HomeMy WebLinkAbout2017-03-14 - Board of Directors Meeting Minutes 2017-047
MINUTES OF THE
YORBA LINDA WATER DISTRICT
BOARD OF DIRECTORS REGULAR MEETING
Tuesday, March 14, 2017, 6:30 p.m.
1717 E Miraloma Ave, Placentia CA 92870
1. CALL TO ORDER
President Miller called the meeting to order at 6:31 p.m.
2. PLEDGE OF ALLEGIANCE
3. ROLL CALL
DIRECTORS PRESENT STAFF PRESENT
J. Wayne Miller, President Marc Marcantonio, General Manager
Al Nederhood, Vice President Steve Conklin, Engineering Manager
Phil Hawkins, Director John DeCriscio, Operations Manager
Brooke Jones, Director Gina Knight, HR/Risk and Safety Manager
Delia Lugo, Finance Manager
DIRECTORS ABSENT Art Vega, Information Technology Manager
Andrew J. Hall, Director Annie Alexander, Executive Assistant
Cindy Botts, Water Consv Sup/Mgmt Analyst
Marcus Millen, Records Mgmt Specialist
Malissa Muttaraid, Public Affairs Representative
ALSO PRESENT
Andrew Gagen, Partner, Kidman Law LLP
Beth Haney, Councilmember, City of Yorba Linda
Tom Lindsay, Councilmember, City of Yorba Linda
Melody McDonald, Director, San Bernardino Valley Water Conservation District
Paul Dorey, Director, Vista Irrigation District
Bill Knutson, Executive Committee Member, ACWA/JPIA
Andy Sells, Chief Executive Officer, ACWA/JPIA
4. ADDITIONS/DELETIONS TO THE AGENDA
None.
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5. INTRODUCTIONS AND PRESENTATIONS
5.1. Refund from ACWA/JPIA's Rate Stabilization Fund
Mr. Andy Sells provided a brief overview of ACWA/JPIA's insurance
services, the purpose of the agency's rate stabilization fund, training
programs available to the District, and the Executive Committee's role and
responsibilities. He then presented the Board with a refund check in the
approximate amount of $81,000.
5.2. Elected Official Liaison Reports
Councilmember Beth Haney reported on various upcoming activities
scheduled to commemorate the City of Yorba Linda's 501h anniversary.
6. PUBLIC COMMENTS
Ms. Claudia Lynch (resident) commented on benefits provided to board
members, the recent election, Director attendance at City Council
meetings, the Fairmount Booster Pump Station Upgrade Project, and a
recent newspaper column.
Mr. Ben Parker (resident) commented on a public records request he'd
previously submitted for the District's financial model which had been
denied based on certain exemptions. He asked that the District reconsider
its position on this matter and provide him with an electronic copy of the
model and the name(s) of the employee(s) who reviewed his original
request.
Mr. Andrew Gagen stated that the District's position on this matter had not
changed and reviewed the exemptions cited in the response to Mr.
Parker's request.
Mr. Kent Ebinger (resident) commented on the District's previous
distribution of draft documents.
Mr. Marc Marcantonio explained that the financial model was considered a
software program. While reports generated from the model may be
considered public record, the software program itself is not.
Ms. Cristy Parker (resident) commented on the deliberative process,
weighing the public interest served by disclosure of records versus
nondisclosure, and preliminary drafts as related to Mr. Parker's request.
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President Miller suggested that Mr. Parker's new request as stated during
the meeting be referred to legal counsel.
Ms. Cristy Parker (resident) stated that the financial model was a
spreadsheet which should be made available to the public and
commented on associated case law.
Mr. Gagen noted that the model contained formulas which had been
developed for the District by Mr. Sanjay Gaur of Raftelis.
Ms. Delia Lugo stated she had put in a call to Mr. Gaur who was out of the
office regarding the proprietary status of the model.
Ms. Cristy Parker (resident) stated that Mr. Raftelis had indicated the
model was non-proprietary during a previous workshop meeting.
7. CONSENT CALENDAR
Director Hawkins made a motion, seconded by Director Jones, to approve the
Consent Calendar. Motion carried 4-0-0-1 with Director Hall being absent.
7.1. Payments of Bills, Refunds, and Wire Transfers
Recommendation: That the Board of Directors ratify and authorize
disbursements in the amount of$485,001.16.
7.2. Terms and Conditions for Water and Sewer Service with Thomas Tonelli,
6011 Grandview Avenue, Yorba Linda
Recommendation: That the Board of Directors approve the Terms and
Conditions for Water and Sewer Service with Thomas Tonelli, Job No.
2017-10S.
8. ACTION CALENDAR
8.1. Requests for Concurring Nomination Resolutions for the ACWA/JPIA 2017
Executive Committee Election
Ms. Gina Knight explained that at the previous Board meeting, staff had
been instructed to invite each of the candidates requesting nomination to
speak at this meeting. Due to schedule conflicts, only two individuals
were able to attend.
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Director Melody McDonald, of the San Bernardino Valley Water
Conservation District, commented on her service as an elected official and
on various ACWA/JPIA committees. She then asked that the Board
consider nominating and voting for her in ACWA/JPIA's upcoming
Executive Committee Election.
Director Paul Dorey, of the Vista Irrigation District, commented on
professional work experience and his service as an elected official and on
ACWA/JPIA's Liability Committee.
Director Hawkins made a motion, seconded by Director Miller, to adopt
Resolution No. 17-04 concurring in the nomination of David A. Drake of
Rincon del Diablo MWD to the Executive Committee of ACWA/JPIA.
Motion carried 4-0-0-1 on a Roll Call vote with Director Hall being absent.
Director Hawkins made a motion, seconded by Director Jones, to adopt
Resolution No. 17-05 concurring in the nomination of Thomas A. Cuquet
of South Sutter Water District to the Executive Committee of ACWA/JPIA.
Motion carried 3-1-0-1 on a Roll Call vote with Director Nederhood voting
No and Director Hall being absent.
Director Hawkins made a motion, seconded by Director Jones, to adopt
Resolution No. 17-06 concurring in the nomination of Paul E. Dorey of
Vista Irrigation District to the Executive Committee of ACWA/JPIA. Motion
carried 4-0-0-1 on a Roll Call vote with Director Hall being absent.
Director Miller made a motion, seconded by Director Hawkins, to adopt
Resolution No. 17-07 concurring in the nomination of Kathleen, J. Tiegs of
Cucamonga Valley Water District to the Executive Committee of
ACWA/JPIA. Motion carried 4-0-0-1 on a Roll Call vote with Director Hall
being absent.
Director Hawkins made a motion, seconded by Director Jones, to adopt
Resolution No. 17-08 concurring in the nomination of Melody A. McDonald
of San Bernardino Valley Water Conservation District to the Executive
Committee of ACWA/JPIA. Motion carried 4-0-0-1 on a Roll Call with
Director Hall being absent.
8.2. Increasing Issuance Amount of Refunding Revenue Bonds, Series 2017A
to Fund Capital Improvements
Ms. Delia Lugo explained that the Board previously authorized the
issuance of refunding revenue bonds in an amount not to exceed
$28,000,000. Since that time, there was discussion of potentially issuing
bonds to fund the remaining construction costs of the Fairmont Booster
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Pump Station Upgrade Project in the approximate amount of $6,000,000.
Including these bonds with the current refunding opportunity rather than
issuing them separately would save the District approximately $300,000.
In order to move forward with this option, the legal documents would need
to be amended and a new resolution adopted. She then reviewed
Fieldman Rolapp's 5-year projections for the District's debt service
coverage ratio and days of cash on hand under this new bond issuance
scenario.
Mr. Kent Ebinger (resident) commented on potential prepayment penalties
and interest rates associated with the refunding opportunity.
Mr. Ben Parker (resident) commented on the 2008 Certificates of
Participation and interest rates associated with the refunding opportunity.
The Board then discussed letting the refunding opportunity remain as is
versus restructuring it to include additional funding.
Director Hawkins made a motion, seconded by Director Jones, to
restructure the advance refunding opportunity and request additional
funding to complete construction of the Fairmont Booster Pump Station
Upgrade Project. Motion carried 4-0-0-1 with Director Hall being absent.
8.3. Independent Audit Services Contract
Ms. Lugo explained that staff had solicited proposals for independent audit
services for the District through fiscal year 2019 with the option of
extending the contract for two subsequent one-year terms. Five out of
seven firms responded. Following evaluation and ranking of the
proposals, the review team recommended the contract be awarded to
White Nelson Diehl Evans (WNDE).
The Board and staff then discussed WNDE's previous work for the District,
the length of time some of the auditing firms had worked for a single
agency, and the benefits of changing auditing firms.
Ms. Lugo noted that representatives from the successful firm would be in
attendance at future Board meetings to present an overview of the audit
process and the results of each annual audit. She clarified that the initial
contract was for three years and the District would have the option to
extend the contract up to two years thereafter.
The Board and staff then discussed WNDE's proposed annual fees for
future auditing services and new audit reporting requirements.
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Mr. Ben Parker (resident) commented on the benefits of having a different
firm or a different partner at the same firm conduct future audits.
Mrs. Lugo explained that the successful firm could focus on specific areas
as requested by the Board including the assignment of a new partner if
necessary.
Director Hawkins made a motion, seconded by Director Jones, to (1)
authorize the General Manager to execute a Professional Services
Agreement with White Nelson Diehl Evans, LLP for a three-year contract
with two subsequent one-year options for a fee not to exceed $112,586;
and (2) require the firm assign a new partner to perform the auditing
services. Motion carried 4-0-0-1 with Director Hall being absent.
8.4. Clarification of Roles, Responsibilities and Procedures for Ad Hoc Citizens
Advisory Committee (AHCAC) and Potential Revision of Contract for
Meeting Facilitation Services
Ms. Cindy Botts explained that during their first meeting, the AHCAC
members were unable to come to a consensus on what specific topics the
committee was to examine and provide recommendations thereon. The
committee discussed multiple topics for consideration including the rate
structure, capital projects, reserves, cost of service, and budgets for FYS
2015/18. Ms. Botts further explained that should the Board desire the
committee to address more than one topic, the meeting facilitator
requested that his contract be amended as additional meetings would be
needed over a longer period of time. Ms. Botts also informed the Board
that one of the committee members had resigned and suggested that the
vacancy be filled with the next lowest ranking applicant. She then
requested that the Board (1) clarify that the committee's purpose was to
provide input on the establishment of a financially sufficient rate or rate
structure, or both; (2) determine a process for filling vacancies on the
committee; and (3) consider amending the contract for meeting facilitation
services.
President Miller noted that discussions regarding the District's reserves,
capital projects, and staffing would take place during budget workshop
meetings scheduled over the next few months.
Mr. Tom Lynch (resident) commented on the purpose of the committee
and listed topics the members may desire to examine.
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Mr. Terry Harris (resident and AHCAC member) commented on the
timeframe given to the committee for providing recommendations and
topics to be considered. He also suggested that the District's financial
model be made available for the committee's use.
Mr. Ben Parker (resident) commented on his observations of the first
AHCAC meeting and suggested that the meeting facilitator's services be
discontinued.
Mr. Kent Ebinger (resident and AHCAC member) commented on the
purpose of the committee, topics to be considered, the meeting facilitator's
services, and impartiality of the committee chair as described in the
recommended roles, responsibilities and procedures for the AHCAC.
Ms. Cristy Parker (resident and AHCAC member) commented on the
purpose of the committee, topics to be considered, the committees
experience with the meeting facilitator, and suggested that the committee
chair be considered an active participant rather than required to be
impartial.
Mr. Greg Schultz (resident) commented on the need for clarification as to
the purpose of the committee, the state's recommended daily water
consumption amount per person, and suggested that the video or audio
recording of the January 31, 2017 Board meeting be provided to the
AHCAC members. He also remarked on tiered rate structures and status
of the District's financial model.
President Miller stated that feedback had been provided to the meeting
facilitator and that a Director may be in attendance at the next AHCAC
meeting in order to answer questions.
Mr. Gagen noted that the AHCAC was subject to the Brown Act and
offered to provide a brief overview of the related requirements at the next
AHCAC meeting.
Ms. Claudia Lynch (resident) suggested that the meeting facilitator's
services be discontinued and a committee chair be appointed.
Vice President Nederhood offered his apologies to the public and AHCAC
members for the rough start. He then commented on the purpose of the
committee as indicated in recommended roles, responsibilities and
procedures document, the timeline for the District's budget process, and
suggested a process for requesting staff support. He also asked Mr.
Marcantonio to share what had been discussed in regards to making the
District's financial model available to the committee.
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Mr. Marcantonio explained that staff could demonstrate the model at a
future committee meeting during which members could provide inputs for
evaluation. Any resulting reports could then be made available to the
committee and interested members of the public. He also noted the
model would be utilized during a future budget workshop meeting.
Vice President Nederhood further commented on the committees
recommended roles, responsibilities and procedures and potentially
discontinuing the services of the meeting facilitator.
President Miller indicated that the Board would be reviewing the District's
reserves and his views on the purpose of the committee.
Director Hawkins stated he felt the committee should be able to decide
whether or not to elect a chairperson and suggested that the roles,
responsibilities, and procedures document be revised to allow the chair to
act as a voting member.
Ms. Botts clarified that the language in the document did not preclude the
committee chair from voting, just that the individual should not seek to
influence the Committee.
Director Jones suggested that the AHCAC members be encouraged to
attend the upcoming budget workshop meetings and that the committee
should be allowed to vote on the need for a meeting facilitator and/or the
appointment of a participating chairperson. He also suggested that the
committee consider appointing a secretary to transcribe summary minutes
of the meetings. He then commented on the proposed demonstration of
the financial model at a future AHCAC meeting.
Ms. Lugo described some of the input fields that could be manipulated in
the District's financial model.
Director Jones suggested that information regarding other local District's
rate studies and rate structures be provided to the committee for
reference.
Mr. Ben Parker (resident) commented on the formulas and data contained
in the financial model and the utilization of such model at a previous Board
meeting. He also suggested that the model be made available to the
AHCAC.
The Board discussed the District's financial model and allowing the
committee to vote on whether or not to continue utilizing the meeting
facilitator's services.
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Mr. Kent Ebinger (resident and AHCAC member) commented on the cost
of the facilitator's travel and suggested that the vote regarding
continuation of his services be conducted by via e-mail.
Director Nederhood made a motion to reaffirm the recommended roles,
responsibilities, and procedures for the AHCAC and remove "or" in the
word "and/or"in the first sentence describing the committee's purpose.
The Board then discussed the process for filling vacancies on the AHCAC
committee and whether or not all three matters being considered at this
time should be considered by separate motions.
Mr. Gagen stated that the Board could consider each matter by separate
motion and that there should be an odd number of members on the
committee.
Director Nederhood restated his motion which was seconded by Director
Jones and carried 4-0-0-1 with Director Hall being absent.
Director Nederhood made a motion to appoint the next applicant in the
ranking to fill the vacant seat on the AHCAC.
Director Hawkins and Nederhood discussed their individual preferences
for the total number of committee members.
Director Nederhood amended his motion to specify that any future
vacancies on the AHCAC would be left unfilled. Director Miller seconded
the motion which carried 4-0-0-1 with Director Hall being absent.
Director Nederhood made a motion that an item be placed at the
beginning of the next AHCAC meeting agenda for the committee to
consider whether or not the facilitator's services should be continued.
The Board discussed the possibility of asking the facilitator to be on
standby should the committee determine that his services were necessary
later on. Ms. Botts stated that this option could be discussed with the
facilitator. The Board then discussed assigning one or two directors
available to attend or contact during future AHCAC meetings should the
committee desire.
Mr. Gagen advised that only two directors be assigned to attend the
AHCAC meetings in order to avoid potential issues with the Brown Act.
He also advised that Directors input providing input during AHCAC
meetings would be representing themselves as an individual and not the
full Board.
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The Board then discussed the level of Director involvement during AHCAC
meetings and whether or not the facilitator should be in attendance at the
next committee meeting.
The motion was amended to specify that the item be placed first on the
next AHCAC meeting agenda followed by consideration of appointing a
committee chairperson. Director Jones seconded the motion which
carried 4-0-0-1 with Director Hall being absent.
9. DISCUSSION ITEMS
9.1. Annual Review of Financial Reserves Policy
Ms. Lugo presented a proposed draft of the District's financial reserve
policy for the 2018 fiscal year. The primary change from the current policy
would be to eliminate the Debt Service Reserve and establish a Rate
Stabilization Reserve and an Administrative Reserve. The purpose of the
Rate Stabilization Reserve would be to assist in smoothing out future
water rate increases and the maximum target level would be set at 20% of
the budgeted water sales for the current fiscal year. The purpose of the
Administrative Reserve would be to partially or fully fund certain general
administrative projects on a pay-as-you-go basis. The maximum target
level for this reserve is suggested to be set at $200K. Other
recommended changes to the policy include changing the minimum and
maximum target levels of both the water and sewer funds for the
Operating, Emergency and Capital Replacement reserves. Additionally, it
is suggested to reclassify the Conservation Reserve as a contractually
restricted reserve rather than a Board designated reserve. She noted that
additional information would be presented for discussion at the next
budget workshop meeting.
The Board and staff then discussed the purpose, proposed target levels,
and replenishment process for various reserves.
Mr. Ben Parker (resident) commented on utilizing a line of credit for
emergencies.
10. REPORTS, INFORMATION ITEMS, AND COMMENTS
10.1. Directors' Reports
Vice President Nederhood and Director Jones reported on their
attendance at CSDA's Special District Leadership Academy Conference.
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10.2. General Manager's Report
Mr. Marcantonio reported on the status of the Oroville Dam and current
legislative matters. He noted that the Governor's emergency drought
declaration had been extended and commented on the decline in water
consumption due to recent rainstorms. He also reported on staff's efforts
related to an unfunded state mandate to provide lead sampling services
for K-12 schools and the status of the Esperanza Hills development
project. He then asked each of the managers to report on activities within
their respective departments.
Mr. Steve Conklin reported on the status of various construction projects
and MET's water storage efforts.
Mr. John DeCriscio stated that two of his staff members had recently
completed ACWA/JPIA's operations certification program. He also
reported on historical water consumption trends, staff efforts to utilize
additional groundwater and departmental maintenance activities.
Ms. Lugo reported on staff efforts related to the budget and bond issuance
processes.
Mr. Art Vega reported on staff efforts related to the budget process and
upgrading the District's billing software.
Ms. Gina Knight reported on recent employee performance evaluation
training provided to managers and supervisors.
10.3. General Counsel's Report
Mr. Gagen stated that he or another representative from his office was
scheduled to provide a presentation on the CA Supreme Court's decision
regarding the application of the Public Records Act to personal devices at
the next regular meeting.
10.4. Future Agenda Items and Staff Tasks
None.
11. COMMITTEE REPORTS
11.1. Interagency Committee with MWDOC and OCWD
(Miller/Nederhood)
■ Next meeting is scheduled March 23, 2017 at 4:00 p.m.
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11.2. Joint Agency Committee with City of Yorba Linda
(Miller/Hawkins)
■ Minutes of the meeting held March 13, 2017 at 4:00 p.m. will be
provided when available.
■ Next meeting is yet to be scheduled.
11.3. Interagency Committee with City of Placentia and Golden State Water Company
(Miller/Nederhood)
■ Next meeting is yet to be scheduled.
12. INTERGOVERNMENTAL MEETINGS
The Directors reported on their attendance at the following meetings.
12.1 WACO — March 3, 2017 (Jones/Miller)
12.2 YL City Council — March 7, 2017 (Jones)
13. BOARD OF DIRECTORS ACTIVITY CALENDAR
13.1. Meetings from March 15, 2017 — June 30, 2017
Director Hawkins made a motion, seconded by Director Jones, to accept
the activity calendar as presented. Motion carried 4-0-01 with Director
Hall being absent.
14. ADJOURNMENT
14.1. The meeting was adjourned at 10:11 p.m.
nnie Alexander
Assistant Board Secretary
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