted
promptly to the JPIA as this will insure that the District is
reimbursed for the expenses incurred;
8. Within thirty (30) days of the receipt of the District's report, the JPIA
will issue a check to the District for reimbursement of the settled
claims plus a $100 administrative fee for each claim settled or
denied;
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9. The settlement reimbursement will be charged to the District in the
next retrospective premium calculations.
10. It is important to note that JPIA's policy has changed with regard to
the experience modification calculations used in developing the
District's deposit premium. Only losses that exceed the District's
Retrospective Attachment Point or $15,000 (whichever is less) will
be used in the calculation. It is therefore usually in the District's
interest to report all small claims.
4.0 PROCEDURES: CLAIMS REPORTING AND HANDLING
Except for those claims that the District decides to handle under the "Small
Claims Settlement Option", all claims filed under the Liability Program shall be
handled according to the following procedures:
A. As a general rule, it is important that the District not be drawn into
arguments with potential claimants. A major part of JPIA's service to the
District is to handle the difficult claimants on the District's behalf. By
reporting promptly, the District can take advantage of the service. Once
the claim has been reported to the JPIA, District staff should refrain from
continued contact with claimants. It is JPIA's responsibility to
communicate all settlement offers and to advise claimants of the status of
the claim.
It is also essential that none of the District's staff give out information
concerning the occurrence to anyone but the appropriate law-enforcement
investigator, JPIA staff, or others assigned by the JPIA to assist in the
investigation of the claim.
1. Initial Reporting:
a. All incidents involving damage to property not owned by the
District, or injury to non-employees of the District, should be
reported promptly to the JPIA by fax or telephone to:
ACWAIJPIA
5620 Birdcage Street, Suite 200
Citrus Heights, CA 95610-7632
Phone: (800) 231-57 42
FAX: (916) 965-6847
e-mail: claims@acwajpia.com
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It is important that the District does not wait for a written
claim to be filed before reporting to the JPIA. We realize that
it is a legal requirement, but unless JPIA has notice of an
incident, they are unable to begin an investigation and are
often unable to adequately investigate if too much time has
passed between the incident date and the report to the JPIA.
If the claim is reported to District's General Counsel,
duplicates of all materials should be forwarded immediately
to the JPIA as well, so that there will be no delay in JPIA's
receipt of the information.
All non-auto incidents should be reported on the "Non-Auto-
Only Incident Report Form". (Exhibit B). This form is for use
by JPIA Member Agencies only to report the incidents to the
JPIA. The form should never be given to the claimant for
completion. If the loss involves a vehicle accident, please
use the "Auto-Only Incident Report Form" (Exhibit C) and
also have the driver complete the "Driver's Report of
Accident". (Exhibit F). Fax the completed forms to the JPIA.
The "Claim Form", (Exhibit D), is the proper form to give to
someone to present a claim to the District. If you receive a
request for a claim form, it is appropriate to gather as much
information as possible and complete an incident form to
forward to the JPIA. JPIA needs to receive the Claim Form
before all the evidence is gone in order to be able to
adequately investigate. Sending JPIA the Incident Report
immediately can be of considerable benefit to the District.
b. Although all liability and property claims will be handled
directly with the JPIA, any emergency claims after 4:30 pm
or on weekends or holidays, can be reported to:
Cunningham Lindsey Adjusters
(800) 235-8784
They provide a 24-hour service for all JPIA Member
Agencies. If the above service is used, the claim must also
be reported to JPIA on the next business day so JPIA may
assume the handling and guidance of the claim.
4
c. A State of California Department of Motor Vehicles SR-1
Form (Exhibit E) should be filed with the Department of
Motor Vehicles (DMV) for any incident involving a District-
owned vehicle. Filing this form is helpful in making uninsured
motorists pay claims or face losing their driver's licenses.
Although the law requiring the filing of this' form does not
apply to public agencies, filing it helps reduce inquiries from
the DMV to your employees.
2. Subsequent Reporting:
Forward all correspondence involving a reported claim directly to
the JPIA. This includes the following:
a. Any claim or letter filed with the District or any subsequent
correspondence or notes of conversations with potential or
actual claimants;
b. Any legal documents or related correspondence from
attorneys or other representatives of claimants or insurance
carriers;
c. Any letters, memos, or notes of conversations, or other
inquiries from interested parties;
d. Any police or other public agencies' reports that are
available; and
e. Any photographs, newspaper articles, etc., that the District
can provide.
3. Initial investigation:
While it is the responsibility of the JPIA to thoroughly investigate
and determine liability in any given case, the assistance of the
District in the initial investigation is often invaluable. If the District
has a representative at the scene, the following guidelines may
improve the quality of the investigation:
5
a. Preserving evidence in a timely fashion is critical to the
outcome of the investigation. The faster the investigator
gets to the accident scene, the less chance there is that
details will be lost. Preserving evidence at the accident
scene generally results in a much more successful and
accurate outcome. Observing and recording evidence such
as instrument readings, control panel settings, plus other
routine observations such as the weather are essential to a
good investigation.
b. Photographs, video cameras, drawings and notes are
among the most valuable methods of recording and
preserving evidence.
1) General and specific scenes should be photographed
to provide a comprehensive record. It is generally
best to take too many photographs, since it is often
difficult to determine what each one will show until
they are developed and reviewed. Photographs of
objects involved in the accident may need some
reference point to show the proper scale. A ruler or
coin, photographed alongside the object, is often
helpful.
2) In addition, accurate and complete notes that explain
the photographs, who took them, and when,
significantly increases their value and the likelihood
that they will be admitted as evidence in a court of
law. We suggest mounting them on a form, such as
the sample that appears in the Attachments. This
also provides a place for notes concerning the
individual photograph.
c. Diagrams are also useful to assist us in understanding the
nature of the occurrence. The more accurately drawn the
better, but even a hand drawn diagram can be used to
present the facts and preserve the investigators recollection
of the incident. There is a diagram on the back side of the
"ACWAIJPIA Driver's Report of Accident" form (Exhibit F)
that is useful for vehicle accidents.
6
d. Witnesses, if found and interviewed promptly, may be the
most important source of information in any investigation.
Record their names, addresses, home and work phone
numbers if at all possible.
1) Identifying witnesses is a critical part of an
investigation. Do not limit yourself to those who
remained on the scene. Discussions with those who
are present may lead to others. A canvas of nearby
businesses or homes may also prove fruitful.
2) If you choose to interview witnesses, they should be
interviewed one at a time in as much privacy as
possible. The accuracy of people's recall is highest
immediately after the incident. Many things interfere
with recall, including discussions with other witnesses,
newspaper accounts or just poor memories. Where
possible, the interviews should be conducted at the
accident scene, which will allow the witnesses to point
out what they consider significant. Remember that
interviews of this type are fact finding. It is a good
idea to point out to the witness that you are only
concerned with the facts at this point, not in assessing
blame.
3) The interview itself should be conducted in as relaxed
an atmosphere as possible. It is far more important
that the interviewer be a good listener than it is to
think of good questions. Your goal is to get a general
idea of what each witness will say, what he saw, and
what value he will have as a witness. Take notes as
unobtrusively as possible. It may be best to wait until
the interview is over before writing anything down.
Unless you have had formal training in taking written
or recorded statements, we do not recommend that
you attempt to do so.
7
-~------~ -~ ~-------------------
e. Facts are essential.
B. LITIGATION
1) Please try to not put a spin or slant on your report.
This creates delays, misunderstandings and tends to
actually increase costs as it often results in needless
litigation to arrive at the truth.
2) All evidence presented to the JPIA is used to make
the appropriate decisions for the District. If you have
done a comprehensive investigation, a written report
outlining all of the evidence obtained may be of
considerable value to JPIA and to the District.
3) The "Incident Report" and "Driver's Report of
Accident" forms, while useful for simple situations,
have obvious limitations in trying to report on a more
complex or detailed investigation. No particular
format is required. The goal is the complete and
objective "what, when, where and who".
1. The JPIA will select and retain appropriate attorneys to defend the
District.
2. When litigation begins, it is important all documents are
immediately forwarded to JPIA as soon as they are received by the
District. All litigation has a very rigid and usually short time frame in
which to respond. Holding a summons or complaint can cause
problems for the JPIA in defending the District.
5.0 RESPONSIBILITIES
A. It is the responsibility of each employee:
1. To carefully follow the procedures outlined in this policy in order to
prevent unnecessary exposure of the District to litigation.
2. To cooperate with the Risk Manager to protect the health, safety
and life of District employees and the public.
3. To follow the procedures outlined in this policy in order to document
any incidents.
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B. It is the responsibility of each Department Manager to ensure:
1. Their staff is versed in the procedures outlined in this policy and
that their staff is aware of the importance of adhering to the
procedures.
2. The Human Resources Department is made aware of any
accidents or incidents impacting the District as soon as possible
after the accident or incident, but no later than 24 hours after, so
appropriate documents, forms and statements may be gathered
and forwarded to JPIA and legal counsel.
C. It is the responsibility of the Human Resources Manager to:
1. Contact the General Manager/Assistant General Manager to make
them aware of any accidents or incidents that could cause an
impact to the District.
2. Ensure contact is made with JPIA and/or legal counsel to apprise
them of the possibility of claims against the District.
3. Ensure all materials: incident reports, notes, forms, photographs,
witness statements, etc. are forwarded to JPIA and/or legal
counsel.
APPROVED:
neth R. Vecchiarelli, General Manager
D~ :l-2 I 2oO"J'
9
7020-09-06
Exhibit 1
Yorba Linda
Water District
Risk Management Claims Policy
Acknowledgement Form
I acknowledge that I have received and read the provisions contained in this Risk
Management Claims Policy. I understand that it is my responsibility to consult my
supervisor or the Human Resources Department if I have any questions that are
not answered in the Policy.
I also understand that the provisions in this Policy are guidelines and are not
intended to be construed as all encompassing.
I further understand that the Yorba Linda Water District reserves the right to add
to, eliminate, or otherwise change, at any time, any of the provisions contained in
this Policy. I understand that any changes will be communicated to me through
my supervisor and that the General Manager has the authority to implement and
interpret this Policy, and to make necessary changes.
I understand that it is my responsibility to follow the provisions contained in this
Policy and any subsequent modifications or amendment and failure to do so may
result in disciplinary action or termination of employment or services.
EMPLOYEE'S NAME (printed):
EMPLOYEE'S SIGNATURE:
DATE: ________________ __
Distribution: Original to Personnel File
Copy: Employee
10
ACWA Joint Powers Insurance Authority
Monthly Small Claims Report
District Name: _________________ _ MonthNear: --------Prepared by: ---------------
Date/Time of Date Claim Claimant's Name Amount of
Claim No. Incident Received (and driver/if auto claim) Brief Description of What Happened Settlement
Approvedby: --------------------------------------White -JPIA Office Copy I Canary-District Office Copy
Date Release
Settled Attached?
Revised January 7, 2003
m >< :::1: -m
=i
l>
I
Non-Auto Only
Incident Report Form
(For Member Ar. encv Use Only)
.eMBER AGENCY: MAIL TO: ACWA/JPIA
5620 Birdcage Street, Suite 200
Citrus Heights, CA 95610-7632
Phone No.: ( )
Previously Reported Yes --
Date & Time of Accident Reported By:
Mo. Day Year Time AM/PM Phone Number:
Location of Loss (Including City & State) Authority Contacted & Report No.
Description of Loss
Property Owner's Name Address I City
Home Phone Business Phone I Estimate of Damages
Describe Damaged Property
Property Owner's Name Address I City
Home Phone Business Phone _I Estimate of Damages
Describe Damaged Property
,,·;:.::::UD/ L: .r::.:tt!: ~::·: <· ·')/::l;iwn ;::::.~;;;;,·.,:,:·,; ,[*'::,,_ ., : ,_,,. :. , .. ;,.:r :• '.•: ~·L·: :·;:.:. :: . , :·:· :, •. ~.: .. :. , :>'
Name & Address I Phone No.
Extent of Injury
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Name & Address
lllame & Address
TThis reoort oreoared bv: Date:
PLEASE KEEP A PHOTO COPY OF THIS FORM FOR YOUR FILES
EXHIBIT B
No --
I Zip Code
I Zip Code
:··:.
I Age
1;S'·'::~c>:'::;•:_: .. ,·,.;,.:,•; ..• ,:: .. "
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Phone No.
Phone No.
Time:
CLM-IRF-100102
MEMBER AGENCY:
Phone No.:
Date & Time of Accident
Mo. Day Year
Location of Accident (Including City & State}
Description of Accident
Driver's Name
Address
Auto Only
Incident Report Form
For Member Use Onl
MAIL TO: ACWNJPIA
5620 Birdcage Street, Suite 200
Citrus Heights, CA 95610-7632
Previously Reported Yes
Reported By:
Time AM I PM Reported To:
Authority Contacted & Report No.
Residence Phone No.
City, State
Date of Birth Drivers License No. Estimate Amount
( scribe Damage
Describe Property (If Auto-Year, Make, Model, Plate No.} Insurance Company/Agent & Phone No.
Owner's Name Business Phone No.
Address City, State
Driver's Name & Address (If Other Than Owner) Business Phone No.
Describe Damage
Name & Address
Extent of Injury
': .. :.
·.,.me & Address
This report prepared by: Date:
PLEASE KEEP A PHOTO COPY OF THIS FORM FOR YOUR FILES
EXHIBIT C
No
Business Phone No.
Zip Code
Where Can Vehicle Be Seen
Insurance Policy No.
Home Phone No.
Zip Code
Home Phone No.
Phone No.
Time:
CLM-IRF-100102
EXHIBIT 0
Claim Form
(A claim shall be presented by the claimant or by a person acting on his behalf )
NAME OF DISTRICT:
1 Claimant name, address {mailing address if different), and phone number.
Name:
Address{es):
Phone Number: { )
2 List name, address, and phone number of any witnesses.
Name:
Address:
Phone Number: ( )
3 List the date, time, place, and other circumstances of the occurrence or transaction, which gave rise to the claim asserted.
Date: Time: Place:
Tell What Happened {give complete information):
NOTE: Attach any photographs you may have regarding this claim.
4 Give a general description of the indebtedness, obligation, injury, damage, or loss incurred so far as it may be known at the time of
presentation of the claim.
5 Give the name or names of the public employee or employees causing the injury, damage, or loss, if known.
6 The amount claimed if it totals less than ten thousand dollars {$10,000) as of the date of presentation of the claim, including the estimated
amount of any prospective injury, damage or loss, insofar as it may be known at the time of the presentation of the claim, together with the
basis of computation of the amount claimed. If the amount claimed exceeds ten thousand dollars ($1 0, 000), no dollar amount shall be included
in the claim. However, it shall indicate whether the claim would be a limited civil case.
Date: Time: Signature:
ANSWER ALL QUESTIONS. OMITTING INFORMATION COULD MAKE YOUR CLAIM LEGALLY INSUFFICIENT!
White --JPIA Office Copy I Yellow--District Office Copy Pink--Claimant Copy Revised June 20. 2007
REPORT OF TRAFFIC ACCIDENT
OCCURRING IN CALIFORNIA
READ IMPORTANT INFORMATION ON BACK
AS APPROPRIATE, PLEASE TYPE OR PRINT IN BOXES
II OF VEHICLES
1
DA~OF~CIDENT r ACCIDENT' LOCATION-CITY/COUNTY (CALIFORNIA ONLY)
EXHIBIT E
DMVUSE ONLY
ON PRIVA.TE PROPERTY
Oves 0No
DRIVING FOR EMPLOYER . TIME oF ACCIDENT 0 AM D ~opped D
. . . . Hour D FM 0 Moving in Traffic Parked 0 Pedestrian 0 Bicyclist D Other (E.G, ROLLAWAYJ I Oves 0No z :. ,0 .:. ·: DRIVER'S NAME (FIRST, MIDDLE, IJ\ST)
.;;;; '
I DRIVER LICENSE NUMBER I STATE
DATE OF BIRTH ;i~' :~ DRIVER'S STREET ADDRESS
i:~f!::::~CI;:;.TYn;-----------------------:ST.;;it;:;:;J~E--,Z:;;;IP:;-;Cv:O:;::;OE;;----~ ITEL;;"E;::;P:;-;H;;:ON-;;:E7,N;";;UM::;B;;:ER;;;S;-----....L..---'1!-_~I!-_ __
. '~> WI< { ) Hm ( )
, ~ . :lcVE=HIC;;:;l;;;E-;;:(Y;;;-EAR....-.:A;;;;ND'-M~AKEu.:;-) -----,~r..VE;;;;HI:n.C:;LE;;;-;;LICEN=s"'e;;-;:P;;-LA;;;;:TE~O;;;R;7V;;;;EHI~C:;L_,.E I;;:;D;:;ENT:;;:I;;;;FI;;;;-CA;;;;::r;;:;ION=Nu~M;;:;BE~R.---..~..___: __ ..;_ __ ,Ir::ST.:;::ti:;;TE:-=--.-::0=.A""~:=s:-::OVE::-:0::::R:-::~=:::-o-
:~): VEHICLEO'MIIER-PERSONORCOMPANY DATE OF BIRTH
,Cl::: I I ·,;z: :1-:AD;;:;;::;OR;;;:E:;;;SS;:------------------;;CI;:;;TY:;--------------------,;st"'I>::;;TE:--...L~!.._....!.,ZI""P'='co""o"'e-
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::;~::~~hlrnNS""U"'RANC=e::-:co=M~PAN=vNAM=:;:-E~(N;;:;OT:::-A:::G:-::EN:;:T::-:OR::;-.;8:=ROI(=IER""0:-::AT"'"'T;:;;H;;::-E:;::TIM~E;:-:OF=r:-::HE:-:A""CCI=oE~NT::-----------,.--..::,IPO""L"'IC~Y:-oNU~M"'B;;ERo-------------
<m::.~ AOIIA/JPIA 5620 Birdcaqe St.t200 Citrus Heiclhts. CA 95610 MOLC 1001
• • coMPANYNAicNuMssR IPOUcveOOiinuous TPOucvHOLCERNAME
· · N/A From: To: Liability Coverage Pool
DRIVING FOR EMPLOYER
0 Stopped in Traffic 0 Parked 0 Pedestrian 0 Bicyclist 0 Other (E.G., ROLLAWAYJ DYes D No
. >~ :";:· DRIVER'S NAME (FIRST, MIDDLE. LAST) I DRIVER LICENSE NUMBER I STATE
,,~:==:=IVER='S::-:S:::TR::;E::ET:-:A::DD::R::E:::::SS;-----------------ST.-:AT-E __ Z_IP_C_O_DE----~-T~-LE-;_H.l.ON_E_N-~-MB-E-RS ___ H_m _ __,(,_,DI'i..,.,T==:/-=-OF::-:B!.,I~==T'""H--
z ·.~~~~~~~--------r.=~~~~~~~~~~~~~~~--~~~--~----~~~~~~~~~--. _iii ; VEHICLE (YEAR AND MAKE)
1
VEHICLE LICENSE PLATE ORVEHlCLE IDENTIFICATION NUMBER
1
STATE o~= or:
.'~. . VEHICLE 0\M'JER-PERSON OR COMPANY DATE OF BIRTH
~ :: ~-===----------------::=:----------'---------:=:--.L_.LI__,I~=-·,aJ;;;·: ADDRESS CITY STATE ZIPCODE
·::~:····. ·~ ', 1-:I::-::NS::-:U:::-RAN~CE:-:CO=:M::cPANY:::-::-:-NAM=-:-:-:c=E-::-(N""OT:-:AG:-::::=SV::-:T:-:OR=::B:=:ROKERJ==:-::AT:::T~H:=E:::::TI::-::ME::cOF=T:-::HE:-:A-::CCI=oe""NT=---------l-r=POLI=CY:-:-:-::NU-::-M:::B:::::ER:-------------
NAME AND ADDRESS OF INDIVIDUAL INJURED OR OECEASED
·W' .~~:
;~;.i' NAME AND ADDRESS OF INDIVIDUAL INJURED OR DECEASED
I POLICY HOLDER NAME
D Injured
0 Deceased
0 Injured
0 Deceased
0 Driver 0 Passenger
0 Bicyclist 0 Pedestrian
0 Driver 0 Passenger
0 Bicyclist 0 Pedestrian II :~~~' OTHER PROPERTY DAMAGED (TELEPHONE POLES, FENCE. UVESTOCI<, ETC.) DAMAGESOr~r50
. .f.I-,P:::::RO:::-P:::E:::RTY=O'MII=ER='S""'NAM,.,-:::E-,AN"'o:-:AO-::OR=ess~---------------------------=D=-'r'i-es_.=!....N....:o ___ _
1 certify under penalty of perjury under the laws of the State of California that the Information entered on this document is true and correct
DATE I PRINTED NAME
SR 1 (REV. 512005) WWW 0ADDITIONAL INFORMATION ATTACHED
A DMVRLE NUMBER
NAME OF INSURANCE COMPANY (NOT AGENCY CA
BRDKEIWlE) THAT ISSUED THE UABIUTY PCLICY '1\l"'l'a'I'JI. lJPIA
COVERING THE ().O£RATIOJol OF YOLJI VEHICLE ~J'U:'l./
POUCV NUMBER POUCV PERIOD
COntinuous I IDLClOOl From: To; DRIVER LICENse NuMaeA N 1-:DA~TE::::=:::o:;::F ~~~c=ciD=:EN:::;T~'-r.::IN-=oR~N:-:::iii:::R:-:e<::::ITY=OR~T::::OI"rtti=-:::,CA::-:UF-:::o::R::::NI::-A ==om.~'tl=-...1.!.;=~-------~-----~--11DAIVER CF YOUR VEHICLE)
~ ~~~~r~~~----------------~~~~~~~---------------*~~~~~~~~ R VEHICLE (YEAR AND MAKE) VEHIClE IDENTIFICATION NUMBER VEHICLE LICENS!; PLATE NUMBER STATE
A ~~--------------------------~------~~~----------------~------------~----N DRIVER ADDRESS
c
E OWNER ADDRESS
FLU NAME Of PCI.ICY HDI.DER ADDRESS
Sf! , A (ReV. &12006)
If the policy was not in effect, this form must be completed and returned to the Department within 20 days.
The undersigned company advises that with respect to the reported accident, the policy reported on the reverse side:
0 WAS NOT IN EFFECT
0 Was not a liability policy 0 Did not cover the vehicle/driver
Policy Number ________________ _
Signature __________________ _
Title--------------------
Date ______________________ _
0 Number is not a company policy number
Polley Period from ______ to ----------
MAIL TO:
Deparbnent of Motor Vehicles
Financial Responsibility
P. 0. Box 942884
Sacramento, CA 94284-0884
SR •A (RI!V. 5120851 WNW
IMPORTANT INFORMATION
California law requires traffic accidents on a California street/highway or private property to be reported to the Department of Motor
Vehicles (DMV) within l 0 days if there was an irijury, death or property damage. Untimely reporting could result in DMV suspending a
driver license. Accidents occurring on December 31, 2002, or prior must result in damages to any one person :SO property in excess of$500,
and accidents occurring on January 1, 2003, or after must result in damages in excess of$750 to be reported. Accidents involving
vehicles not required to be registered such as an off-road vehicle (OHV), implement of husbandry, or snowmobile or occurring on a
military base or occurring on the driver's own property involving only the personal property of the driver and there was no injury or death
are not reportable.
The law requires the driver to file this SR-1 form with DMV regardless of fault. This report must be made in addition to any other report
filed with a law enforcement agency, insurance company, or the California Highway Patrol (CHP) as their reports do not satisfy the filing
requirement. An insurance agent, attorney, or other designated representative may file the report for the driver.
The law requires every driver and every owner of a motor vehicle to be "fmancially responsible" for any injury or damage resulting from
operating or owning a motor vehicle. The minimum insurance level for "financial responsibility" is public liability and property
damage coverage of $15,000 for injury or death of one person, $30,000 for injury or death of two or more persons and $5,000 property
damage per accident. Comprehensive and collision insurance does not meet the legal requirement.
§1806 ofthe California Vehicle Code (CVC) requires the DMV·to record accident information regardless of fault when individuals
report accidents under the Financial Responsibility Law or iflaw enforcement agencies or CHI> investigate and make a report.
WHEN COMPLETING THIS FORM ...
Please print within the spaces and boxes on this form. If you need to provide additional information on a separate piece of paper(s) or you
include a copy of any law enforcement agency report, please check the box to indicate 'Additional Information Attached'. If you are the
passenger reporting the accident, be sure to identify yourself by using the 'other' box and stating 'passenger' in the explanation.
Write unk (for unknown) or none in any space or box when you do not have information on the other party involved.
Give insurance information that is complete and which correctly and fully identifies the company that issued the policy.
Place the correct National Association oflnsurance Commissioners (NAIC) number for your insurance company in the boxes provided.
The NAIC number should be located on your insurance ID card or you can contact your insurance agent or company for the
information.
Identify any person involved in the accident (driver, passenger, bicyclist, pedestrian, etc.) who you saw was injured or complained of
bodily injury or know to be deceased.
• Record in the OTHER PROPERTY DAMAGED section any damage to telephone poles, fences, street signs, guard posts, trees,
livestock, dogs, etc., meeting the filing requirement, including amount This may require that you contact the owner of the property
for an estimate of damages.
Once you have completed this report, please mail it to:
DEPARTMENT OF MOTOR VEHICLES
FINANCIAL RESPONSmiLITY
MAIL STATlON J237
P.O. BOX 942884
SACRAMENTO, CA 94284-0884
DMV does not accept reports or take actions against non-reporting or uninsured motorists unless this SR-I form is sent to DMV by
someone involved in the accident or their designee and the report is received by DMV within one calendar year of the accident date.
ADVISORY STATEMENT
The accident information on the SR-1 is required under the authority ofDivisions 6 and 7 of the California Vehicle Code. Failure to
provide the information will result in suspension ofthe driving privilege. Except as made confidential by law (e.g., medical information)
or exempted under the Public Records Act, the information is a public record, is regularly used by law enforcement agencies and insurance
companies, and is open to public inspection. §16005 CVC limits the public record for SR-1 reports to accident involvement, but does
allow persons with a proper interest (involved drivers, their employers, etc.) to receive specified information. Individuals may inspect or
obtain copies of information contained in their records during regular office hours. The Financial Responsibility Section Manager, 2570
24tb Street, Sacramento, CA 95818 (telephone number: 916-657-6677) is responsible for maintaining this information.
SR 1 (REV. S/2005)
------------
ACWA/JOINT POWERS INSURANCE AUTHORITY EXHIBIT F
5620 Birdcage Street, Suite 200, Citrus Heights, California 95610-7632 ***(800) 231-5742 ***fax (916) 965-6847
DRIVER'S REPORT OF ACCIDENT
Agency Name:
Location of Accident: Accident Date: Time:
Select One
Road Conditions: Weather Conditions:
Direction of Travel of Your Vehicle: Speed:
Direction of Travel of Other Vehicle: Speed:
Police Report Taken? Select One Police Department: Report No.
Name of Police Officer: Badge No.
YOUR VEHICLE (VEHICLE #1)
Year, Make, Model:
Vehicle ID Number (VIN): License Plate No.
Driver: Driver License No.
Address, City, State: Home Phone No.
Department: j Job Title: Supervisor:
Damage to your Vehicle:
OTHER VEHICLE (VEHICLE #2)
Driver: Driver License No.
Address, City, State: Home Phone No.
Year, Make, Model:
License Plate No. State:
Insurance Company: Policy Number:
Insurance Broker Name: Phone No.
Damage to Other Vehicle:
Owner Name: Phone No.
Address, City, State:
OTHER VEHICLE (VEHICLE #3)
Driver: Driver License No.
Address, City, State: Home Phone No.
Year, Make, Model:
License Plate No. State:
Insurance Company: Policy Number:
Insurance Broker Name: Phone No.
Damage to Other Vehicle:
Owner Name: Phone No.
Address, City, State:
INJURED PERSONS
Name: Phone No.
Address, City, State:
Extent of Injury: Driver I Passenger I Veh. #:
Name: Phone No.
Address, City, State:
Extent of Injury: Driver I Passenger I Veh. #:
Name: Phone No.
Address, City, State:
Extent of Injury: Driver I Passenger I Veh. #:
NARRATIVE REPORT: Briefly describe the accident. Add pertinent information not addressed above.
Completed by: Date Submitted:
DIAGRAM: Show the position of each vehicle at the time of the accident and number them according to the numbers
listed above. Indicate the direction of travel using arrows. Indicate traffic signs or signals. Show stationary objects.
* \
Indicate North
/
Indicate North.
<J:J Your Vehicle
([] Other Vehicle(s)
~ Pedestrian
rii. liJ Traffic signal
y Traffic sign
JPIA Driver's Report of Accident Form (revised 10/01/06)