HomeMy WebLinkAbout2017-04-11 - Resolution No. 17-11 RESOLUTION NO. 17-11
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
YORBA LINDA WATER DISTRICT APPROVING,
AUTHORIZING AND DIRECTING THE EXECUTION OF A
JOINT EXERCISE OF POWERS AGREEMENT BY AND
BETWEEN THE YORBA LINDA WATER DISTRICT AND
THE CALIFORNIA MUNICIPAL FINANCE AUTHORITY TO
FORM THE YORBA LINDA WATER DISTRICT
FINANCING AUTHORITY
WHEREAS, the Yorba Linda Water District (the "District") is a county water district duly
organized and existing under and pursuant to Division 12 of the California
Water Code (Section 30000 et seq.); and
WHEREAS, pursuant to the provisions of the Joint Exercise of Powers Act, comprising
Articles 1, 2, 3 and 4 of Chapter 5 of Division 7 of Title 1 (commencing
with section 6500) of the California Government Code (the "JPA Act"), a
number of California cities, counties and special districts, entered into a
joint exercise of powers agreement pursuant to which California Municipal
Finance Authority ("CMFA") was organized (the "CMFA Agreement"); and
WHEREAS, CMFA, upon authorization by its Board, acting pursuant to the JPA Act,
may enter into a joint exercise of powers agreement with one or more
other public agencies pursuant to which such contracting parties may
jointly exercise any power common to them; and
WHEREAS, CMFA and the District desire to create and establish the Yorba Linda
Water District Financing Authority (the "Authority") pursuant to the JPA
Act; and
WHEREAS, the District also desires to become a member of the CMFA; and
WHEREAS, there has been presented to this meeting a proposed form of Joint
Exercise of Powers Agreement (the "Authority Agreement"), by and
between CMFA and the District, which agreement creates and establishes
the Authority; and
WHEREAS, under California law and the Authority Agreement, the Authority will be a
public entity separate and apart from the parties to the Authority
Agreement and the debts, liabilities and obligations of the Authority will not
be the debts, liabilities or obligations of CMFA or the District or any
representative of the District serving on the governing body of the
Authority.
Resolution No. 17-11 Approving Execution of JPA Agreement 1
NOW, THEREFORE, the Board of Directors of the Yorba Linda Water District hereby
finds, determines, declares and resolves as follows:
SECTION 1. The foregoing recitals are true and correct.
SECTION 2. The Authority Agreement is hereby approved in substantially in the form
on file with the Secretary of the Board. Any member of the Board or the
General Manager of the District (each, an "Authorized Signatory") is
hereby authorized and directed, for and on behalf of the District, to
execute and deliver the Authority Agreement, in substantially said form,
with such changes and insertions therein and as such Authorized
Signatory, with the advice of counsel to the District, may approve, such
approval to be conclusively evidenced by the execution and delivery
thereof.
SECTION 3. Pursuant to Section 12 of the CMFA Agreement, CMFA will consider
approving the District becoming a member of CMFA, effective upon
receipt by CMFA of an executed counterpart of the CMFA Agreement,
together with a copy of the resolution of the governing board of the District
approving the CMFA Agreement and the execution and delivery thereof.
SECTION 4. The Authorized Officers, the Secretary of the Board or any other proper
officer of the District, acting singly, be and each of them hereby is
authorized and directed to execute and deliver any and all documents and
instruments and to do and cause to be done any and all acts and things
necessary or proper for carrying out the transactions contemplated by the
this resolution. In the event that the President and Vice President of the
Board are unavailable to sign any of the agreements described herein,
any other member of the Board may sign such agreement.
SECTION 5. This resolution shall take effect immediately.
PASSED AND ADOPTED this 11th day of April, 2017 by the following called vote:
AYES: Directors Hall, Hawkins, Jones, Miller and Nederhood
NOES: None
ABSENT: None
ABSTAIN: None
J. Wayne Miller, Ph.D., President
Yorba Linda Water District
Resolution No. 17-11 Approving Execution of JPA Agreement 2
ATTEST:
Marc Marcan onio, Board Secretary
Yorba Linda Water District
Reviewed as to form by General Counsel:
Andrev/B. Gagenetsq.
Kidman Law LLP
Resolution No. 17-11 Approving Execution of JPA Agreement 3
JOINT EXERCISE OF POWERS AGREEMENT
by and between
YORBA LINDA WATER DISTRICT
and
CALIFORNIA MUNICIPAL FINANCE AUTHORITY
creating the
YORBA LINDA WATER DISTRICT FINANCING AUTHORITY
April 11, 2017
TABLE OF CONTENTS
Section 1. Definitions ........................................................................................................................... 1
Section 2. Purpose ............................................................................................................................... 2
Section 3. Term .................................................................................................................................... 2
Section 4. The Authority ....................................................................................................................... 2
Section 5. Powers ................................................................................................................................ 5
Section 6. Termination of Powers ........................................................................................................ 6
Section 7. Fiscal Year .......................................................................................................................... 6
Section 8. Disposition of Assets ........................................................................................................... 6
Section 9. Contributions and Advances ............................................................................................... 6
Section 10. Bonds .................................................................................................................................. 6
Section 11. Agreement not Exclusive .................................................................................................... 7
Section 12. Accounts and Reports ......................................................................................................... 7
Section 14. Conflict of Interest Code ..................................................................................................... 8
Section 15. Breach ................................................................................................................................. 8
Section 16. Notices ................................................................................................................................ 8
Section 17. Withdrawal .......................................................................................................................... 8
Section 18. Effectiveness ....................................................................................................................... 8
Section 19. Severability .......................................................................................................................... 8
Section 20. Successors; Assignment ..................................................................................................... 8
Section 21. Amendment of Agreement .................................................................................................. 8
Section 22. Form of Approvals ............................................................................................................... 8
Section 23. Waiver of Personal Liability ................................................................................................. 9
Section 24. Notices ................................................................................................................................ 9
Section 25. Section Headings ................................................................................................................ 9
Section 26. Miscellaneous ..................................................................................................................... 9
JOINT EXERCISE OF POWERS AGREEMENT
THIS AGREEMENT, dated April 11, 2017, by and between the YORBA LINDA WATER
DISTRICT, a county water district duly organized and existing under and by virtue of the laws of
the State of California (the “Local Agency”), and CALIFORNIA MUNICIPAL FINANCE
AUTHORITY, a joint exercise of powers authority organized and existing under and by virtue of
the laws of the State of California (“CMFA”).
DECLARATION OF PURPOSE
A. Chapter 5 of Division 7 of Title 1 of the California Government Code (the “Act”)
authorizes the Local Agency and CMFA to create a joint exercise of powers entity which has the
power to exercise any powers common to the Local Agency and CMFA and to exercise
additional powers granted to it under the Act. This Agreement creates such an agency, which
shall be known as the Yorba Linda Water District Financing Authority (the “Authority”) for the
purposes and to exercise the powers described herein.
B. The Local Agency is authorized to buy, sell, lease and use property and to incur
indebtedness for public purposes pursuant to the California Government Code and other laws of
the State of California.
C. CMFA is authorized to buy, sell and lease property and to issue bonds, expend
bond proceeds, and borrow and loan money for any of its corporate purposes pursuant to the
Act and a Joint Exercise of Powers Agreement Relating to the California Municipal Finance
Authority, dated as of January 1, 2004, as amended, by and among the cities, counties, districts
and other political subdivisions that are parties to that agreement.
D. Article 4 of the Act (known as the “Marks-Roos Local Bond Pooling Act of
1985”) authorizes and empowers the Authority to issue bonds and to purchase bonds issued by,
or to make loans to, the Local Agency or CMFA for financing public capital improvements,
working capital, liability and other insurance needs, or projects whenever there are significant
public benefits, as determined by the Local Agency or CMFA. The Marks-Roos Local Bond
Pooling Act of 1985 further authorizes and empowers the Authority to sell bonds so issued or
purchased to public or private purchasers at public or negotiated sale.
TERMS OF AGREEMENT
Section 1. Definitions. Unless the context otherwise requires, the terms defined in this
Section 1 shall for all purposes of this Agreement have the meanings herein specified.
“Act” shall mean Articles 1, 2 and 4 of Chapter 5 of Division 7 of Title 1 of the California
Government Code, as amended.
“Agreement” shall mean this Joint Exercise of Powers Agreement, as it may be
amended from time to time, creating the Authority.
“Authority” shall mean the Yorba Linda Water District Financing Authority created by this
Agreement.
“Board” or “Board of Directors” shall mean the governing board of the Authority.
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“Bonds” shall mean bonds and any other evidence of indebtedness of the Authority
authorized and issued pursuant to the Act.
“CMFA” shall mean California Municipal Finance Authority, a joint exercise of powers
authority, duly organized and existing under and by virtue of the laws of the State.
“Indenture” shall mean each indenture, trust agreement or other such instrument
pursuant to which Bonds are issued.
“Local Agency” shall mean the Yorba Linda Water District, a county water district duly
organized and existing under and by virtue of the laws of the State.
“Member” or “Members” shall mean the Local Agency and/or CMFA, as appropriate.
“State” shall mean the State of California.
Section 2. Purpose. This Agreement is made pursuant to the Act for the purpose of
assisting in the financing and refinancing of capital improvement projects of the Local Agency
and to finance working capital for the Local Agency by exercising the powers referred to in this
agreement and shall benefit no other entity. Any Bonds issued by the Authority shall be solely
for projects benefiting the Local Agency.
Section 3. Term. This Agreement shall become effective as of the date hereof and shall
continue in full force and effect until terminated by a supplemental agreement of CMFA and the
Local Agency; provided, however, that in no event shall this Agreement terminate while any
Bonds or other obligations of the Authority remain outstanding under the terms of any indenture,
trust agreement, contract, agreement, lease, sublease or other instrument pursuant to which
such Bonds are issued or other obligations are incurred.
Section 4. The Authority.
(a) Creation of the Authority. There is hereby created pursuant to the Act an authority
and public entity to be known as the “Yorba Linda Water District Financing Authority.” As
provided in the Act, the Authority shall be a public entity separate from the Local Agency and
CMFA. The debts, liabilities and obligations of the Authority shall not constitute debts, liabilities
or obligations of the Local Agency or CMFA.
Within 30 days after the effective date of this Agreement or any amendment hereto, the
Authority will cause a notice of this Agreement or amendment to be prepared and filed with the
office of the Secretary of State of the State in the manner set forth in sections 6503.5 of the Act.
Such notice shall also be filed with the office of the Finance Director of the State.
(b) Governing Board. The Authority shall be administered by the Board, which shall
consist of the five members of the Board of Directors of the Local Agency. The term of office as
a member of the Board shall terminate when such member of the Board shall cease to hold its
respective office at the Local Agency, and the successor to such officer or director of the Local
Agency shall become a member of the Board, upon assuming such office.
Members of the Board shall not receive any compensation for serving as such, but shall
be entitled to reimbursement for any expenses actually incurred in connection with serving as a
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member if the Board shall determine that such expenses shall be reimbursed and there are
unencumbered funds available for such purpose.
(c) Meetings of Board.
(1) Time and Place. The Board shall hold regular meetings concurrently with
meetings of the Local Agency. The Board may suspend the holding of regular meetings so long
as there is no need for Authority business. The Board may hold special meetings at any time
and from time to time in accordance with law, provided that any action taken regarding the sale
of Bonds shall occur by resolution placed on a noticed and posted meeting agenda for a regular
meeting of the Authority.
(2) Legal Notice. All regular and special meetings of the Board shall be called,
noticed, held and conducted subject to the provisions of the Ralph M. Brown Act (Chapter 9 of
Part 1 of Division 2 of Title 5 of the California Government Code), or any successor legislation
hereafter enacted.
(3) Minutes. The Secretary of the Authority shall cause minutes of all meetings
of the Board to be kept and shall, as soon as practicable after each meeting, cause a copy of
the minutes to be forwarded to each member of the Board and to the Local Agency and CMFA.
(4) Quorum. A majority of the members of the Board shall constitute a quorum
for the transaction of business, except that less than a quorum may adjourn meetings from time
to time.
(d) Officers; Duties; Bonds.
(1) The officers of the Authority shall be the Chair, Vice Chair, Executive Director,
Secretary and Treasurer. Such officers may be directors or officers of the Local Agency serving
ex officio.
(2) The Chair of the Authority shall be the Board member who is the President of
the Board of Directors of the Local Agency. The term of office of the Chair shall be the same as
the term of the President of the Board of Directors of the Local Agency. The Chair shall preside
at all meetings of the Authority, and shall submit such information and recommendations to the
Board as he or she may consider proper concerning the business, policies and affairs of the
Authority. The Vice President of the Board of Directors of the Local Agency shall perform the
duties of the Chair of the Authority in the absence or incapacity of the Chair of the Authority.
(3) The Vice Chair shall be the Board member who is the Vice President of the
Board of Directors of the Local Agency. The term of office of the Vice Chair shall be the same
as the term of the Vice President of the Board of Directors of the Local Agency. The Vice Chair
shall perform the duties of the Chair in the absence or incapacity of the Chair. In case of the
resignation or death of the Chair, the Vice Chair shall perform such duties as are imposed on
the Chair, until such time as a new Chair is selected or appointed.
(4) The General Manager of the Local Agency is hereby designated as the
Executive Director of the Authority and shall be responsible for execution and supervision of the
affairs of the Authority. Except as otherwise authorized by resolution of the Board, the
Executive Director or the Executive Director’s designee shall sign all contracts, deeds and other
instruments executed by the Authority. In addition, subject to the applicable provisions of any
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trust agreement, indenture or resolution providing for a trustee or other fiscal agent, the
Executive Director is designated as the public officer or person who has charge of, handles, or
has access to any property of the Authority, and shall file an official bond if so required by the
Board and, as such, shall have the powers, duties and responsibilities specified in Section
6505.1 of the Act.
(5) The Executive Secretary of the Local Agency is hereby designated as the
Secretary of the Authority. The Secretary shall keep the records of the Authority, shall act as
Secretary at the meetings of the Authority and record all votes, and shall keep a record of the
proceedings of the Authority in a journal of proceedings to be kept for such purpose, and shall
perform all duties incident to the office.
(6) The Finance Manager of the Local Agency is hereby designated as the
Treasurer of the Authority. The Treasurer of the Authority is designated as the public officer or
person who has charge of, handles, or has access to any property of the Authority, and such
officer shall file an official bond in the amount of $25,000 as required by Section 6505.1 of the
Act; provided, that such bond shall not be required if the Authority does not possess or own
property or funds with an aggregate value of greater than $500 (excluding amounts held by a
trustee or other fiduciary in connection with any Bonds). The cost of the bond shall be paid by
the Local Agency.
(7) So long as required by Sections 6505 and 6505.5 of the Act, the Treasurer of
the Authority shall prepare or cause to be prepared: (a) a special audit as required pursuant to
Section 6505 of the Act every year during the term of this Agreement; and (b) a report in writing
on the first day of July, October, January and April of each year to the Board, the Local Agency
and CMFA, which report shall describe the amount of money held by the Treasurer of the
Authority for the Board, the amount of receipts since the last such report, and the amount paid
out since the last such report (which may exclude amounts held by a trustee or other fiduciary in
connection with any Bonds to the extent that such trustee or other fiduciary provides regular
reports covering such amounts).
(8) The services of the officers shall be without compensation by the Authority.
The Local Agency will provide such other administrative services as required by the Authority,
and shall not receive economic remuneration from the Authority for the provision of such
services.
(9) The Board shall have the power to appoint such other officers and employees
as it may deem necessary and to retain independent counsel, consultants and accountants.
(10) All of the privileges and immunities from liability, exemptions from laws,
ordinances and rules, all pension, relief, disability, worker’s compensation and other benefits
which apply to the activities of officers, agents or employees of the Members when performing
their respective functions within the territorial limits of their respective Member, shall apply to
them to the same degree and extent while engaged in the performance of any of their functions
and duties extraterritorially under the provisions of this Agreement.
(11) None of the officers, agents or employees, if any, directly employed by the
Authority shall be deemed, by reason of their employment by the Authority, to be employed by
any Member or, by reason of their employment by the Authority, to be subject to any of the
requirements of any Member.
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(12) The Members hereby confirm their intent and agree that, as provided in
Section 4(a) hereof and in the Act, the debts, liabilities and obligations of the Authority shall not
constitute debts, liabilities or obligations of the Local Agency or CMFA, and they do not intend
by the following sentence to impair this provision. Notwithstanding Section 4(a) hereof and the
Act, the Local Agency and the Authority shall indemnify, defend and hold harmless CMFA and
each of CMFA’s officers, directors, employees, attorneys and agents from and against any and
all costs, expenses, losses, claims, damages and liabilities directly or indirectly arising out of or
in connection with the activities of the Authority, including but not limited to any transaction or
series of transactions undertaken by or for the benefit of the Local Agency. CMFA may elect to
defend itself in any such action with counsel of its choice, the reasonable fees of such counsel
to be paid by the Local Agency. The Authority and the Local Agency shall be jointly and
severally liable for any indemnity obligation owed to CMFA or any other indemnified party under
this paragraph. Notwithstanding the provisions of Section 895.6 of the Government Code of the
State, the Local Agency shall not have any right to contribution from CMFA. This paragraph
shall survive the termination of this Agreement.
(13) In any event, the Authority or the Local Agency shall cause all records
regarding the Authority’s formation, existence, operations, any Bonds issued by the Authority,
obligations incurred by it and proceedings pertaining to its termination to be retained for at least
six (6) years following termination of the Authority or final payment of any Bonds issued by the
Authority, whichever is later.
(14) Confirmation of officers shall be the first order of business at the first
meeting of the Authority, regular or special, held in each calendar year.
(15) No Board member, officer, agent or employee of the Authority, without
prior specific or general authority by a vote of the Board, shall have any power or authority to
bind the Authority by any contract, to pledge its credit, or to render it liable for any purpose in
any amount.
Section 5. Powers. The Authority shall have any and all powers which are common
powers of the Local Agency and CMFA, and the powers separately conferred by law upon the
Authority. All such powers, whether common to the Members or separately conferred by law
upon the Authority, are specified as powers of the Authority, except any such powers which are
specifically prohibited to the Authority by applicable law. The Authority’s exercise of its powers
is subject to the restrictions upon the manner of exercising the powers of the Local Agency.
The Authority is hereby authorized, in its own name, to do all acts necessary or
convenient for the exercise of its powers, including, but not limited to, any or all of the following:
to sue and be sued; to make and enter into contracts; to employ agents, consultants, attorneys,
accountants, and employees; to acquire, hold or dispose of property, whether real or personal,
tangible or intangible, wherever located; to issue Bonds or otherwise incur debts, liabilities or
obligations to the extent authorized by the Act or any other applicable provision of law and to
pledge any property or revenues or the rights thereto as security for such Bonds and other
indebtedness.
Notwithstanding the foregoing, the Authority shall have any additional powers conferred
under the Act or under applicable law, insofar as such additional powers may be necessary to
accomplish the purposes set forth in Section 2 hereof.
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Section 6. Termination of Powers. The Authority shall continue to exercise the powers
herein conferred upon it until the termination of this Agreement in accordance with Section 3
hereof.
Section 7. Fiscal Year. Unless and until changed by resolution of the Board, the fiscal
year of the Authority shall be the period from July 1 of each year to and including the following
June 30, except for the first fiscal year, which shall be the period from the date of this
Agreement to June 30, 2017.
Section 8. Disposition of Assets. Upon termination of this Agreement pursuant to
Section 3 hereof, any surplus money in possession of the Authority or on deposit in any fund or
account of the Authority shall be returned in proportion to any contributions made as required by
Section 6512 of the Act. The Board is vested with all powers of the Authority for the purpose of
concluding and dissolving the business affairs of the Authority. After rescission or termination of
this Agreement pursuant to Section 3 hereof, all property of the Authority, both real and
personal, shall be distributed to the Local Agency, subject to Section 9 hereof.
Section 9. Contributions and Advances. Contributions or advances of public funds and
of personnel, equipment or property may be made to the Authority by the Local Agency and
CMFA for any of the purposes of this Agreement. Payment of public funds may be made to
defray the cost of any such contribution. Any such advance made in respect of a revenue-
producing facility shall be made subject to repayment, and shall be repaid, in the manner
agreed upon by the Local Agency or CMFA, as the case may be, and the Authority at the time
of making such advance as provided by Section 6512.1 of the Act. It is mutually understood
and agreed that neither the Local Agency nor CMFA has any obligation to make advances or
contributions to the Authority to provide for the costs and expenses of administration of the
Authority, even though either may do so. The Local Agency or CMFA may allow the use of
personnel, equipment or property in lieu of other contributions or advances to the Authority.
Section 10. Bonds.
(a) Authority to Issue Bonds. When authorized by the Act or other applicable provisions
of law and by resolution of the Board, the Authority may issue Bonds for the purpose of raising
funds for the exercise of any of its powers or to otherwise carry out its purposes under this
Agreement. Said Bonds shall have such terms and conditions as are authorized by the Board.
Notwithstanding the foregoing, the Authority shall not incur any form of indebtedness for the
repayment of money borrowed, including (but not limited to) bonds, debentures, notes, loans,
leases, installment purchase agreements or other securities, without the prior written approval of
CMFA, which approval shall not be unreasonably withheld or delayed; provided, however, that
the Authority shall pay to CMFA: (i) upon the incurrence of such indebtedness, a closing fee in
an amount equal to the issuance fee that a borrower would pay to CMFA for the same type of
transaction issued by CMFA, in accordance with the CMFA fee schedule in effect on such date
of incurrence; and (ii) annually in advance, on the date of incurrence of such indebtedness and
on each anniversary thereof until the indebtedness is retired, an annual fee equal to the annual
fee, if any, that a borrower would pay to CMFA for the same type of transaction issued by
CMFA, in accordance with the CMFA fee schedule in effect on the date of such incurrence.
(b) Bonds Limited Obligations. The Bonds, including the principal and any purchase
price thereof, and the interest and premium, if any, thereon, shall be special obligations of the
Authority payable solely from, and secured solely by, the revenues, funds and other assets
pledged therefor under the applicable Indenture(s) and shall not constitute a charge against the
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general credit of the Authority. The Bonds shall not be secured by a legal or equitable pledge
of, or lien or charge upon or security interest in, any property of the Authority or any of its
income or receipts except the property, income and receipts pledged therefor under the
applicable Indenture(s). The Bonds shall not constitute a debt, liability or obligation of the State
or any public agency thereof, including CMFA and the Local Agency, other than the special
obligation of the Authority as described above. Neither the faith and credit nor the taxing power
of the State or any public agency thereof, including CMFA and the Local Agency, shall be
pledged to the payment of the principal or purchase price of, or the premium, if any, or interest
on the Bonds nor shall the State or any public agency or instrumentality thereof, including
CMFA and the Local Agency, in any manner be obligated to make any appropriation for such
payment. The Authority shall have no taxing power.
No covenant or agreement contained in any Bond or Indenture shall be deemed to be a
covenant or agreement of any director, officer, agent or employee of the Authority, the Local
Agency or CMFA, in his or her individual capacity, and no director or officer of the Authority
executing a Bond shall be liable personally on such Bond or be subject to any personal liability
or accountability by reason of the issuance of such Bond.
Section 11. Agreement not Exclusive. This Agreement shall not be exclusive and shall
not be deemed to amend or alter the terms of other agreements between the Local Agency and
CMFA, except as the terms of this Agreement shall conflict therewith, in which case the terms of
this Agreement shall prevail.
Section 12. Accounts and Reports. All funds of the Authority shall be strictly accounted
for in books of account and financial records maintained by the Authority, including a report of
all receipts and disbursements. The Authority shall establish and maintain such funds and
accounts as may be required by generally accepted accounting principles and by each
Indenture for outstanding Bonds (to the extent such duties are not assigned to a trustee for
owners of Bonds). The books and records of the Authority shall be open to inspection at all
reasonable times by the Local Agency and CMFA and their representatives.
The Authority shall require that each Indenture provide that the trustee appointed
thereunder shall establish suitable funds, furnish financial reports and provide suitable
accounting procedures to carry out the provisions of such Indenture. Said trustee may be given
such duties in said Indenture as may be desirable to carry out the requirements of this Section
12.
(a) Audits. The Treasurer of the Authority shall cause an independent audit to be made
of the books of accounts and financial records of the Authority in compliance with the
requirements of the Act. Any costs of the audit, including contracts with, or employment of,
certified public accountants or public accountants in making an audit pursuant to this Section
12, shall be borne by the Authority and shall be a charge against any unencumbered funds of
the Authority available for that purpose.
(b) Audit Reports. The Treasurer of the Authority, as soon as practicable after the close
of each Fiscal Year but in any event within the time necessary to comply with the requirements
of the Act shall file a report of the audit performed pursuant to this Section 12(b) as required by
the Act and shall send a copy of such report to public entities and persons in accordance with
the requirements of the Act.
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Section 13. Funds. Subject to the provisions of each Indenture for outstanding Bonds
providing for a trustee to receive, have custody of and disburse funds which constitute Authority
funds, the Treasurer of the Authority shall receive, have the custody of and disburse Authority
funds pursuant to accounting procedures approved by the Board and shall make the
disbursements required by this Agreement or otherwise necessary to carry out the provisions
and purposes of this Agreement.
Section 14. Conflict of Interest Code. The Authority shall, by resolution, adopt a Conflict
of Interest Code to the extent required by law. Such Conflict of Interest Code may be the
conflict of interest code of the Local Agency.
Section 15. Breach. If default shall be made by the Local Agency or CMFA in any
covenant contained in this Agreement, such default shall not excuse either the Local Agency or
CMFA from fulfilling its obligations under this Agreement and the Local Agency and CMFA shall
continue to be liable for the performance of all conditions herein contained. The Local Agency
and CMFA hereby declare that this Agreement is entered into for the benefit of the Authority
created hereby and the Local Agency and CMFA hereby grant to the Authority the right to
enforce by whatever lawful means the Authority deems appropriate all of the obligations of each
of the parties hereunder. Each and all of the remedies given to the Authority hereunder or by
any law now or hereafter enacted are cumulative and the exercise of one right or remedy shall
not impair the right of the Authority to any or all other remedies.
Section 16. Notices. Notices and other communications hereunder to the parties shall
be sufficient if delivered to the clerk or secretary of the governing body of each party.
Section 17. Withdrawal. Neither CMFA nor the Local Agency may withdraw from this
Agreement prior to the end of the term of this Agreement determined in accordance with Section
3.
Section 18. Effectiveness. This Agreement shall become effective and be in full force
and effect and a legal, valid and binding obligation of CMFA and the Local Agency when each
party has executed a counterpart of this Agreement.
Section 19. Severability. Should any part, term, or provision of this Agreement be
decided by the courts to be illegal or in conflict with any law of the State, or otherwise be
rendered unenforceable or ineffectual, the validity of the remaining parts, terms or provisions
hereof shall not be affected thereby.
Section 20. Successors; Assignment. This Agreement shall be binding upon and shall
inure to the benefit of the successors of the parties hereto. Except to the extent expressly
provided herein, neither party may assign any right or obligation hereunder without the consent
of the other.
Section 21. Amendment of Agreement. This Agreement may be amended by
supplemental agreement executed by the Members at any time; provided, however, that this
Agreement may be terminated only in accordance with Section 3 hereof and, provided further,
that such supplemental agreement shall be subject to any restrictions contained in any Bonds or
documents related to any Bonds to which the Authority is a party.
Section 22. Form of Approvals. Whenever an approval is required in this Agreement,
unless the context specifies otherwise, it shall be given, in the case of CMFA, by resolution duly
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adopted by the board of directors of CMFA, and, in the case of the Local Agency, by resolution
duly adopted by the Board of Directors of the Local Agency, and, in the case of the Authority, by
resolution duly adopted by the Board. Whenever in this Agreement any consent or approval is
required, the same shall not be unreasonably withheld.
Section 23. Waiver of Personal Liability. No member, officer or employee of the
Authority, the Local Agency or CMFA shall be individually or personally liable for any claims,
losses, damages, costs, injury and liability of any kind, nature or description arising from the
actions of the Authority or the actions undertaken pursuant to this Agreement, and the Local
Agency shall defend such members, officers or employees against any such claims, losses,
damages, costs, injury and liability. Without limiting the generality of the foregoing, no member,
officer or employee of the Authority or of any Member shall be personally liable on any Bonds or
be subject to any personal liability or accountability by reason of the issuance of Bonds pursuant
to the Act and this Agreement. To the full extent permitted by law, the Board shall provide for
indemnification by the Authority of any person who is or was a member of the Board, or an
officer, employee or other agent of the Authority, and who was or is a party or is threatened to
be made a party to a proceeding by reason of the fact that such person is or was such a
member of the Board, or an officer, employee or other agent of the Authority, against expenses,
judgments, fines, settlements and other amounts actually and reasonably incurred in connection
with such proceeding, if such person acted in good faith and in the course and scope of his or
her office, employment or agency. In the case of a criminal proceeding, the Board may provide
for indemnification and defense of a member of the Board, or an officer, employee or other
agent of the Authority to the extent permitted by law.
Section 24. Notices. Notices to the Local Agency hereunder shall be sufficient if
delivered to the Finance Manager of the Local Agency, and notices to CMFA hereunder shall be
sufficient if delivered to the financial advisor of CMFA.
Section 25. Section Headings. All section headings contained herein are for
convenience of reference only and are not intended to define or limit the scope of any provision
of this Agreement.
Section 26. Miscellaneous. This Agreement may be executed in several counterparts,
each of which shall be an original and all of which shall constitute but one and the same
instrument.
Where reference is made to duties to be performed for the Authority by a public official
or employee, such duties may be performed by that person’s duly authorized deputy or
assistant. Where reference is made to actions to be taken by CMFA or the Local Agency, such
action may be exercised through the officers, staff or employees of CMFA or the Local Agency,
as the case may be, in the manner provided by law.
THIS AGREEMENT IS MADE IN THE STATE, UNDER THE CONSTITUTION AND
LAWS OF THE STATE AND IS TO BE CONSTRUED AS A CONTRACT MADE AND TO BE
PERFORMED IN THE STATE.
This Agreement is the complete and exclusive statement of the agreement among the
parties with respect to the subject matter hereof, which supersedes and merges all prior
proposals, understandings, and other agreements, whether oral, written, or implied in conduct,
between the parties relating to the subject matter of this Agreement.